The over 1,193,973 contracts contained on this website are SEC document filings that have been catalogued and indexed by contract type, state/jurisdiction, company, signees and filing date. Read more
Youngevity International, Inc. – Amendment to Letter Agreement (January 23rd, 2018)
This Amendment (the "Amendment"), dated as of November 15, 2017 (the "Commencement Date"), amends the letter agreement dated April 6, 2017 pursuant to which Youngevity International, Inc. (the "Company"), engaged TriPoint Global Equities, LLC ("TGE") as will act as the lead managing selling agent and book runner, on a best efforts basis, in connection with a registered primary offering by the Company (the "Agreement"). All capitalized terms not herein defined shall have the meaning ascribed to them in the Agreement.
Cytodyn Inc – PLACEMENT AGENT AGREEMENT December 22, 2017 (January 23rd, 2018)
This Placement Agent Agreement (Agreement) is made by and between CytoDyn Inc., a Delaware corporation (the Company), and Paulson Investment Company, LLC, a Delaware limited liability company (the Placement Agent), as of the date first above written. The Company hereby engages the Placement Agent to assist the Company as its exclusive placement agent in arranging an offering of its equity securities (the Securities) which will be subject to a registration statement (the Registration Statement) on Form S-3 previously declared effective by the United States Securities and Exchange Commission (the SEC), on terms to be determined by the parites hereto (the Offering). The terms of the Offering will be more fully described in the definitive transaction documents pertaining to the Offering, to be prepared by the Company, with the assistance of the Placement Agent.
Advanced Voice Recognition Systems, Inc – Stock Purchase Agreement (January 23rd, 2018)
THIS STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 21st day of January 2018, by and between Advanced Voice Recognition Systems, Inc., a Nevada corporation (AVRS) and the Purchaser. Advanced Voice Recognition Systems, Inc. and the Purchaser are collectively referred to as the Parties.
Shares of Common Stock and Warrants of Emagin Corporation Underwriting Agreement (January 23rd, 2018)
Aercap Holdings Nv – AERCAP IRELAND CAPITAL DAC Formerly Known as AerCap Ireland Capital Limited as Irish Issuer, AERCAP GLOBAL AVIATION TRUST as U.S. Issuer, and AERCAP HOLDINGS N.V. As Holdings FOURTEENTH SUPPLEMENTAL INDENTURE Dated as of January 23, 2018 to INDENTURE Dated as of May 14, 2014 THE GUARANTORS PARTY HERETO and WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee (January 23rd, 2018)
FOURTEENTH SUPPLEMENTAL INDENTURE, dated as of January 23, 2018 (this Fourteenth Supplemental Indenture), to the Indenture, dated as of May 14, 2014, as amended and supplemented by the fifth supplemental indenture, dated as of September 29, 2014, and the tenth supplemental indenture, dated as of January 26, 2017 (as so amended and supplemented, the Original Indenture), among AERCAP IRELAND CAPITAL DAC (formerly known as AerCap Ireland Capital Limited), a designated activity company with limited liability incorporated under the laws of Ireland (the Irish Issuer), AERCAP GLOBAL AVIATION TRUST, a statutory trust organized under the laws of Delaware (the U.S. Issuer and, together with the Irish Issuer, the Issuers, and each, an Issuer), AERCAP HOLDINGS N.V., a public limited liability company organized under the laws of the Netherlands (Holdings), each of the subsidiary guarantors party hereto or that becomes a guarantor pursuant to the terms of the Original Indenture (the Subsidiary Guara
CollPlant Holdings Ltd. – Convertible Debenture (January 23rd, 2018)
THIS CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued Convertible Debentures of CollPlant Holdings Ltd., a company organized under the laws of the State of Israel (the Company), having its principal place of business at 3 Sapir Street, Weizmann Science Park, Ness-Ziona 74140 Israel, designated as its Convertible Debenture due (this debenture, the Debenture and, collectively with the other debentures of such series, the Debentures).
Sol-Gel Technologies Ltd. – COMPENSATION POLICY SOL-GEL TECHNOLOGIES LTD. Compensation Policy for Executive Officers and Directors ADOPTED: October 2, 2017 (January 23rd, 2018)
Page A. Overview and Objectives A- 3 B. Base Salary and Benefits A- 5 C. Cash Bonuses (Excluding Directors) A-6 D. Equity-Based Compensation A- 8 E. Retirement and Termination of Service Arrangements (Excluding Directors) A- 9 F. Exemption, Indemnification and Insurance A- 10 G. Arrangements upon Change of Control A-11 H. Board of Directors Compensation A- 11 I. Miscellaneous A-12
Spero Therapeutics, Inc. – First Amendment to Lease Agreement (January 23rd, 2018)
This FIRST AMENDMENT TO LEASE (the Amendment) dated this 17th day of January, 2018 (the Effective Date) is made by and between U.S. REIF CENTRAL PLAZA MASSACHUSETTS, LLC, a Delaware limited liability company (the Landlord), and SPERO THERAPEUTICS, INC. (formerly known as Spero Opco, Inc.), a Delaware corporation (the Tenant).
Southwestern Electric Power Co – SOUTHWESTERN ELECTRIC POWER COMPANY and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. AS TRUSTEE TWELFTH SUPPLEMENTAL INDENTURE Dated as of January 1, 2018 Supplemental to the Indenture Dated as of February 25, 2000 3.85% Senior Notes, Series L, Due 2048 (January 23rd, 2018)
TWELFTH SUPPLEMENTAL INDENTURE, dated as of January 1, 2018, between SOUTHWESTERN ELECTRIC POWER COMPANY, a corporation duly organized and existing under the laws of the State of Delaware (the "Company"), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association formed under the laws of the United States, as Trustee under the Original Indenture referred to below (the "Trustee").
China Wind Systems – Contract (January 23rd, 2018)
Date: 18 January 2018 To: BM NINE LIMITED ("Party A") From: EC TECHNOLOGY & INNOVATIONS LIMITED ("Party B"); and SHARING ECONOMY INTERNATIONAL INC. ("SEII")
Realty Finance Trust, Inc. – Amended and Restated Advisory Agreement (January 23rd, 2018)
THIS AMENDED AND RESTATED ADVISORY AGREEMENT (this "Agreement") dated as of January [*], 2018 (the "Effective Date"), is entered into among Benefit Street Partners Realty Trust, Inc., a Maryland corporation (the "Company"), Benefit Street Partners Realty Operating Partnership, L.P., a Delaware limited partnership (the "Operating Partnership"), and Benefit Street Partners L.L.C., a Delaware limited liability company (the "Advisor").
Wheeler Real Estate Investment – Securities Purchase Agreement (January 23rd, 2018)
THIS SECURITIES PURCHASE AGREEMENT (this Agreement) is dated as of January 18, 2018 the (Effective Date), by and between Wheeler Real Estate Investment Trust, Inc., a Maryland corporation (the Company), and the purchaser identified on the signature page hereto (the Purchaser).
1847 Holdings LLC – [Letterhead of Bevilacqua Pllc] Draft - Subject to Review and Change (January 23rd, 2018)
Americold Realty Trust – Employment Agreement (January 23rd, 2018)
THIS EMPLOYMENT AGREEMENT (this Agreement), is dated this 23rd day of January, 2018, by and between AMERICOLD LOGISTICS, LLC, a Delaware limited liability company with its principal place of business located in Atlanta, Georgia (the Company) and FRED BOEHLER (the Executive).
Stanley Furniture Company, Inc. – First Amendment to Asset Purchase Agreement (January 23rd, 2018)
FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT (this "First Amendment"), dated as of January 22, 2018, by and between CHURCHILL DOWNS LLC, a Delaware limited liability company (the "Buyer"), and STANLEY FURNITURE COMPANY, INC., a Delaware corporation (the "Seller").
1847 Holdings LLC – Formed Under the Laws of the State of Delaware (January 23rd, 2018)
THIS IS TO CERTIFY THAT _____________________________________ is the owner of _________________________ Common Shares of 1847 HOLDINGS LLC, a Delaware limited liability company (the "Company"), with such rights and privileges as are set forth in the Second Amended and Restated Operating Agreement of the Company, dated January __, 2018, as it may be amended from time to time (the "Agreement").
First Amendment to Stockholder Rights Agreement (January 23rd, 2018)
THIS FIRST AMENDMENT TO THE STOCKHOLDER RIGHTS AGREEMENT (this Amendment) is entered into effective as of January 22, 2018, by SandRidge Energy, Inc., a Delaware corporation (the Company).
Saul Centers, Inc. – Deposit Agreement (January 23rd, 2018)
This DEPOSIT AGREEMENT is made and entered into as of January 23, 2018 by and among Saul Centers, Inc., a Maryland corporation (the Company), Continental Stock Transfer & Trust Company, as Depositary, and all holders from time to time of Receipts (as hereinafter defined) issued hereunder.
First Supplemental Indenture (January 23rd, 2018)
FIRST SUPPLEMENTAL INDENTURE (this "First Supplemental Indenture"), dated as of January 18, 2018, between UNITED COMMUNITY BANKS, INC., a Georgia corporation (the "Company"), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national association, as trustee (the "Trustee"), registrar, paying agent and service agent.
Bioceres S.A. – Deposit Agreement (January 23rd, 2018)
The Company agrees to promptly pay to the Depositary such other expenses, fees and charges and to reimburse the Depositary for such out-of-pocket expenses as the Depositary and the Company may agree to from time to time or as are incurred in accordance herewith. Responsibility for payment of such charges may at any time and from time to time be changed by agreement between the Company and the Depositary. In the discretion of the Depositary, the Depositary shall present its statement for such expenses and fees or charges to the Company upon receipt or payment of any relevant invoice by the Depositary, once every three months, semiannually or annually.
Crown Holdings – CROWN HOLDINGS, INC. ISSUANCE BY CROWN AMERICAS LLC and CROWN AMERICAS CAPITAL CORP. VI OF $875,000,000 4.750% Senior Notes Due 2026 Purchase Agreement (January 23rd, 2018)
NABORS INDUSTRIES, INC. $800,000,000 5.75% Senior Notes Due 2025 REGISTRATION RIGHTS AGREEMENT (January 23rd, 2018)
Nutanix, Inc. – Contract (January 23rd, 2018)
THE SECURITIES REPRESENTED HEREBY (THE WARRANTS) WERE ORIGINALLY ISSUED IN A TRANSACTION EXEMPT FROM REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE SECURITIES ACT), AND THE WARRANTS MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS THEREOF.
[Ftsi Letterhead] (January 23rd, 2018)
You contribute a great deal to the organization, and we know that you have been asked to take on additional responsibilities with the recent changes that have occurred. I assure you that your contribution to this team is valued. As such, it is a pleasure to offer you a retention bonus in the amount of $108,000.
RATE NEXT TRADE SETTLEMENT MATURITY NEXT PAY CALL TYPE/ RATE CALL COUPON DATE CUSIP DATE DATE DATE CALL TYPE (1) STYLE (2) SUB-TYPE (3)(4) DATE PCT BANK PAR 1/17/2018 3130ADF23 1/18/2018 1/18/2019 7/18/2018 Non-Callable Fixed Constant 1.750 100,000,000 1/17/2018 3130ADFJ6 2/5/2018 2/5/2025 8/5/2018 Optional Principal Redemption American Fixed Constant 2/5/2019 2.930 3,000,000 1/17/2018 3130ADFK3 1/22/2018 5/22/2018 2/22/2018 Non-Callable Variable Single Index Floater 250,000,000 1/17/2018 3130ADFL1 1/25/2018 5/25/2018 2/25/2018 Non- Callable Variable Single Index Floater 250,000,000 1/17/2018 3 (January 23rd, 2018)