Securities Exchange Act of 1934 Sample Clauses

Securities Exchange Act of 1934. API shall at all times (whether or not it is required to do so) timely file such information, documents and reports as the SEC may require or prescribe under the Securities Exchange Act of 1934 (the "Exchange Act") and shall provide TDS with two copies of each thereof or any other communication with or from the SEC. API shall, whenever requested by TDS, notify TDS in writing whether API has, as of the date specified by TDS, complied with the Exchange Act reporting requirements to which it is subject for such period to such date as shall be specified by TDS. API acknowledges and agrees that one of the purposes of the requirements contained in this Section 8(f) is to enable TDS to comply with the current public information requirements contained in Paragraph (c) of Rule 144 under the Act (or any corresponding rule hereafter in effect) should TDS ever wish to dispose of any Securities without registration under the Act in reliance upon Rule 144. In addition, API shall take such other measures and file such other information, documents and reports as shall hereafter be required by the SEC as a condition to the availability of Rule 144. API covenants, represents and warrants that all such information, documents and reports filed with the SEC shall not contain any untrue statement of a material fact or fail to state therein a material fact required to be stated therein or necessary to make the statements contained therein not misleading, and API shall indemnify and hold TDS, its officers and directors and each broker, dealer, underwriter or other person acting for TDS (and any controlling person of any of the foregoing) harmless from and against any and all claims, liabilities, losses, damages, expenses and judgments and shall promptly reimburse them, as and when incurred, for any legal or other expenses incurred by them in connection with investigating any claims and defending any actions insofar as such claims, liabilities, losses, damages expenses and judgments arise out of or based upon any breach of the foregoing covenants, representations or warranties. The procedure for indemnification set forth in Section 4(c) hereof shall apply to the indemnification provided under this Section 8(f).
Securities Exchange Act of 1934. First Savings has filed all reports required to be filed by it pursuant to the Securities Exchange Act of 1934, as amended, during the 36 months preceding the date of this Agreement, and such reports do not contain any untrue statement of a material fact or omit to state any material fact which is necessary to make the statements contained therein not misleading.
Securities Exchange Act of 1934. The Company has filed all ------------------------------- reports it has been required to file under the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the rules and regulations of the Commission thereunder; such reports when filed conformed in all material respects to the requirements of the Exchange Act; and none of such reports contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein to make the statements therein, in light of the circumstances under which they were made, not misleading.
Securities Exchange Act of 1934. Within 15 days after each Payment Date, the Master Servicer shall, on behalf of the Issuer, file with the Commission via the Electronic Data Gathering and Retrieval System (EDGAR), a report on Form 10-D prepared in accordance with Regulation AB and the instructions to Form 10-D with respect to the Trust, with a copy of the Investor Report for such Payment Date as an exhibit thereto. Prior to March 30, 200 [_] (and, if applicable, prior to March 30 of each subsequent year), the Master Servicer shall, on behalf of the Issuer, file with the Commission via EDGAR a report on Form 10-K (including all required exhibits) prepared in accordance with Regulation AB and the instructions to Form 10-K with respect to the Trust. In addition, the Master Servicer will cause its senior officer in charge of securitization to execute the Form 10-K and the Section 302 ABS certification required pursuant to Regulation AB and Rules 13a-18 and 15d-18 under the Exchange Act, in the form attached hereto as Appendix B (the "Form 10-K Certification") and to file the same with the Commission prior to March 30, 200[_] (and, if applicable, prior to March 30 of each subsequent year). To the extent any information or exhibits required to be included in a report on Form 10-D or Form 10-K are not timely received by the Master Servicer, the Master Servicer shall, on behalf of the Trust, file, as applicable and in accordance with the instructions and the rules under the Exchange Act with respect thereto, a Form 12b-25 and one or more amended reports on Form 10-D or Form 10-K as appropriate, after consultation with the Depositor. Promptly following the first date legally permissible under applicable regulations and interpretations of the Commission, the Master Servicer shall, on behalf of the Trust and in accordance with industry standards, file with the Commission via EDGAR a Form 15 Suspension Notification with respect to the Trust, if applicable. The Master Servicer shall indemnify and hold harmless the Depositor, the Issuer, the Indenture Trustee, the Securities Administrator and their respective officers, directors and Affiliates from and against any losses, damages, penalties, fines, forfeitures, reasonable and necessary legal fees and related costs, judgments and other costs and expenses arising out of or based upon a breach of the Master Servicer's obligations under this Section 3.14 or the Master Servicer's negligence, bad faith or willful misconduct in connection therewith.
Securities Exchange Act of 1934. BCAM shall as soon as practicable distribute to its shareholders all appropriate notifications in accordance with New York law and in compliance with the Securities Exchange Act of 1934 which shall be at the sole cost and expense of BCAM.
Securities Exchange Act of 1934. Manugistics has two classes of authorized capital stock: preferred stock, of which no shares presently are outstanding, and common stock, par value $.002 per share. Such common stock is registered pursuant to Section 12 of the Securities Exchange Act of 1934, has been subject to the reporting requirements of Section 13 of that Act for a period of at least the last ninety (90) days and Manugistics has filed all the reports required to be filed thereunder during the past twelve (12) months. Manugistics agrees to use its reasonable best efforts to file with the United States Securities and Exchange Commission (the "SEC") in a timely manner (including available extensions of time) all reports and other documents required to be filed by an issuer of securities registered under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Securities Exchange Act of 1934. No Borrower (a) is required to file reports under Section 15(d) of the Securities Exchange Act of 1934, or (b) has securities registered under Section 12 of the Securities Exchange Act of 1934. None of the proceeds of the Loan will be used directly or indirectly to fund a personal loan to or for the benefit of a director or executive officer of a Borrower. Borrower will notify Lender promptly upon a Borrower (i) being required to file reports under Section 15(d) of the Securities Exchange Act of 1934, or (ii) registering securities under Section 12 of the Securities Exchange Act of 1934.
Securities Exchange Act of 1934. No securities issued by MSB, including but not limited to MSB Stock, are registered under the Securities Exchange Act of 1934, and no such securities are required to be registered under said Act.