Purchasers. On or prior to the Closing Date, each Purchaser shall deliver or cause to be delivered to the Company the following:
Purchasers. Name and Address of Purchasers Number of Shares Per Share Purchase Price Aggregate Purchase Price $ 0.25 $ EXHIBIT A LEGEND THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. Exhibit B Form of New Convertible Note Indenture (Attached) Exhibit B has been omitted pursuant to instruction 2 to Item 601 of Regulation S-K. See Exhibit (b)(1) of this Schedule TO for the form of indenture between U.S. Bank National Association, as trustee, and Emergent Capital, Inc. with respect to the 5.00% Senior Unsecured Convertible Notes Due 2023 to be issued by Emergent Capital, Inc. Exhibit (b)(1) modifies Exhibit B to the Master Transaction Agreement as follows: · sets the Final Maturity Date at February 15, 2023; · adds the Stock Price/Additional Shares table to Section 4.06; · makes changes throughout the form of indenture to reflect that New Unsecured Notes will be issued in both $1,000 denominations (in respect of New Unsecured Notes issued in exchange for the aggregate of $70,743,000 principal amount of Old Notes that were originally issued under the Old Notes Indenture) and $1.00 denominations (with respect to (i) New Unsecured Notes issued in exchange for the $3,447,450 in aggregate principal amount of Old Notes that were issued in lieu of the payment of cash interest due on the Old Notes on February 15, 2017 and (ii) New Unsecured Notes issued on the Settlement Date in respect of accrued and unpaid interest on the Old Notes that are tendered in the Exchange Offer through but excluding the Settlement Date); and · removes certain restrictions to conversion contained in Section 4.01(d) and the corresponding definition of “Note Trading Price.” Exhibit C Form of New Senior Note Indenture (Attached) EMERGENT CAPITAL, INC., as Issuer,
Purchasers a. Contractor acknowledges that use of the Contract by any city, county, state agency, state school district, state higher education institution, public utility district, Medicaid provider, or organization that has a Master Contract Usage Agreement (MCUA) is discretionary.
Purchasers. NAME AND ADDRESS --------------------------------- Asset Managers International Lmtd c/o Vision Capital Advisors Attn: Jordan Fraser 954 3rd Avenue, Suite 402 New York, NY 10022 London, Exxxxxx Xxx: 010-000-0000 Xxx: 000-000-0000 Xxxxxx@xxxxxxx.com --------------------------------- Gix Xxxxxx 0000 Xxxxx Xxxxxx Xxxxon Grove, IL 60053 Tel: 312-474-4370 Xxxxxxx 000-000-6129 Evening Fax: 312-356-7020 axxxxx@xxxxxxring.com --------------------------------- Xxxxxxxxx Xaxxxxxx, XXX x/x X. Xxuglas Ralston 701 Harger Road, Suite 190 Oak Brook, IL 60523 Tel: 000-000-0000 Xxx: 000-000-0000 jralston@cone.com --------------------------------- Joex Xxxxxxxx 080 Xxxxxx Xx. Xxxxcoe, IL 60022 Tel: 847-835-5588 Fax: X/X xxxxxxxsxxxx@xxx.xxx --------------------------------- Xxxstview Capxxxx Xxxxxx XXX Xxxx: Stewart R. Flink 95 Revere Drive, Suite A Northbrook, Illinois 60062 Xxx: 000-000-0000 Xxx: 000-559-5807 stewart@crestviewcap.com --------------------------------- Xxxxxxxxw Xxxxxxx Xxxxxx XXX Xxxx: Stewart R. Flink 95 Revere Drive, Suite A Northbrook, Illinois 60062 Xxx: 000-000-0060 Xxx: 000-559-5807 stewart@crestviewcap.com --------------------------------- Xxxa Xxxxxxxx 000 Xxxxxxxxxx Lane Highland Park, IL 60035 Tel: 847-400-0000 Xxx: 800-000-0000 Xxxxxxx@xxxxxxxxxxxx.xxx --------------------------------- Xxxxxxx & Xxxxxxxx Xxxxx x/x Xxxxart Flink 170 Crestview Deerfield, XX 00005 Txx: 000-000-0085 Fax: 000-000-0070 xxxxxxx@xxxxxxxxx.xxx --------------------------------- Xxxxx X. Xxoxxx 000 Xxxxxxx Xxxx Lake Forest, IL 60045 Tel: 847-615-0000 Xxx: 000-010-0000 xxxxxxx000@xxx.xxx --------------------------------- GLX Xxxxxx Xxxaxxxx, X.X. x/x X. Stephen Gilboy GLL Investors Inc. 425 West Surf Street Chicago, IL 60000 Xxx: 000-525-3038 Fax: 773-520-0000 xxxxxxxxxxx@xxxxxxxxxxxx.xxx --------------------------------- Xxxxex X. Xxxxxxx 00 Xxxxxx Xxxxx, Suite A Northbrook, IL 60062 Tel: 000-000-0000 Xxx: 000-000-0000 steven@crestviewcap.com --------------------------------- Xxxxx Xxxixxx, XXX x/x Xxxxxxx Xxvy 95 Revere Drive, Suite A Northbrook, IL 60062 Tel: 847-000-0000 Xxx: 000-000-0000 Richard@crestviewcap.com --------------------------------- Xxxxxxx P. Xxxxxxx x/x Xxxxxxx Xxair & Co. 222 W. Adams Street Chicaxx, XX 00000 Xxx: 213-300-0000 Xxx: 312-368-0000 xxxxxxxx@williamblair.com --------------------------------- Lachman Family Limited Partnership Attn: Mary Lachman 3140 Whisperwoxxx Xxxrt Northbrook, IL 60062 Tel: 847-500-0000 Xxx: 000-000-0000 xxxx@xxxxxxx.xxx ...
Purchasers. See the introductory paragraph to this Agreement.
Purchasers. Markev Services, LLC Harris Toibb --------------------------- --------------------------- (Print Name of Purchaser) (Print Name of Purchaser) /s/ Mark Dyne /s/ Harris Toibb --------------------------- --------------------------- (Signature) (Signature) Manager --------------------------- --------------------------- (Title, if applicable) (Title, if applicable) Ronald Lachman Bob Haya --------------------------- --------------------------- (Print Name of Purchaser) (Print Name of Purchaser) /s/ Ronald Lachman /s/ Bob Haya --------------------------- --------------------------- (Signature) (Signature) --------------------------- --------------------------- (Title, if applicable) (Title, if applicable) David Wilson Scott Hergott --------------------------- --------------------------- (Print Name of Purchaser) (Print Name of Purchaser) /s/ David Wilson /s/ Scott Hergott --------------------------- --------------------------- (Signature) (Signature) --------------------------- --------------------------- (Title, if applicable) (Title, if applicable) SIGNATURE PAGE TO COMMON STOCK AND WARRANT PURCHASE AGREEMENT EXHIBIT A SCHEDULE OF PURCHASERS PURCHASER COMMITTED AMOUNT COMMITTED SHARES ---------------------------------- ---------------- ---------------- $ Ronald Lachman $200,000 0,000,000 0000 Whisperwoods Court Northbrook, IL 60062 Markev Services, LLC $000,000 2,330,226 15821 Ventura Boulevard, Suite 525 Encino, California 91436 Harris Xxxxx $000,000 0,000,000 0055 Topanga Canyon Blvd., Suite 230 Woodland Hills, California 91300 Xxx Xxxx $00,000 003,156 204 E. 2nd Ave #104 San Mateo, CA 94401 David Wilson $00,000 000,000 X.X. Box 98 Preston, MD 21655 Scott Hergott $00,000 000,000 000 Satin Mist Court Las Vegas, Nevada 89114 ------------------- ---------------- TOTAL $1,070,000 7,123,836 =================== ================ EXHIBIT B [OMITTED] EXHIBIT C REGISTRATION RIGHTS
Purchasers s/ Xxxxx X. Xxxxxxxxx -------------------------------------------------- By: Xxxxx X. Xxxxxxxxx ---------------------------------------------- Title: Principal, Investment Banking ------------------------------------------- SIGNATURE PAGE TO STOCK PURCHASE AGREEMENT
Purchasers. X. XXXX PRICE ASSOCIATES, INC., as investment adviser on behalf of the funds and accounts set forth in Schedule I hereto, and listed below, severally and not jointly X. XXXX PRICE HEALTH SCIENCES FUND, INC. X. XXXX PRICE HEALTH SCIENCES PORTFOLIO TD MUTUAL FUNDS — TD HEALTH SCIENCES FUND VALIC COMPANY I — HEALTH SCIENCES FUND XXXX XXXXXXX VARIABLE INSURANCE TRUST — HEALTH SCIENCES TRUST XXXX XXXXXXX FUNDS II — HEALTH SCIENCES FUND X. XXXX PRICE NEW HORIZONS FUND, INC. X. XXXX PRICE NEW HORIZONS TRUST X. XXXX PRICE U.S. EQUITIES TRUST By: /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: Vice President By: /s/ Xxxxxxxxx Xxxxxx Name: Xxxxxxxxx Xxxxxx Title: Vice President PURCHASERS: JAWZ II LLC By: /s/ Xxxxx X. Xxxxxx Name: Xxxxx X. Xxxxxx Title: Manager PURCHASERS: /s/ Xxxxxx Xxxxxx Xxxxxx X. Xxxxxx SCHEDULE 1 SCHEDULE OF PURCHASERS Name and Address of Purchaser Principal Amount of Note Sofinnova Capital VI FCPR 00 xxx xx Xxxxxx Xxxxx 00000 Xxxxxx $ 5,000,000 New Enterprise Associates 13, L.P. 0000 Xxxxxxxxxxx Xxxxx, Xxxxx 000 Xxxxxxxx, Xxxxxxxx 00000 XXX $ 5,000,000
Purchasers. To the respective addresses set forth below the Purchaser’s signature at the foot of this Agreement. With a copy (not constituting notice): Company: The Singing Machine Company, Inc. Attention: Xxxxx Xxxxx 0000 Xxxxx Xxxx, Building A-7 Coconut Creek, FL 33073 With a copy to (not constituting notice): Sichenzia Xxxx Xxxxxxxx Xxxxxxx LLP Attention: Xxxxxx X. Xxxxxx, Esq. 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Any notice being delivered within the continental United States shall be deemed delivered upon (a) personal service, or (b) transmission via facsimile (with the original thereof to be immediately sent via mail, postage prepaid), or (c) forty eight (48) hours after the time of deposit in the mail, as the case may be. In the event any Party changes its address, such change of address shall be communicated to the other Party in the manner set forth in this Section.
Purchasers. Each Purchaser severally (and not jointly) hereby represents and warrants to the Company solely as to such Purchaser that:
