Customer Trades Sample Clauses

Customer Trades. You hereby authorize the Executing Broker to inform your Prime Broker on the OMGEO/DTC ID System, or any successor system, of all the details of each Prime Brokerage Transaction you instruct to be cleared by Pershing for your account, including, but not limited to, the contract amount, the security involved, the number of shares or number of units, and whether the transaction was a long, short or short exempt or a purchase (collectively, the “Trade Data”), and you hereby agree to inform your Prime Broker of the Trade Data on trade date by the time designated to you by your Prime Broker. In the event of any discrepancy in the Trade Data reported to your Prime Broker by you and the Trade Data reported to your Prime Broker by the Executing Broker, you shall be responsible for resolving such discrepancy promptly, and you shall be liable to the Executing Broker for any loss, cost or expense sustained by the Executing Broker or Pershing arising out of such Prime Brokerage Transaction.
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Customer Trades. Customer hereby authorizes the Clearing Broker to inform Prime Broker on the OMGEO/DTC ID System, or any successor system, of all the details of each Prime Brokerage Transaction that Customer instructs to be cleared by the Clearing Broker for Customer account, including, but not limited to, the contract amount, the security involved, the number of shares or number of units, and whether the transaction was a long, short, or short exempt sale or a purchase (collectively, the ("Trade Data"), and Customer hereby agrees to inform Prime Broker of the Trade Data on trade date by the time designated to Customer by Prime Broker. In the event of any discrepancy in the Trade Data reported to Prime Broker by the Clearing Broker, Customer shall be responsible for resolving such discrepancy promptly, and Customer shall be liable to the Clearing Broker for any loss, cost, or expense sustained by the Clearing Broker arising out of such Prime Brokerage Transaction.
Sample 1
Customer Trades. You hereby authorize Clearing Agent to inform your Prime Broker on the DTC ID System, or any successor system, of all the details for each Prime Brokerage Transaction you instruct to be cleared by Clearing Agent for your account, including, but not limited to, the contract amount, the security involved, the number of shares or number of units, and whether the transaction was a long or short sale or a purchase (collectively, the "Trade Data"), and you hereby agree to inform your Prime Broker of the Trade Data on trade date by the time designated to you by your Prime Broker. In the event of any discrepancy in the Trade Data reported to your Prime Broker by you and the Trade Data reported to your Prime Broker by Clearing Agent, you shall be responsible for resolving such discrepancy promptly, and you shall be liable to Clearing Agent for any loss, cost or expense sustained by Clearing Agent arising out of such Prime Brokerage Transaction.
Sample 1
Customer Trades. BNYM Clearing, for and on behalf of Customer, is authorized in its sole discretion to select floor brokers and, on exchanges where BNYM Clearing is not a clearing member, unaffiliated clearing brokers, which will act as brokers and agents in connection with transactions in Contracts for the Accounts. Absent a separate written agreement with Customer with respect to “give-up” transactions, BNYM Clearing may, in its sole discretion, but shall not be obligated to, accept from other brokers Contracts executed by such brokers that are to be given up to BNYM Clearing for clearance or carrying in any Account.
Sample 1
Customer Trades. You hereby agree to inform UBS PaineWebber of all the details of each Prime Brokerage Transaction executed through the Executing Broker for your account, including, but not limited to, the contract amount, the security involved, the number of shares or number of units, and whether the transaction was a long or short sale or a purchase (collectively, the "Trade Data") by 5:00 p.m. New York time on trade date. In the event of any discrepancy in the Trade Data reported to UBS PaineWebber by you and the Trade Data reported to UBS PaineWebber by the Executing Broker under the Prime Brokerage Agreement, you shall be responsible for resolving such discrepancy promptly, and you shall be liable to UBS PaineWebber for any loss, cost or expense sustained by UBS PaineWebber arising out of such Prime Brokerage Transaction. Where the Executing Broker is forwarding trade confirmations to you in care of UBS PaineWebber pursuant to your written instructions, UBS PaineWebber upon request will promptly provide you with copies of these confirmations.
Sample 1
Customer Trades. Your hereby authorize PaineWebber to inform your Prime Broker on the DTC ID System, or any successor system, of all the details of each Prime Brokerage Transaction you instruct to be cleared by PaineWebber for your account, including, but not limited to, the contract amount, the security involved, the number of shares or number of units, and whether the transaction was a long or short sale or a purchase (collectively, the "Trade Data"), and you hereby agree to inform your Prime Broker of the Trade Data on the trade date by the time designated to you by your Prime Broker. In the event of any discrepancy in the Trade Data reported to your Prime Broker by you and the Trade Data reported to your Prime Broker by PaineWebber you shall be responsible for resolving such discrepancy promptly, and you shall be liable to PaineWebber for any loss, cost or expense sustained by PaineWebber arising out of such Prime Brokerage Transaction.
Sample 1
Customer Trades. The undersigned or its authorized representative shall advise WS on trade date of the details of all Prime Brokerage Transactions effected by Executing Brokers on the undersigned’s behalf as required by the SEC Letter (the “Trade Data”). In the event of any discrepancy in the Trade Data reported to the Executing Broker by the undersigned and the Trade Data reported to the Executing Broker by WS, the undersigned shall be responsible for resolving such discrepancy promptly and shall be liable to WS for any loss, cost or expense sustained by WS arising out of any such Prime Brokerage Transaction.
Sample 1
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Customer Trades. Your hereby agree to inform PaineWebber of all the details of each Prime Brokerage Transaction executed through the Executing Broker for your account, including, but not limited to, the contract amount, the security involved, the number of shares or number of units, and whether the transaction was a long or short sale or a purchase (collectively, the "Trade Data") by 5:00 p.m. New York time on trade date. In the event of any discrepancy in the Trade Data reported to PaineWebber by you and the Trade Data reported to PaineWebber by the Executing Broker under the Prime Brokerage Agreement, you shall be responsible for resolving such discrepancy promptly, and you shall be liable to PaineWebber for any loss, cost or expense sustained by PaineWebber arising out of such Prime Brokerage Transaction. Where the Executing Broker is forwarding trade confirmations to you in care of PaineWebber pursuant to your written instructions, PaineWebber upon request will promptly provide you with copies of these confirmations.
Sample 1
Customer Trades. You hereby authorize the Clearing Broker to inform your Prime Broker on the DTC ID System, or any successor system, of all the details of each Prime Brokerage Transaction you instruct to be cleared by the Clearing Broker for your account, including, but not limited to, the contract amount, the security involved, the number of shares or number of units, and whether the transaction was a long or short sale or a purchase (collectively, the "Trade Data"), and you hereby agree to inform your Prime Broker of the Trade Data on the trade date by the time designated to you by your Prime Broker. In the event of any discrepancy in the Trade Data reported to your Prime Broker by you and the Trade Data reported to your Prime Broker by the Clearing Broker, you shall be responsible for resolving such discrepancy in a reasonable time period, and you shall be liable to the Clearing Broker for any loss, cost or expense sustained by the Clearing Broker arising out of such Prime Brokerage Transaction, except to the extent such loss, cost and expense is caused by the negligence or willful misconduct of Clearing Broker.
Sample 1

Related to Customer Trades

  • Customer Data 5.1 The Customer shall own all right, title and interest in and to all of the Customer Data and shall have sole responsibility for the legality, reliability, integrity, accuracy and quality of the Customer Data.

  • Customer Agreement In the event of a conflict between this Agreement and any other agreement between the Bank and the Customer relating to the Account, the terms of this Agreement will prevail, and in all other respects the terms of the other agreement relating to the Account shall apply with respect to any matters not covered by this Agreement. Regardless of any provision in any such agreement, the State of New York shall be deemed to be the Bank’s location for the purposes of this Agreement and the perfection and priority of the Secured Party’s security interest in the Account.

  • Customer The agency or eligible user that purchases commodities or contractual services pursuant to the Contract.

  • Customer Agreements 29.1 Trader to include provisions in Customer Agreements: The following clauses apply in respect of the Trader’s Customer Agreements:

  • Customer will 1.1 Select and notify Boeing of the suppliers and part numbers of the following BFE items by the following dates: Galley System Complete Galley Inserts Complete Seats (passenger) Complete Cabin Systems Equipment Complete

  • Client Data The Subrecipient shall maintain client data demonstrating client eligibility for services provided. Such data shall include, but not be limited to, client name, address, income level or other basis for determining eligibility, and description of service provided. Such information shall be made available to Grantee monitors or their designees for review upon request.

  • Customer Information CPNI of a Customer and any other non-public, individually identifiable information about a Customer or the purchase by a Customer of the services or products of a Party.

  • Customer Lists We hereby agree that we shall not use any list of your customers which may be obtained in connection with this Agreement for the purpose of solicitation of any product or service without your express written consent. However, nothing in this paragraph or otherwise shall be deemed to prohibit or restrict us or our affiliates in any way from solicitations of any product or service directed at, without limitation, the general public, any segment thereof, or any specific individual, provided such solicitation is not based upon such list.

  • End Users Customer will control access to and use of the Products by End Users and is responsible for any use of the Products that does not comply with this Agreement.

  • Safeguarding Customer Information The Servicer has implemented and will maintain security measures designed to meet the objectives of the Interagency Guidelines Establishing Standards for Safeguarding Customer Information published in final form on February 1, 2001, 66 Fed. Reg. 8616 and the rules promulgated thereunder, as amended from time to time (the “Guidelines”). The Servicer shall promptly provide the Master Servicer, the Trustee and the NIMS Insurer information reasonably available to it regarding such security measures upon the reasonable request of the Master Servicer, the Trustee and the NIMS Insurer which information shall include, but not be limited to, any Statement on Auditing Standards (SAS) No. 70 report covering the Servicer’s operations, and any other audit reports, summaries of test results or equivalent measures taken by the Servicer with respect to its security measures to the extent reasonably necessary in order for the Seller to satisfy its obligations under the Guidelines.

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