The over 1,264,200 contracts contained on this website are SEC document filings that have been catalogued and indexed by contract type, state/jurisdiction, company, signees and filing date. Read more

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Roy Bk Of Scotland – The ROYAL BANK OF SCOTLAND GROUP PLC as Company and THE BANK OF NEW YORK MELLON, ACTING THROUGH ITS LONDON BRANCH as Trustee FOURTH SUPPLEMENTAL INDENTURE Dated as of March 22, 2019 to the AMENDED AND RESTATED INDENTURE Dated as of December 13, 2017 (March 22nd, 2019)

This FOURTH SUPPLEMENTAL INDENTURE, dated as of March 22, 2019, among THE ROYAL BANK OF SCOTLAND GROUP PLC, a corporation incorporated in Scotland with registered number SC045551, as issuer (the "Company") and THE BANK OF NEW YORK MELLON, acting through its London Branch, a banking corporation duly organized and existing under the laws of the State of New York, as trustee (the "Trustee") having its Corporate Trust Office at One Canada Square, London E14 5AL.

Securities Purchase Agreement (March 22nd, 2019)

THIS SECURITIES PURCHASE AGREEMENT (this Agreement), dated as of [*], 2019, (the Execution Date), is entered into by and between JAGUAR HEALTH, INC., a Delaware corporation, (the Company), and [[*], a [*] company]/[ [*], an individual resident of [*]] (the Buyer).

Bloom Energy Corp – Date, 2019 Name Address Address Dear Name, (March 22nd, 2019)

I am pleased to conditionally offer you the position of Business Title (HR title: XXX, Grade: XXX) with Bloom Energy Corporation (the "Company"). In this full-time, salaried (exempt) position, you will report to Manager Name and will be based out of your XXX (enter state) home office OR our San Jose Corporate headquarters facility. Your annual salary will be $XX, less applicable withholdings and deductions, and you will be paid every other Friday in accordance with the Company's normal payroll practices. Pursuant to the terms of Bloom Energy's Employee Incentive (Bonus) Plan, you are eligible to receive a discretionary bonus which is a XX% target of your eligible compensation. The Incentive Plan payout is based on achievement of company metrics and individual performance. The Incentive Plan is measured and administered every quarter with an annual component at the end of each year (5 eligible payouts per year). You will receive a sign-on bonus in the amount of $XX, less applicable

Parallax Health Sciences, Inc. – Common Stock Purchase Warrant (March 22nd, 2019)
Zoom Video Communications, Inc. – December 18, 2018 Kelly Steckelberg Re: Employment Terms Dear Kelly: You and Zoom Video Communications, Inc. (Zoom) Previously Entered Into an Offer Letter Dated August 23, 2017. You Also Signed an Employment, Confidential Information and Assignment of Creative Works Agreement and Zooms Binding Arbitration Policy. This Letter Agreement Confirms the Terms of Your Employment With Zoom: (March 22nd, 2019)
Mb Financial Inc. – ARTICLES OF AMENDMENT to the ARTICLES OF INCORPORATION of MB FINANCIAL, INC. (A Maryland Corporation) (March 22nd, 2019)
Cytomedix, Inc. New – Amendment to the Convertible Promissory Note Issued on September 17, 2018 (March 22nd, 2019)

THIS AMENDMENT TO THE CONVERTIBLE PROMISSORY NOTE ISSUED ON September 17, 2018, (the "Amendment") is made effective as of March 19, 2019 (the "Effective Date"), by and between NUO THERAPUETICS, INC., a Delaware corporation (the "Company"), and Auctus Fund, LLC, a Delaware limited liability company (the "Holder") (each the Company and the Holder a "Party" and collectively the "Parties").

Penn Virginia – Penn Virginia and Denbury Mutually Agree to Terminate Merger Agreement (March 22nd, 2019)
Private and Confidential Dated (March 22nd, 2019)

Prudential Group means Prudential and each of its subsidiaries where subsidiaries is defined by section 1159 of the Companies Act 2006.

ImmuCell Corporation – Amended and Restated Incentive Compensation Agreement (March 22nd, 2019)

This Amended and Restated Incentive Compensation Agreement, dated as of March 21, 2019, is by and between ImmuCell Corporation, a Delaware corporation (the "Company") and Elizabeth L. Williams (the "Executive"), and replaces and supersedes in its entirety the Incentive Compensation Agreement, dated as of March 6, 2017, between the Company and the Executive.

Roy Bk Of Scotland – The ROYAL BANK OF SCOTLAND GROUP PLC as Company and THE BANK OF NEW YORK MELLON, ACTING THROUGH ITS LONDON BRANCH as Trustee FOURTH SUPPLEMENTAL INDENTURE Dated as of March 22, 2019 to the AMENDED AND RESTATED INDENTURE Dated as of December 13, 2017 (March 22nd, 2019)

This FOURTH SUPPLEMENTAL INDENTURE, dated as of March 22, 2019, among THE ROYAL BANK OF SCOTLAND GROUP PLC, a corporation incorporated in Scotland with registered number SC045551, as issuer (the "Company") and THE BANK OF NEW YORK MELLON, acting through its London Branch, a banking corporation duly organized and existing under the laws of the State of New York, as trustee (the "Trustee") having its Corporate Trust Office at One Canada Square, London E14 5AL.

Emclaire Financial – Amended and Restated Change in Control Agreement (March 22nd, 2019)

This AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT (this "Agreement"), is made and entered into as of the 18th day of November 2015, between Emclaire Financial Corp., a Pennsylvania-chartered bank holding company (the "Corporation"), The Farmers National Bank of Emlenton, a national banking association (the "Bank") and Jennifer A. Roxbury (the "Executive") (the Corporation and the Bank are referred to together herein as the "Employers").

Smart Trust 421 – Consent of Independent Registered Public Accounting Firm (March 22nd, 2019)

We have issued our report dated March 22, 2019, with respect to the financial statement of Smart Trust 421 contained in Amendment No. 1 to the Registration Statement on Form S-6 (File No. 333-229196) and related Prospectus. We consent to the use of the aforementioned report in the Registration Statement and Prospectus, and to the use of our name as it appears under the caption "Independent Registered Public Accounting Firm".

DiamondPeak Holdings Corp. – Diamondpeak Holdings Corp. Pro Forma Balance Sheet (March 22nd, 2019)

Actual as of March 4, Pro Forma 2019 Adjustments As Adjusted (unaudited) (unaudited) ASSETS Current Assets: Cash $1,345,822 $-- $1,345,822 Prepaid expenses 166,500 -- 166,500 Total Current Assets 1,512,322 -- 1,512,322 Cash held in Trust Account 250,000,000 30,000,000(a) 280,000,000 600,000(b) (600,000)(c) Total Assets $251,512,322 $30,000,000 $281,512,322 LIABILITIES AND STOCKHOLDERS' EQUITY Current Liability - Accrued offering costs $18,539 $-- $18,539 Total Current Liabilities 18,539 -- 18,539

Scorpio Tankers Inc – Contract (March 22nd, 2019)
Skyline Medical Inc. – CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF PRECISION THERAPEUTICS INC. (A Delaware Corporation) Date: March 22, 2019 (March 22nd, 2019)

Pursuant to Section 242 of the Delaware General Corporation Law, the undersigned, being the Chief Financial Officer of Precision Therapeutics Inc., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), does hereby certify that the following resolutions where adopted by the Corporation's Board of Directors and its stockholders as hereinafter described:

Synalloy Corporation – SYNALLOY CORPORATION Issuer and Trustee SUBORDINATED INDENTURE Dated as of [ ], 20[ ] Subordinated Debt Securities (March 22nd, 2019)
Hff – Amended and Restated Employment Agreement (March 22nd, 2019)
Legacy Reserves Inc. – Twelfth Amendment to Third Amended and Restated Credit Agreement (March 22nd, 2019)

This TWELFTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT (this "Twelfth Amendment") dated as of March 21, 2019, among LEGACY RESERVES LP, a limited partnership duly formed under the laws of the State of Delaware (the "Borrower"); each of the undersigned guarantors (the "Guarantors," and together with the Borrower, the "Obligors"); WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (in such capacity, together with its successors, the "Administrative Agent") and as Issuing Lender; and the Lenders and each Lender in its capacity as Secured Swap Party (collectively, the "Lenders") signatory hereto.

Voluntary Separation Agreement (March 22nd, 2019)

DRONE AVIATION HOLDING CORP ("Company") and Kevin Hess ("Employee") make the following Voluntary Separation Agreement (the "Agreement").

Bloom Energy Corp – Third Amended and Restated Purchase, Use and Maintenance Agreement (March 22nd, 2019)

This AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED PURCHASE, USE AND MAINTENANCE AGREEMENT (this "Amendment"), is entered into effective as of September 28, 2018 ("Effective Date") by and between BLOOM ENERGY CORPORATION, a Delaware corporation ("Seller"), and 2016 ESA PROJECT COMPANY, LLC, a Delaware limited liability company ("Buyer," and together with Seller, the "Parties"). Capitalized terms used and not otherwise defined herein have the meanings given to them in the Third A&R PUMA (as defined below). All Section, annex and exhibit references, unless otherwise indicated, shall be references to Sections, annexes and exhibits of the Third A&R PUMA and the rules of interpretation set forth in the Third A&R PUMA apply as if set forth herein.

Pinterest, Inc. – Pinterest, Inc. 2009 Stock Plan Notice of Stock Option Grant (March 22nd, 2019)
Promissory Note (March 22nd, 2019)

This Note is free from all taxes, liens, claims and encumbrances with respect to the issue thereof and shall not be subject to preemptive rights or other similar rights of shareholders of the Borrower and will not impose personal liability upon the holder thereof.

Business First Bancshares, Inc. – Change in Control Agreement (March 22nd, 2019)

This CHANGE IN CONTROL AGREEMENT ("Agreement") is entered into between Business First Bank ("the Bank") and Gregory Robertson (the "Executive") and is presented to Executive on December 1, 2017.

Zoom Video Communications, Inc. – December 18, 2018 Janine Pelosi Re: Employment Terms Dear Janine: You and Zoom Video Communications, Inc. (Zoom) Previously Entered Into an Offer Letter Dated February 17, 2015. You Also Signed an Employment, Confidential Information and Assignment of Creative Works Agreement and Zooms Binding Arbitration Policy. This Letter Agreement Confirms the Terms of Your Employment With Zoom: (March 22nd, 2019)