Scope of Engagement. Client hereby engages each of Arete and IndieBrokers to act as co-managers of the proposed Offering on a “Best Efforts” basis. Therefore, Client understands that there is no guarantee that the Co-Managers will be able to successfully complete the Offering or successfully assist Client in raising capital and neither Co-Manager has any obligation to purchase or sell any Securities. In addition, Client will be solely responsible for the following:
Scope of Engagement. Client hereby engages Financial Adviser as its exclusive agent in the Potential Transaction to purchasers pursuant to a Tier 2 offering of Regulation A, as amended (“Regulation A+”), securities (the “Securities”) under Title IV of the Jumpstart Our Business Startups (“JOBS”) Act in one or more related transactions to purchasers (the “Regulation A Offering”). Sales of Regulation A+ securities will be executed on a “Best Efforts” basis. Therefore, Client understands that Financial Adviser cannot and does not guarantee that it will be able to successfully complete the Potential Transaction or raise capital for the Client. In addition, Client will be solely responsible for collection and management of investor funds in a segregated account and Financial Advisor will not hold customer funds in any way or safekeep customer securities.
Scope of Engagement. (a) CLIENT hereby appoints ADVISER as an Investment Adviser to perform the services hereinafter described, and ADVISER accepts such appointment. ADVISER shall be responsible for the investment and reinvestment of those assets designated by CLIENT to be subject to ADVISER’s management (which assets, together with all additions, substitutions and/or alterations thereto are hereinafter referred to as the “Assets” or “Account”);
Scope of Engagement a. Client hereby appoints Adviser as an investment adviser to perform the services hereinafter described, and Adviser accepts such appointment. Adviser shall be responsible for the investment and reinvestment of those assets of Client designated by Client to be subject to Adviser’s management (which assets, together with all additions, substitutions and/or alterations thereto are hereinafter referred to as the “Assets” or “Account”);
Scope of Engagement. You hereby appoint us as your investment advisor to perform the services described below. We accept such appointment with respect to the assets you designate to be subject to this Agreement (the “Assets” or “Accounts”). A list of the initial Accounts subject to this Agreement is set forth on Exhibit A to this Agreement (“Schedule of Accounts”). As Accounts subject to this Agreement are open or closed, the Schedule of Accounts shall be revised accordingly. We shall manage and/or advise you regarding your Accounts based upon various factors, including, but not limited to, the most current financial information you have provided to us in writing, including, but not limited to, your stated investment objectives, risk tolerance, time horizon and other information we deem relevant for managing you Accounts (collectively, “Client Profile”). You hereby grant us limited power-of-attorney and trading authority to implement transactions in your Accounts (“Trading Authority”) and authorize us to buy, sell, and trade in stocks, bonds, mutual funds, index funds, exchange traded funds, and other securities and/or contracts relating to the same (e.g., options), including investing Assets in short-term money-market instruments when we deem necessary (collectively, “Securities”), and to give instructions in furtherance of such Trading Authority to the broker-dealer(s) of the Accounts (each a “Broker-Dealer”) and the custodian(s) of the Assets (each a “Custodian”). The type of Trading Authority authorized with respect to each Account is set from on Exhibit A. We are also authorized to delegate the active discretionary management of all or part of the Assets to one or more independent investment managers and/or investment management programs (collectively referred to as “Independent Managers”) when we deem it appropriate based upon your stated investment objectives. The terms and conditions under which you shall engage the Independent Managers, which include separate fees in addition to our Management Fee, shall be set forth in a separate written agreement between you and the designated Independent Managers and you agree to execute in a timely manner any separate written agreements with the Independent Managers we may deliver to you. We are authorized to terminate or change Independent Managers when, in our sole discretion, we believe such termination or change is in your best interest. We will continue to render services to you relative to the supervision of the Independent ...
Scope of Engagement. (a) The CLIENT agrees to provide information and/or documentation requested by PLANNER in furtherance of this Agreement as pertains to CLIENT’s objectives, needs and goals, and to keep PLANNER informed of any changes regarding same. The CLIENT acknowledges that PLANNER cannot adequately perform its services for the CLIENT unless the CLIENT diligently performs his responsibilities under this Agreement. PLANNER shall not be required to verify any information obtained from the CLIENT, CLIENT’s attorney, accountant or other professionals, and is expressly authorized to rely thereon. The CLIENT is free at all times to accept or reject any recommendation from PLANNER, and the CLIENT acknowledges that he has the sole authority with regard to the implementation, acceptance, or rejection of any recommendation or advice from PLANNER;
Scope of Engagement. The scope of Firm’s engagement is to provide legal services related to the Service Area(s) identified below, as set forth in this Agreement and any other written communication by Citizens authorizing Firm to perform hereunder. Citizens will not guarantee how many assignments, if any, will be made to the Firm under this Agreement. Service Area(s) for which Firm is authorized to provide Claims Legal Services on behalf of Citizens: First Party Property (including EUO) Yes Third Party Liability (including EUO) Yes Subrogation No Appellate No
Scope of Engagement. Consultant agrees to devote his good faith diligent efforts for the Company to perform such duties and tasks as shall be assigned to Consultant from time to time by the Company. Consultant shall report directly to and work under the direct supervision of Xxxxxxx Xxxxx, the Company's President. Consultant shall perform such other duties as the President may assign to it from time to time.
Scope of Engagement. You hereby appoint us as your investment adviser to perform the services herein described and we accept such appointment under the terms and conditions stated. We shall be responsible for the investment and reinvestment of those assets that you designate to be subject to our management (the “Assets” or “Account(s)”) in accordance with the Investment Program set forth in Section 2. You hereby appoint us as your attorney-in-fact and grant us limited power-of-attorney with discretionary trading authority over your Account to buy, sell, or otherwise effect investment transactions involving the Assets. We are authorized, without your prior consultation, to buy, sell, and trade in stocks, bonds, mutual funds, index funds, exchange traded funds, and other securities and/or contracts relating to the same, on margin (only to bridge settlement date mismatches between different types of instruments such as ETFs and mutual funds), including investing Assets in short-term money-market instruments when we deem necessary, and to give instructions in furtherance of such trading authority. We are not authorized to make transfers from your Custodial account to any other account, with the exception of the deduction of our Management Fee. We are not authorized to receive and vote proxies on issues held in the Account[s] and receive annual reports. Unless otherwise specifically and expressly indicated in this Agreement, you acknowledge and understand that the service to be provided by us under this Agreement is limited to the management of the Assets in accordance with the Investment Program and does not include financial planning or any other services. Undertaking any services not specifically within the Investment Program is at our sole discretion, and on a best-efforts basis only.
Scope of Engagement. Guest Speaker agrees to supply NCCU with the professional service described as follows (the “Presentation”):
