Schedule of Purchasers. The Schedule of Purchasers, which serves as Exhibit A to the Purchase Agreement, is hereby replaced in its entirety to read as set forth in Exhibit A attached hereto.
Schedule of Purchasers. 1 SEC............................................................... 17
Schedule of Purchasers. 24 Schedules and Exhibits ---------------------- Schedule of Purchasers Exhibit A Certificate of Designations Exhibit B Certificate of Amendment Exhibit C Certificate of Incorporation iii PURCHASE AGREEMENT THIS PURCHASE AGREEMENT is made as of September 25, 1996 (this "Agreement") by and among United USN, Inc., a Delaware corporation (the "Company"), CIBC Wood Gundy Ventures, Inc., a Delaware corporation ("CIBC"), Chase Capital Partners (as successor to Chemical Venture Capital Associates, a California limited partnership ("Chemical")), a New York general partnership ("Chase"), Xxxxxxx Venture Partners IV - Direct Fund, L.P., a Delaware limited partnership ("Xxxxxxx"), BT Capital Partners, Inc., a Delaware corporation ("BT"), Northwood Capital Partners LLC, a New York limited liability company ("Northwood Capital"), Northwood Ventures, a New York limited partnership ("Northwood Ventures"), and Enterprises & Transcommunications, L.P., a Delaware limited partnership ("Prime" and collectively with CIBC, Chase, Hancock, Northwood Capital and Northwood Ventures, the "Purchasers"). Unless otherwise defined herein, capitalized terms used herein are defined in Section 6 hereof. The Company, CIBC, Chemical and Xxxxxxx are parties to a Purchase Agreement dated as of April 20, 1994, as amended as of June 10, 1994, and November 1, 1994 (as so amended, the "First Purchase Agreement"), pursuant to which CIBC, Chemical and Xxxxxxx purchased from the Company certain shares of the Company's Series A 10% Senior Cumulative Preferred Stock, par value $1.00 per share (the "Series A Preferred Stock"), and Common Stock, par value $.01 per share (the "Common Stock"). The Purchasers are also parties to a certain Purchase Agreement dated as of June 22, 1995 (as amended, the "Second Purchase Agreement"), pursuant to which the Purchasers purchased from the Company certain shares of the Company's Series A-2 10% Senior Cumulative Preferred Stock, par value $1.00 per share the "Series A-2 Preferred Stock"), and Common Stock. The Purchasers desire to purchase from the Company and the Company desires to sell to the Purchasers shares of the Company's 9.0% Cumulative Convertible Pay-In- Kind Preferred Stock, par value $1.00 per share (the "9% Preferred Stock").
Schedule of Purchasers. PURCHASER NUMBER OF SHARES --------- ---------------- Caduceus Capital Trust 35,000 Caduceus Capital II, L.P. 48,500 PW Eucalyptus Fund, LLC 75,000 PW Eucalyptus Fund, Ltd. 5,000 Finsbury Worldwide Pharmaceutical Trust 36,500 Eatox Xxxxx Xxxldwide Health Sciences Portfolio 200,000 DWS Investment 250,000 Alliance Select Investors Series-Biotechnology Portfolio 200,000 Bergxx Xxxll Company Growth Fund 150,000 Bergxx XXX - Small Company Growth Fund 500 Bergxx Xxx Generation Fund 37,250 Bergxx XXX - New Generation Fund 250 Bergxx Xxx Cap Growth Fund 12,000 SMALLCAP World Fund, Inc. 200,000 The Kaufxxxx Xxxd 200,000 Lone Balsam, L.P. 15,800 Lone Sequoia, L.P. 13,200 Lone Spruce, L.P. 7,200 Lone Cypress, Ltd. 163,800 Baystar International, LTD 37,500 Baystar Capital, L.P. 87,500 UBS O'Coxxxx XXX f/b/o UBS Global Equity Arbitrage Master Limited 100,000 Galleon Healthcare Offshore, Ltd. 42,500 Galleon Healthcare Partners, L.P. 42,500 Phoenix - Engexxxx Xxxll & Mid-Cap Growth Fund 45,780 Phoenix - Engexxxx Xxxll Cap Fund 39,000 The Phoenix Edge Series Fund: Phoenix - Engexxxx Xxxll & Mid-Cap Growth Series 220 S.A.C. Capital Associates, LLC 45,000
Schedule of Purchasers. The Schedule of Purchasers attached to the Original Purchase Agreement is hereby deleted in its entirety and replaced with the Schedule of Purchasers attached hereto as Exhibit A.
Schedule of Purchasers. I-1 DISCLOSURE SCHEDULE............................................................................................ DS-1 EXHIBIT A...................................................................................................... A-1 EXHIBIT B...................................................................................................... B-1 EXHIBIT C...................................................................................................... C-1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (the "AGREEMENT") is entered into as of September 9, 2004 by and among Digital Lifestyles Group, Inc., a Delaware corporation (the "COMPANY"), and the purchasers identified on the signature pages hereto (the "PURCHASERS"). The Company desires to sell, and the Purchasers desire to purchase shares (the "SHARES") of the Company's common stock, $0.03 par value per share (the "COMMON STOCK"), and warrants to purchase shares of Common Stock (the "WARRANTS," and together with the Shares, the "SECURITIES"), for the aggregate purchase price of approximately $5,000,000.00, on the terms and subject to the conditions set forth herein. Accordingly, the Company and the Purchasers hereby agree as follows:
Schedule of Purchasers. (1) (2) (3) (4) (5) Purchaser Purchase Price Original Principal Amount of Notes Address and Facsimile Number Legal Representative’s Address and Facsimile Number Longleaf Partners Small-Cap Fund $ 93,215,000 $ 93,215,000 c/o Southeastern Asset Management, Inc. 0000 Xxxxxx Xxxxxx, Xxxxx 000, Xxxxxxx, XX 00000 Attention: Xxxxxx X. XxXxxxxxx Email: xxxxxxxxxx@XXxxxxx.xxx Facsimile: (000) 000-0000 LockeLord LLP Brookfield Place, 000 Xxxxx Xxxxxx, 20th Floor New York, NY 10281 Attn: Xxxxxx Xxxxx Email: xxxxxx.xxxxx@xxxxxxxxx.xxx Facsimile: 000-000-0000 C2W Partners Master Fund Limited $ 5,000,000 $ 5,000,000 c/o Southeastern Asset Management, Inc. 0000 Xxxxxx Xxxxxx, Xxxxx 000, Xxxxxxx, XX 00000 Attention: Xxxxxx X. XxXxxxxxx Email: xxxxxxxxxx@XXxxxxx.xxx Facsimile: (000) 000-0000 LockeLord LLP Brookfield Place, 000 Xxxxx Xxxxxx, 20th Floor New York, NY 10281 Attn: Xxxxxx Xxxxx Email: xxxxxx.xxxxx@xxxxxxxxx.xxx Facsimile: 000-000-0000 Deseret Mutual Pension Trust $ 1,785,000 $ 1,785,000 c/o Southeastern Asset Management, Inc. 0000 Xxxxxx Xxxxxx, Xxxxx 000, Xxxxxxx, XX 00000 Attention: Xxxxxx X. XxXxxxxxx Email: xxxxxxxxxx@XXxxxxx.xxx Facsimile: (000) 000-0000 LockeLord LLP Brookfield Place, 000 Xxxxx Xxxxxx, 20th Floor New York, NY 10281 Attn: Xxxxxx Xxxxx Email: xxxxxx.xxxxx@xxxxxxxxx.xxx Facsimile: 000-000-0000 TOTAL $ 100,000,000 $ 100,000,000 EXHIBIT A FORM OF SECURED CONVERTIBLE PROMISSORY NOTE NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION. THESE SECURITES AND THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE ARE BEING ISSUED IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT, AND ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT. THIS NOTE HAS BEEN ISSUED WITH “ORIGINAL ISSUE DISCOUNT” (WITHIN THE MEANING OF SECTION 1272 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED). UPON WRITTEN REQUEST, THE ISSUER WILL PROMPTLY MAKE AVAILABLE TO ANY HOLDER OF THIS NOTE THE FOLLOWING INFORMATION: (1) THE ISSUE PRICE AND DATE OF THE NOTE, (2) THE AMOUNT OF ORIGINAL ISSUE DISCOUNT ON THE NOTE AND (3) THE YIELD TO MATURITY OF THE NOTE. HOLDERS SHOULD CONTACT THE CHIEF FINANCIAL OFFICER AT 000 XXXXX XXXXXX, XXXXXXXXX XXX XXXX 00000. SECUR...
Schedule of Purchasers. Exhibit B . . . . . . . . . . . . .
Schedule of Purchasers. PURCHASER SHARES AMOUNT --------- ------ ------ S.A. De NOYANGE 2,023,500 $ 6,070,500 10 Impasse Robiquet 75006 Paris, France FOURCAR B.V. 0,000,000 0,000,000 Subsidiary at 100% of Carrefour Nederland, Netherlands Fondation Breugeien 666,000 1,998,000 Vaduz c/o Balser 25 Bd. Helvetique, Geneva, Switzerland Fondation Appomatox 000,000 360,000 6, rue d'Italie Geneva, Switzerland Francois Charleix 000,000 0,000,000 La Brillanne Aix en Provence Bouches du Rhone, France Marie-Pierre Fournier 143,000 000,000 00, xxx Xxxxxxx Xxxxier Neuilly sur Seine, France Jacques Fournier 000,000 429,000 0 Xx. Xxx Xxxxxuls 75016 Paris, France TOTAL --------- ----------- 5,000,000 $15,000,000
Schedule of Purchasers. Name and Address of Purchaser Aggregate Purchase Number of Shares of Number of Total Units Price Common Stock Options ------------------------------------------------- -------------------- --------------------- ----------------- ---------------- Conning Capital Partners VI, L.P. c/o Conning & Company $2,100,000.00 100,000 100,000 100,000 CityPlace II 000 Xxxxxx Xxxxxx Xxxxxxxx, XX 00000 Attn: Xxxxx Xxxxx ------------------------------------------------- -------------------- --------------------- ----------------- ---------------- ------------------------------------------------- -------------------- --------------------- ----------------- ---------------- ------------------------------------------------- -------------------- --------------------- ----------------- ---------------- ------------------------------------------------- -------------------- --------------------- ----------------- ---------------- ------------------------------------------------- -------------------- --------------------- ----------------- ---------------- ------------------------------------------------- -------------------- --------------------- ----------------- ---------------- ------------------------------------------------- -------------------- --------------------- ----------------- ----------------
