Securities Act of 1933 definition

Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.
Securities Act of 1933 means the Securities Act of 1933, as amended.
Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended. The term "Securities Exchange Act of 1934" shall mean the United States Securities Exchange Act of 1934, as from time to time amended.

Examples of Securities Act of 1933 in a sentence

In addition, Counterparty represents that it is eligible to conduct a primary offering of Shares on Form S-3, the offering contemplated by the Underwriting Agreement complies with Rule 415 under the Securities Act of 1933, as amended (the “Securities Act”), and the Shares are “actively traded” as defined in Rule 101(c)(1) of Regulation M.

Securities sold within the terms of a private placement memorandum, exempt from registration under section 144A of the Securities Act of 1933, as amended, and maybe sold only to dealers in that program or other "accredited investors".

In rendering this opinion and giving this consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act of 1933, as amended, or the rules and regulations of the Commission thereunder.

Mitcham, Jr. and Roberto Rios ("Defendants"), alleged violations of Section 10(b), Rule 10b-5 and 20(a) of the Securities Exchange Act of 1934 and Sections 11 and 12(a)(2) of the Securities Act of 1933.

Subscriber is: (i) sophisticated in financial matters and is able to evaluate the risks and benefits of the investment in the Shares and (ii) able to bear the economic risk of its investment in the Shares for an indefinite period of time because the Shares have not been registered under the Securities Act of 1933, as amended (the “Securities Act”) and therefore cannot be sold unless subsequently registered under the Securities Act or an exemption from such registration is available.


More Definitions of Securities Act of 1933

Securities Act of 1933. (15 USC § 77a et seq.) means the federal statute of that name as now or hereafter amended.
Securities Act of 1933 means the securities act of 1933, 15 USC 77a to 77aa.
Securities Act of 1933 means the Securities Act of 1933, as amended, of the United States of America and the rules and regulations thereunder, unless otherwise specified, as the same exist on the date hereof.
Securities Act of 1933 means the Securities Act of 1933 (United States of America), as amended, and the rules and regulations thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.
Securities Act of 1933 means the Securities Act of 1933 (United States), as amended; and
Securities Act of 1933 means the United States Securities Act of 1933, as amended.