Purchasers. On or prior to the Closing Date, each Purchaser shall deliver or cause to be delivered to the Company the following:
Purchasers a. Contractor acknowledges that use of the Contract by any city, county, state agency, state school district, state higher education institution, public utility district, Medicaid provider, or organization that has a Master Contract Usage Agreement (MCUA) is discretionary.
Purchasers. Name and Address of Purchasers Number of Shares Per Share Purchase Price Aggregate Purchase Price $ 0.25 $ EXHIBIT A LEGEND THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. Exhibit B Form of New Convertible Note Indenture (Attached) Exhibit B has been omitted pursuant to instruction 2 to Item 601 of Regulation S-K. See Exhibit (b)(1) of this Schedule TO for the form of indenture between U.S. Bank National Association, as trustee, and Emergent Capital, Inc. with respect to the 5.00% Senior Unsecured Convertible Notes Due 2023 to be issued by Emergent Capital, Inc. Exhibit (b)(1) modifies Exhibit B to the Master Transaction Agreement as follows: · sets the Final Maturity Date at February 15, 2023; · adds the Stock Price/Additional Shares table to Section 4.06; · makes changes throughout the form of indenture to reflect that New Unsecured Notes will be issued in both $1,000 denominations (in respect of New Unsecured Notes issued in exchange for the aggregate of $70,743,000 principal amount of Old Notes that were originally issued under the Old Notes Indenture) and $1.00 denominations (with respect to (i) New Unsecured Notes issued in exchange for the $3,447,450 in aggregate principal amount of Old Notes that were issued in lieu of the payment of cash interest due on the Old Notes on February 15, 2017 and (ii) New Unsecured Notes issued on the Settlement Date in respect of accrued and unpaid interest on the Old Notes that are tendered in the Exchange Offer through but excluding the Settlement Date); and · removes certain restrictions to conversion contained in Section 4.01(d) and the corresponding definition of “Note Trading Price.” Exhibit C Form of New Senior Note Indenture (Attached) EMERGENT CAPITAL, INC., as Issuer,
Purchasers. Number of Purchaser Shares to be Purchased Purchase Price -------------------------------------------------------------------------------- Andesite Management, L.P. 50,000 $937,500.00 -------------------------------------------------------------------------------- Colonial Fund LLC 150,000 $937,500.00 -------------------------------------------------------------------------------- Domain Public Equity Partners, L.P. 100,000 $625,000.00 -------------------------------------------------------------------------------- Fortis L Fund Equity Pharma World 93,750 $585,937.50 -------------------------------------------------------------------------------- Fortis L Fund Opportunity World 31,250 $195,312.50 -------------------------------------------------------------------------------- Heartland Group, Inc. 300,000 $1,875,000.00 -------------------------------------------------------------------------------- ProMed Offshore Fund, Ltd. 11,490 $71,812.50 -------------------------------------------------------------------------------- ProMed Partners, L.P. 71,260 $445,375.00 -------------------------------------------------------------------------------- ProMed Partners II, L.P. 17,250 $107,812.50 -------------------------------------------------------------------------------- Sagitta Asset Management Ltd. 50,000 $312,500.00 -------------------------------------------------------------------------------- SF Capital Partners, Ltd. 50,000 $312,500.00 -------------------------------------------------------------------------------- Special Situations Cayman Fund L.P. 480,000 $3,000,000.00 -------------------------------------------------------------------------------- Special Situations Fund III, L.P. 144,000 $900,000.00 -------------------------------------------------------------------------------- Special Situations Private Equity Fund, L.P. 176,000 $1,100,000.00 -------------------------------------------------------------------------------- Ursus Capital, L.P. 30,200 $188,750.00 -------------------------------------------------------------------------------- Ursus Offshore, Ltd. 19,800 $123,750.00 -------------------------------------------------------------------------------- Zeke, LP 225,000 $1,406,250.00 -------------------------------------------------------------------------------- Exhibit B --------- June ___, 2004 Purchasers of Common Stock of STAAR Surgical Company Listed on Exhibit A to the Stock Purchase Agreement Re: Stock Purchase Agreement dated as of Jun...
Purchasers. See the introductory paragraph to this Agreement.
Purchasers s/ Davix XxX. Hillxxx --------------------------------------------- Name: Davix XxX. Hillxxx Title: Executive Vice President Company: PNC Ventures Corp PURCHASERS: /s/ Davix XxX. Hillxxx --------------------------------------------- Name: Davix XxX. Hillxxx Title: General Partner Company: Wood Street Partners III PURCHASERS: /s/ John X. Xxxxx --------------------------------------------- Name: John X. Xxxxx Title: Vice President Company: Mellon Ventures XXXXX XXXXXXXX XXXVATE EQUITY FUND IV, LIMITED PARTNERSHIP By: South Atlantic Private Equity Partners IV, Inc. Its General Partner By: /s/ Donaxx X. Xxxxxx ------------------------------------------ Name: Donaxx X. Xxxxxx Title: Chairman and Managing Director XXXXX XXXXXXXX XXXVATE EQUITY FUND IV (QP), LIMITED PARTNERSHIP By: South Atlantic Private Equity Partners IV, Inc. Its General Partner By: /s/ Donaxx X. Xxxxxx ------------------------------------------ Name: Donaxx X. Xxxxxx Title: Chairman and Managing Director THE BURTXX XXXTNERSHIP, LIMITED PARTNERSHIP By: /s/ Donaxx X. Xxxxxx ------------------------------------------ Name: Donaxx X. Xxxxxx Title: General Partner 30 THE BURTXX XXXTNERSHIP (QP), LIMITED PARTNERSHIP By: /s/ Donaxx X. Xxxxxx ------------------------------------------ Name: Donaxx X. Xxxxxx Title: General Partner PURCHASERS: KITTY HAWK CAPITAL LIMITED PARTNERSHIP, IV By: Kitty Hawk Partners, LLC IV, General Partner By: /s/ Waltxx X. Xxxxxxxxxx, Xx. ------------------------------------------ Name: Waltxx X. Xxxxxxxxxx, Xx. Title: Managing Member Company: -------------------------------------
Purchasers s/ Xxxx Xxxx Xxxxxxx -------------------------------------------------- By: Xxxx Xxxx Xxxxxxx ---------------------------------------------- Title: ------------------------------------------- SIGNATURE PAGE TO STOCK PURCHASE AGREEMENT
Purchasers. EIG NEPTUNE EQUITY AGGREGATOR, L.P. By: EIG Neptune Equity GP, LLC, its general partner By: EIG Asset Management, LLC, its managing member By: /s/ Xxxxx X. Xxxxxx Name: Xxxxx X. Xxxxxx Title: Managing Director By: /s/ Xxxxxxxx X. Xxxxxx Name: Xxxxxxxx X. Xxxxxx Title: Associate Counsel FS ENERGY AND POWER FUND By: FS/EIG Advisor, LLC, its investment advisor By: /s/ Xxxxx X. Xxxxxx Name: Xxxxx X. Xxxxxx Title: Authorized Person By: /s/ Xxxxxxxx X. Xxxxxx Name: Xxxxxxxx X. Xxxxxx Title: Authorized Person Signature Page to Class D Preferred Unit and Warrant Purchase Agreement Schedule A Purchaser Class D Preferred Units Par Warrant Premium Warrant Purchase Price EIG Neptune Equity Aggregator, L.P. Notice Information c/o EIG Management Company, LLC 1700 Xxxxxxxxxxxx Xxxxxx XX, Xxxxx 000 Xxxxxxxxxx, XX 00000 Xttn: Xxxxx Xxxxxx Xxxxxxxx Xxxxxxxx Email: xxxxx.xxxxxx@xxxxxxxxxxx.xxx xxxx.xxxxxxxx@xxxxxxxxxxx.xxx Telephone: (000) 000-0000 (000) 000-0000 Facsimile: (000) 000-0000 275,000 4,812,500 Warrant Exercise Units. 6,875,000 Warrant Exercise Units. $ 275,000,000 FS Energy and Power Fund Notice Information c/o EIG Management Company, LLC 1700 Xxxxxxxxxxxx Xxxxxx XX, Xxxxx 000 Xxxxxxxxxx, XX 00000 Xttn: Xxxx Xxxx Xxxxxx X. Xxxxxxx Email: xxxx.xxxx@xxxxxxxxxxx.xxx xxxx.xxxxxxx@xxxxxxxxxxx.xxx Telephone: (000) 000-0000 (000) 000-0000 Facsimile: (000) 000-0000 125,000 2,187,500 Warrant Exercise Units. 3,125,000 Warrant Exercise Units. $ 125,000,000 Schedule B Payee Amount of Closing Fee EIG Management Company, LLC $ 5,500,000 FS/EIG Advisor, LLC $ 2,500,000 Exhibit A Form of Registration Rights Agreement (See Attached) REGISTRATION RIGHTS AGREEMENT BY AND AMONG NGL ENERGY PARTNERS LP AND THE PURCHASERS NAMED ON SCHEDULE A HERETO This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of July 2, 2019, by and among NGL Energy Partners LP, a Delaware limited partnership (the “Partnership”), and each of the Persons set forth on Schedule A to this Agreement (each, a “Purchaser” and collectively, the “Purchasers”).
Purchasers. To the respective addresses set forth below the Purchaser’s signature at the foot of this Agreement. With a copy (not constituting notice): Company: The Singing Machine Company, Inc. Attention: Xxxxx Xxxxx 0000 Xxxxx Xxxx, Building A-7 Coconut Creek, FL 33073 With a copy to (not constituting notice): Sichenzia Xxxx Xxxxxxxx Xxxxxxx LLP Attention: Xxxxxx X. Xxxxxx, Esq. 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Any notice being delivered within the continental United States shall be deemed delivered upon (a) personal service, or (b) transmission via facsimile (with the original thereof to be immediately sent via mail, postage prepaid), or (c) forty eight (48) hours after the time of deposit in the mail, as the case may be. In the event any Party changes its address, such change of address shall be communicated to the other Party in the manner set forth in this Section.
Purchasers. Each Purchaser severally (and not jointly) hereby represents and warrants to the Company solely as to such Purchaser that:
