General Investment Risks Sample Clauses

General Investment Risks. With investing, your capital is at risk and investments can fluctuate in value and you may get back less than you invest • Under this service we will make decisions which we deem suitable for you based on the information you have provided. If you do not notify us of a relevant change in your circumstances, we may not be able to make informed and suitable decisions to trade. • When you withdraw from your investment, you may get back less than your goal because: o your investments grow less than illustrated; o you have taken money out; and/or o you do not invest as planned. • If you cancel and your investments have fallen in value, you will not get back the full amount you invested or transferred
AutoNDA by SimpleDocs
General Investment Risks. You acknowledge that: • Investing in securities involves risk of loss that you should understand and be prepared to bear. Investment performance of any kind can never be predicted or guaranteed and the value of Your Brokerage Account will fluctuate due to market conditions and other factors. Past performance does not guarantee future results. • Back tested performance of the Suggested Portfolio, the Selected Portfolio, or other Portfolios are hypothetical and do not reflect actual investment results. Any hypothetical back tested returns associated with any Portfolio are based on assumptions and do not reflect actual results of any particular account. The performance results were derived from the retroactive application of a model developed within the benefit of hindsight and not with real money at stake. No representation is being made that Your Brokerage Account will or is likely to achieve results similar to those shown. Actual results may differ significantly from the hypothetical returns that are presented. • Projected returns are hypothetical, do not reflect actual investment results, and are not guarantees of future results. Such projected performance is subject to a number of limitations and assumptions designed to determine the probability or likelihood of a particular investment outcome based on a range of possible outcomes. Performance of the Suggested Portfolio, your Selected Portfolio, other Portfolios or Your Brokerage Account may differ materially from investment gains and avoidance of investment losses projected, described, or otherwise referenced in forward-looking statements, and the projected returns associated with any Portfolio may not materialize. • By participating in the Program you may lose opportunities to make other investments and to realize gains from such other investments. • Data provided by Adviser may not be free from error or inaccuracies. • Investments in Your Brokerage Account are not guaranteed by the Federal Deposit Insurance Corporation (“FDIC”), any bank, or any government, except that Your Brokerage Account may include an allocation to cash held in an FDIC-insured deposit account opened by the Custodian at a participating bank, subject to the FDIC coverage limit of $250,000 per depositor in each insurable capacity (e.g., individual or joint) at the relevant participating bank. If you have other deposits at the relevant participating bank, such deposits may be aggregated with the cash held in the bank sweep program fo...
General Investment Risks. There are at least three principal types of risk that can adversely affect the investment approach of the Fund: (1) Market Risk; (2) Strategy Risk; and (3) Manager Risk. Market risk is common to an entire class of assets such that the value of investments may decline over a given time period simply because of economic changes or other events that impact large portions of the markets. Strategy risk is associated with the failure or deterioration of an entire strategy (such that most or all investors in that strategy suffer significant losses). Manager risk relates to the possibility of loss due to manager fraud, intentional or inadvertent deviations from a pre-defined investment strategy (including excessive concentration, directional investing outside of disclosed ranges, excessive leverage or experimentation with new capital markets) or simply poor judgment. Manager risk poses a significant risk of loss to the Fund, as the Fund will invest substantially all of its assets with a single trading manager and in a single trading vehicle, as compared to developing its own diversified portfolio.
General Investment Risks. Price and Market Risks - The prices of Digital Assets fluctuate, sometimes dramatically, as a result of unique features that make them more likely in value. Trading in Digital Assets can therefore be very risky and volatile. The price of a Digital Asset may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling Digital Assets. Factors beyond SDA or the Customer’s control, such as regulatory activity, market manipulation, or unexplainable price volatility, may affect market liquidity for a particular Digital Asset. Digital Assets are subject to limited transparency as there might be little publicly available information that could help gauge the fair value of the Digital Asset. This could lead to speculative forces driving up unit prices resulting in volatile price swings, or there could be a collapse in demand and prices. Blockchain networks may go offline as a result of bugs, Forks, or other unforeseeable reasons. As a general matter, Customers with limited trading experience and low risk tolerance should not engage in active trading with SDA. Speculating on the value of Digital Assets is high risk and Customers should never trade more than they can afford to lose. The Customer’s position on various Transactions may be liquidated at a loss and the Customer will then be liable for any resulting deficit. Under certain circumstances, it may be difficult to liquidate an existing position, assess the value, determine a fair price or assess its exposure to risk. The specifications of outstanding contracts may also be modified by a clearing house to reflect changes in the underlying asset. By entering into any particular Transaction for Digital Assets, you represent that you have been, are and will be solely responsible for making your own independent appraisal and investigations into the risks of the Transactions and Digital Assets and have sufficient sophistication, knowledge and professional assistance or experience to assess the risks of any Transactions and Digital Assets. Risks of Digital Assets Specialized or sophisticated technical knowledge is required to understand Digital Assets. Advanced background in cryptography and coding would be required in order to appreciate the inherent risks. The willingness of SDA to enter into any particular Transaction in relation to any particular Digital Asset is not an indication of SDA’s approval or disapproval of the underlying...
General Investment Risks 

Related to General Investment Risks

  • Investment Risks Purchaser understands that purchasing Securities in the Offering will subject Purchaser to certain risks, including, but not limited to, those set forth in the Company SEC Documents as well as each of the following:

  • Investment Risk Buyer understands that its investment in the securities constitutes high risk investment, its investment in the Securities involves a high degree of risk, including the risk of loss of the Buyer’s entire investment.

  • Legal Investment On the Closing Date, the sale and issuance of the Shares and the proposed issuance of the Conversion Shares shall be legally permitted by all laws and regulations to which Purchasers and the Company are subject.

  • Investment Program The Subadviser is hereby authorized and directed and hereby agrees, subject to the stated investment objective and policies of the Fund as set forth in the Trust’s current Registration Statement and subject to the supervision of the Adviser and the Board of Trustees of the Trust, to (i) develop and furnish continuously an investment program and strategy for the Fund in compliance with the Fund’s investment objective and policies as set forth in the Trust’s current Registration Statement, (ii) provide research and analysis relative to the investment program and investments of the Fund, (iii) determine (subject to the overall supervision of the Board of Trustees of the Trust) what investments shall be purchased, held, sold or exchanged by the Fund and what portion, if any, of the assets of the Fund shall be held in cash or cash equivalents, and (iv) make changes on behalf of the Trust in the investments of the Fund. In accordance with paragraph 2(ii)(b), the Subadviser shall arrange for the placing of all orders for the purchase and sale of securities and other investments for the Fund’s account and will exercise full discretion and act for the Trust in the same manner and with the same force and effect as the Trust might or could do with respect to such purchases, sales or other transactions, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or transactions. The Subadviser will make its officers and employees available to meet with the Adviser’s officers and directors on due notice at reasonable times to review the investments and investment program of the Fund in light of current and prospective economic and market conditions. The Subadviser is authorized on behalf of the Fund to enter into agreements and execute any documents required to make investments pursuant to the Prospectus as may be amended from time to time. The Subadviser’s responsibility for providing portfolio management services hereunder shall be limited to only those assets of the Fund which the Adviser determines to allocate to the Subadviser (those assets being referred to as the “Fund Account”), and the Subadviser agrees that it shall not consult with any investment advisor(s) (within the meaning of the 0000 Xxx) to the Fund or any other registered investment company or portfolio series thereof under common control with the Fund concerning transactions for the Fund Account in securities or other assets such that the exemptions under Rule 10f-3, Rule 12d-3 and/or Rule 17a-10 under the 1940 Act would not be available with respect to the Fund. The Subadviser shall exercise voting authority with respect to proxies that the Fund is entitled to vote by virtue of the ownership of assets attributable to that portion of the Fund for which the Subadviser has investment management responsibility; provided that the exercise of such authority shall be subject to periodic review by the Adviser and the Trustees of the Trust; provided, further that such authority may be revoked in whole or in part by the Adviser if required by applicable law. The Subadviser shall exercise its proxy voting authority hereunder in accordance with such proxy voting policies and procedures as the Trust may designate from time to time. The Subadviser shall provide such information relating to its exercise of proxy voting authority hereunder (including the manner in which it has voted proxies and its resolution of conflicts of interest) as reasonably requested by the Adviser from time to time. In the performance of its duties hereunder, the Subadviser is and shall be an independent contractor and except as expressly provided for herein or otherwise expressly provided or authorized shall have no authority to act for or represent the Fund or the Trust in any way or otherwise be deemed to be an agent of the Fund, the Trust or of the Adviser. If any occasion should arise in which the Subadviser gives any advice to its clients concerning the shares of a Fund, the Subadviser will act solely as investment counsel for such clients and not in any way on behalf of the Trust or the Fund.

  • Initial Investment The Advisor has contributed to the Company $200,000 in exchange for 20,000 Equity Shares (the "Initial Investment"). The Advisor may not sell these shares while the Advisory Agreement is in effect, although the Advisor may transfer such shares to Affiliates. The restrictions included above shall not apply to any Equity Shares, other than the Equity Shares acquired through the Initial Investment, acquired by the Advisor or its Affiliates. The Advisor shall not vote any Equity Shares it now owns, or hereafter acquires, in any vote for the removal of Directors or any vote regarding the approval or termination of any contract with the Advisor or any of its Affiliates.

  • Regulated Investment Company Election If the Prospectus for a Trust states that such Trust intends to elect to be treated and to qualify as a "regulated investment company" as defined in the United States Internal Revenue Code of 1986, as amended, the Trustee is hereby directed to make such elections and take all actions, including any appropriate election to be taxed as a corporation, as shall be necessary to effect such qualification or to provide funds to make any distribution for a taxable year in order to avoid imposition of any income or excise tax on the Trust or on undistributed income in the Trust. The Trustee shall make such reviews of each Trust portfolio as shall be necessary to maintain qualification of a particular Trust as regulated investment company and to avoid imposition of tax on a Trust or undistributed income in a Trust, and the Depositor and Supervisor shall be authorized to rely conclusively upon such reviews."

  • The Investment Account; Eligible Investments (a) Not later than the Withdrawal Date, the Master Servicer shall withdraw or direct the withdrawal of funds in the Custodial Accounts for P&I, for deposit in the Investment Account, in an amount representing:

  • Investment Securities and Commodities (a) Each of the Company and its Subsidiaries has good title in all material respects to all securities and commodities owned by it (except those sold under repurchase agreements), free and clear of any Lien, except as set forth in the financial statements included in the Company Reports or to the extent such securities or commodities are pledged in the ordinary course of business to secure obligations of the Company or its Subsidiaries. Such securities and commodities are valued on the books of the Company in accordance with GAAP in all material respects.

  • Investment Funds Unregistered general or limited partnerships or pooled investment vehicles and/or registered investment companies in which the Company (directly, or indirectly through the Master Fund) invests its assets that are advised by an Investment Manager.

  • Commingling, Exchange and Investment of the Contributions 2.1. The Contributions shall be accounted for as a single trust fund and shall be kept separate and apart from the funds of the Bank. The Contributions may be commingled with other trust fund assets maintained by the Bank.

Time is Money Join Law Insider Premium to draft better contracts faster.