Inpixon – FORM OF SERIES A WARRANT TO PURCHASE COMMON STOCK INPIXON (August 2nd, 2019)THIS SERIES A WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, _______________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [___________] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inpixon, a Nevada corporation (the “Company”), up to _______________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Glucose Biosensor Systems (Greater China) Holdings, Inc. – TECHNOLOGY LICENSE AGREEMENT (August 2nd, 2019)This Technology License Agreement (this “Agreement”) dated as of3rd July 2019 (the “Effective Date”), is by and between the following parties:
Marsh & McLennan Companies, Inc. – MARSH & McLENNAN COMPANIES, INC. 2011 INCENTIVE AND STOCK AWARD PLAN TERMS AND CONDITIONS OF RESTRICTED STOCK UNIT AWARDS (August 2nd, 2019)An award (“Award”) has been granted to you under the Marsh & McLennan Companies, Inc. 2011 Incentive and Stock Award Plan (the “Plan”), subject to your acceptance as described in Section II.A.1. The Award is a one-time award in recognition of any award that you may have been eligible to be granted under the JLT 2019 Deferred Bonus Scheme that you otherwise may have received. Following the grant of this Award, you will not receive additional awards in recognition of the Deferred Bonus Scheme awards. The Award type, the number of shares of Marsh & McLennan Companies, Inc. (“Marsh & McLennan Companies”) common stock covered by the Award, instructions on how to accept or decline the Award and the deadline for accepting the Award will be provided to you by Global & Executive Compensation and/or the stock plan service provider of the Company (as defined in Section V.D.). The Award is also subject to the terms and conditions set forth herein (the “Terms and Conditions”) and to additional t
Arconic Inc. – ARCONIC INC. SPECIAL RETENTION AWARD AGREEMENT NEIL MARCHUK Grant Date: May 14, 2019 (August 2nd, 2019)The terms and conditions of this Global Special Retention Award Agreement, including Appendices A and B attached hereto, (the “Award Agreement”) are authorized by the Compensation and Benefits Committee of the Board of Directors. The special retention award (“Special Retention Award”) is granted to the Participant under the 2013 Arconic Stock Incentive Plan, as amended and restated and as may be further amended from time to time (the “Plan”).
Motorola Solutions, Inc. – PERFORMANCE STOCK UNIT AWARD AGREEMENT (August 2nd, 2019)This Performance Stock Unit Award (“Award”) is awarded on «Grant_date» (“Date of Grant”), by Motorola Solutions, Inc. (the “Company” or “Motorola Solutions”) to «First_Name» «Last_Name» (the “Grantee”).
TreeHouse Foods, Inc. – TREEHOUSE FOODS, INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (August 2nd, 2019)On August 1, 2019, Bay Valley Foods, LLC and TreeHouse Private Brands, Inc., wholly owned subsidiaries of TreeHouse Foods, Inc. (“TreeHouse” or the "Company"), completed the previously announced sale of Flagstone Foods, Inc. and Nutcracker Brands, Inc., constituting the Company’s Snacks Division for a base sale price of $90.0 million, subject to customary post-closing adjustments pursuant to the terms of a Stock Purchase Agreement, dated as of July 8, 2019. The sale is considered a significant disposition for purposes of Item 2.01 of Form 8-K.
Shell Midstream Partners, L.P. – REVOLVING LOAN FACILITY AGREEMENT (August 2nd, 2019)
Sealed Air Corp/De – Sealed Air Reports Second Quarter Results (August 2nd, 2019)In addition, the Company completed the acquisition of Automated Packaging Systems, Inc. (APS), a leading manufacturer of automated bagging systems (including the iconic Autobag® brand), for $510 million on a cash and debt free basis.
Constellation Alpha Capital Corp. – SUBSCRIPTION AGREEMENT (August 2nd, 2019)In connection with the proposed business combination (the “Transaction”) in which DermTech, Inc., a Delaware Corporation (“DermTech”) will merge with a wholly-owned subsidiary corporation of Constellation Alpha Capital Corp., a company incorporated in the British Virgin Islands and which is expected to re-domicile in the State of Delaware (the “Company”), the undersigned desires to subscribe for and purchase from the Company, and the Company desires to sell to the undersigned, that number of shares of common stock (the “Company Shares”) of the Company set forth on the signature page hereof for a purchase price of $3.25 per share, on the terms and subject to the conditions contained herein. In connection therewith, the undersigned and the Company agree as follows:
Biomarin Pharmaceutical Inc – BioMarin Pharmaceutical Inc. Amended and Restated 2006 Employee Stock Purchase Plan, As Amended and Restated April 12, 2019 (August 2nd, 2019)The following constitutes the provisions of the BioMarin Pharmaceutical Inc. Amended and Restated 2006 Employee Stock Purchase Plan of BioMarin Pharmaceutical Inc. (the “Company”), which is an amendment and restatement of the Company’s 1998 Employee Stock Purchase Plan (which shall remain in full force and effect (including all Offering Periods, as defined below, in effect thereunder).
FireEye, Inc. – Amendment #2 to Flextronics Design and Manufacturing Services Agreement (MSA) (August 2nd, 2019)THIS AMENDMENT #2 to the Flextronics Manufacturing Services Agreement dated September 28, 2012 as last amended on October 1st, 2018, (“Agreement”) between FireEye Incorporated, having a place of business at 601 McCarthy Blvd., Milpitas, California 95035 (“Customer”) and Flextronics Telecom Systems, Ltd., having a place of business at Suite 402, St. James Court, St. Denis Street, Port Louis, Mauritius (“Flextronics”) shall be effective April 1, 2019 (“Amendment Effective Date”).
Telus Corp – 8th Floor, 100 University Avenue Toronto, Ontario M5J 2Y1 Telephone 1-800-558-0046 www.investorcentre.com/telus Holder Account Number Use a black or blue pen. Print in CAPITAL letters inside the grey areas as shown in this example. Please complete the information fields below (print clearly) in full Registered Name in which account is held (eg. John Smith) Apt. Street Number Street Name City Prov. / State Postal / Zip Code Reinvestment Enrollment - Participant Declaration Form The Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Canada) and the Regulations made thereunder (coll (August 2nd, 2019)
Noble Corp – NOBLE CORPORATION (August 2nd, 2019)THIS INSTRUMENT (this “Instrument”), made effective as of the _______________, by Noble Corporation plc, a public limited company incorporated under the laws of England and Wales (the “Company”) evidences the time-vested Cash Award (as defined in the Plan) granted hereunder to _______________ (“Employee”) and sets forth the restrictions, terms and conditions that apply thereto.
Bancfirst Corp /Ok/ – SIXTH AMENDED AND RESTATED BANCFIRST CORPORATION NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN (August 2nd, 2019)
Hilton Worldwide Holdings Inc. – AMENDED AND RESTATED BY-LAWS OF HILTON WORLDWIDE HOLDINGS INC. (August 2nd, 2019)
LyondellBasell Industries N.V. – EMPLOYMENT TRANSITION AGREEMENT (August 2nd, 2019)THIS EMPLOYMENT TRANSITION AGREEMENT (“Agreement”) is made and entered into as of June 1, 2019 (the “Effective Date”), by and among Lyondell Chemical Company, a Delaware corporation (together with the LyondellBasell Group and all present and former parents, subsidiaries, successors, assigns and affiliated corporations the “Company”), and Thomas Aebischer (“Executive”). In consideration of the mutual promises made below, Company and Executive agree as follows:
Allianz Life Insurance Co of North America – Amendment Effective Date: [11/18/2019] Contract Number: [870152] Owner: [Jane Doe] [Joint Owner: [John Doe]] (August 2nd, 2019)The Company has issued this amendment as a part of the Entire Contract. This amendment is effective on the Amendment Effective Date. If there are any conflicts between this amendment and any contract or rider to which this amendment is attached, the provisions of this amendment will prevail. Defined terms and contractual provisions are set forth in the contract or are added in this amendment.
Atlantic Power Corp – Ron Bialobrzeski — Atlantic Power Corporation — Director, Finance Page 2: Cautionary Note Regarding Forward-Looking Statements (August 2nd, 2019)Financial figures that are presented in this document and the presentation are stated in U.S. dollars and are approximate unless otherwise noted.
Element Solutions Inc – ELEMENT SOLUTIONS INC (August 2nd, 2019)Form of Indenture dated as of , 20 between Element Solutions Inc, a Delaware company (“Company”), as issuer, and [ ], a national baking association, as trustee (“Trustee”).
Inpixon – FORM OF SERIES B WARRANT TO PURCHASE COMMON STOCK (August 2nd, 2019)THIS SERIES B WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, _______________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Amendment Date, unless a Waiver (as defined below) is obtained (the “Initial Exercise Date”), and on or prior to 5:00 p.m. (New York City time) on [___________] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inpixon, a Nevada corporation (the “Company”), up to _______________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Horizon Technology Finance Corp – At Market Issuance Sales Agreement (August 2nd, 2019)
Lovarra – CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Experts” and to the use of our audit report dated March 26, 2019 included in the Registration Statement on Form S-1 Amendment #2 and related Prospectus of Lovarra for the registration of its common stock. SATURNA GROUP CHARTERED PROFESSIONAL ACCOUNTANTS LLP Vancouver, Canada August 2, 2019 (August 2nd, 2019)
Marsh & McLennan Companies, Inc. – MARSH & McLENNAN COMPANIES, INC. 2011 INCENTIVE AND STOCK AWARD PLAN TERMS AND CONDITIONS OF PERFORMANCE STOCK UNIT AWARDS GRANTED ON [DATE], 2019 (August 2nd, 2019)A Performance Share Unit award (“Award”) has been granted to you under the Marsh & McLennan Companies, Inc. 2011 Incentive and Stock Award Plan (the “Plan”), subject to your acceptance as described in Section II.A.1. The number of shares of Marsh & McLennan Companies, Inc. (“Marsh & McLennan Companies”) common stock covered by the Award, instructions on how to accept or decline the Award and the deadline for accepting the Award will be provided to you by Global & Executive Compensation and/or the stock plan service provider of the Company (as defined in Section V.E.). The Award is also subject to the terms and conditions set forth herein (the “Terms and Conditions”) and to additional terms and conditions as set forth in the country-specific notices (the “Country-Specific Notices”). The Prospectus dated [DATE], also describes important information about the Plan. The Terms and Conditions, the Country-Specific Notices and the Plan will be referred to herein as the “Award Documentatio
Plexus Corp – AMENDMENT NO. 9 TO AMENDED AND RESTATED MASTER ACCOUNTS RECEIVABLE PURCHASE AGREEMENT (August 2nd, 2019)This AMENDMENT NO. 9 TO AMENDED AND RESTATED MASTER ACCOUNTS RECEIVABLE PURCHASE AGREEMENT, dated as of June 21, 2019 (this “Amendment”), is made and entered into by and between Plexus Corp., a Wisconsin corporation (“Plexus”), Plexus Intl. Sales & Logistics, LLC, a Delaware limited liability company (“PISL”), Plexus Manufacturing Sdn. Bhd., a private company limited by shares organized under the laws of Malaysia (“PM”), Plexus Services Ro SRL, a company organized and existing under the laws of Romania. (“Plexus Romania”), Plexus Corp. (UK) Limited, a company organized and existing under the laws of Scotland (“Plexus UK” and together with Plexus, PISL, PM and Plexus Romania, each, a “Seller”, and collectively, the “Sellers”), Plexus, as Seller Representative and as Guarantor, and MUFG Bank, Ltd. (f/k/a The Bank of Tokyo-Mitsubishi UFJ, Ltd., New York Branch) (the “Purchaser”).
Constellation Alpha Capital Corp. – FIRST AMENDED AND RESTATED SUBSCRIPTION AGREEMENT (August 2nd, 2019)This First Amended and Restated Subscription Agreement, which amends and restates in its entirety that certain Subscription Agreement, dated as of May 22, 2019 (as amended, and as may be further amended and/or restated, this “Subscription Agreement”), is made by and between Constellation Alpha Capital Corp., a company incorporated in the British Virgin Islands and which is expected to re-domicile in the State of Delaware (the “Company”), and the undersigned, who desires to subscribe for and purchase from the Company, and the Company desires to sell to the undersigned, that number of (i) shares of common stock (the “Common Shares”) of the Company and (ii) shares of Series A preferred stock (the “Preferred Shares” and, together with the Common Shares, the “Company Shares”) of the Company, where each Preferred Share is convertible into 1,000 Common Shares, set forth on the signature page hereof for a purchase price of $3.25 per Common Share and $3,250 per Preferred Share, on the terms and