The Exchange Act definition

The Exchange Act means the United States Securities Exchange Act of 1934 as amended, and the rules and regulations promulgated thereunder;
The Exchange Act. A reference herein to a section of ------------------ the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any rule or regulation promulgated thereunder shall be construed to incorporate reference to any section of the Exchange Act or any rule or regulation enacted or promulgated as a successor thereto.

Examples of The Exchange Act in a sentence

The Exchange Act Registration Statement has become effective as provided in Section 12 of the Exchange Act.

The Exchange Act Reports, when they were or are filed with the Commission, conformed or will conform in all material respects to the applicable requirements of the Exchange Act and the applicable rules and regulations of the Commission thereunder.

The Exchange Act, which covers insider trading, defines “Security” very broadly to include most types of financial instruments,9 except bank debt.10 There may be instances where Supervised Persons receive information about such investments that is not generally known by other institutional investors - even those institutional investors who may be similarly situated (e.g., lenders that are privy to nonpublic information and have access to bank-level information or primary lender meetings).

The Exchange Act Registration Statement has been declared effective by the Commission on the date hereof and the Units, the Common Stock and the Warrants have been registered pursuant to Section 12(b) of the Exchange Act.

The Exchange Act requires that we file annual, quarterly and current reports with respect to our business and financial condition.

The Exchange Act shall mean the Securities Exchange Act of 1934, as amended.

The Exchange Act Registration Statement has become effective under the Exchange Act.

The Exchange Act Reports did not, as of their respective dates, contain any untrue statement of material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.

While there are significant differences in food consumption, carbon footprints of average conventional and organic diets are essentially equal, i.e., there is no meaningful difference between the two diets, which are both around 1250 kg CO2-eq cap—1 year—1.

The Exchange Act Reports did not and will not, when filed with the Commission, contain an untrue statement of material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.


More Definitions of The Exchange Act

The Exchange Act means the United States Securities Exchange Act of 1934;
The Exchange Act means the US Exchange Act;
The Exchange Act means the United States Securities Exchange Act of 1934 as amended, and the rules and regulations promulgated thereunder; "GKW" means GKW Unified Holdings, LLC; "OFFICER" means a person appointed by the Board pursuant to Bye-Law 112-7 of these Bye-Laws and shall not include an auditor of the Company; "LOEWS" means The Loews Corporation;

Related to The Exchange Act

1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;
U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;
Exchange Act means the Securities Exchange Act of 1934, as amended.
Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended.
Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.
1934 Act means the Securities Exchange Act of 1934, as amended.
Commodity Exchange Act means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute.
1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.
Limited Exchange Act Reporting Obligations The obligations of the Master Servicer under Section 3.16(b), Section 6.02 and Section 6.04 with respect to notice and information to be provided to the Depositor and Article XI (except Section 11.07(a)(1) and (2)).
1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.
Securities Act means the Securities Act of 1933, as amended.
Other Exchange Act Reporting Party With respect to any Other Securitization Trust that is subject to the reporting requirements of the Exchange Act, the Other Servicer, Other Trustee, Other Certificate Administrator or Other Depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or filing of Form 8-K, Form 10-D, Form ABS-EE and Form 10-K with respect to such Other Securitization Trust, as identified in writing to the parties to this Agreement; and, with respect to any Other Securitization Trust that is not subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or dissemination of periodic distribution date statements or similar reports, as identified in writing to the parties to this Agreement.
33 Act means the Securities Act of 1933, and the rules and regulations issued thereunder, each as they may be amended from time to time.
Rule 16b-3 means Rule 16b-3 of the Exchange Act or any successor to Rule 16b-3, as in effect when discretion is being exercised with respect to the Plan.
1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.
Exchange Act Report A monthly Distribution Date Statement, Comparative Financial Status Report, Delinquent Loan Status Report, Historical Liquidation Report, Historical Loan Modification and corrected Mortgage Loan Report, REO Status Report, Operating Statement Analysis Report, NOI Adjustment Worksheet, Watch List, or Annual Compliance Report to be filed with the Commission, under cover of the related form required by the Exchange Act.
SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.
SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.
Exchange Act Filings means the Parent’s filings under the Exchange Act made prior to the date of this Agreement.
Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.
Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.
1933 Act means the Securities Act of 1933, as amended.
Exchange Act Documents means all forms, proxy statements, registration statements, reports, schedules, and other documents, including all certifications and statements required by the Exchange Act or Section 906 of the Sarbanes-Oxley Act with respect to any report that is an Exchange Act Document, filed, or required to be filed, by a Party or any of its Subsidiaries with any Regulatory Authority pursuant to the Securities Laws.
Rule 134 “Rule 158”, “Rule 163”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.