Investment Transactions. Securities held by the Portfolios may also be held by other separate accounts or mutual funds for which the Sub-adviser or its affiliates act as an adviser or sub-adviser, or by the Sub-adviser or its affiliates. Because of different investment objectives or other factors, a particular security may be bought by the Sub-adviser or its affiliates or for one or more clients when one or more clients are selling the same security. In accordance with applicable law, if purchases or sales of securities for the Portfolios or other entities for which the Sub-adviser or its affiliates act as investment adviser or sub-adviser or for their advisory clients arise for consideration at or about the same time, the Fund and Adviser agree that the Sub-adviser may make transactions in such securities, insofar as feasible, for the respective entities and clients in a manner deemed equitable to all. To the extent that transactions on behalf of more than one client of the Sub-adviser during the same period may increase the demand for securities being purchased or the supply of securities being sold, the Fund recognizes that there may be an adverse effect on the price thereof.
Investment Transactions. None. (Covers all costs associated with investing in eligible investments at the direction of the client, including ticket charges, custody and tax reporting.)
Investment Transactions. During the term of the Agreement, Polca shall in its own name (i) make any short-term investments in financial instruments and/or term deposits depending on the proceeds from the Pooled Assets and the total Cash Surpluses net of Cash Shortfalls (hereinafter the “Investments”) and (ii) credit or debit the Concentration Account to this end. For the entire duration of the Agreement, Polca irrevocably undertakes not to grant any pledge, encumbrance or other security right on any Investment credited to one or more securities accounts or term deposit accounts, in the case of monetary investments held by Polca with the Bank or other banking institutions. For the present purposes, the total amount of Investments and total amount of Advances provided for by Article 8 shall be considered the Pooled Assets.
Investment Transactions. Total purchases of Underlying Funds for the year ended December 31, 2007, amounted to $11,000,000. Total proceeds from redemptions of Underlying Funds for the year ended December 31, 2007, amounted to $3,565,721. The cost of investments in Underlying Funds for Federal income tax purposes is adjusted for items of taxable income allocated to the Fund from the Underlying Funds. The Fund has not received information from the Underlying Funds as to the amounts of taxable income allocated to the Fund as of December 31, 2007. ACP Strategic Opportunities Fund II, LLC Notes to Financial Statements
Investment Transactions. 8 Section 3.4 The Redemption and Exchange Transactions........................................... 9 Section 3.5 Indebtedness Payment............................................................... 11 Section 3.6 Kilovac Payment.................................................................... 12 Section 3.7 Management Bonus Payment........................................................... 12 Section 3.8
Investment Transactions. At April 30, 2002, the identified cost of investments in securities for federal income tax purposes, and gross unrealized appreciation and depreciation were as follows: NET GROSS GROSS UNREALIZED IDENTIFIED UNREALIZED UNREALIZED APPRECIATION COST APPRECIATION DEPRECIATION (DEPRECIATION) Investments $7,328,175 $285,172 ($1,384,827) ($1,099,655) During the six months ended April 30, 2002, the cost of purchases and the proceeds from sales of investments, excluding short-term investments, were as follow: PURCHASES SALES ------------ ----- $3,756,603 $4,247,304
Investment Transactions. (a) Sale and Purchase of the Initial Shares. For value received, and on the terms and subject to all of the conditions set forth herein, at the Initial Closing, the Company shall issue and sell to the Purchaser, and the Purchaser shall purchase, the Initial Shares at the Per Share Price, for a total investment in the Company at the Initial Closing of $1,400,000.
Investment Transactions. The Investment Documents shall have been executed and delivered by the parties thereto and shall be in full force and effect.
Investment Transactions. Section 6.7 . . . . 19
Investment Transactions. The cost of security purchases and the proceeds from security sales, other than short-term investments, for the period ended August 31, 1995, are as follows: At August 31, 1995 the total cost of securities and the net realized gains or losses on securities sold, for Federal income tax purposes, was not materially different from amounts reported for financial reporting purposes. The aggregate gross unrealized appreciation and depreciation for securities held by the Funds at August 31, 1995 is as follows: Intermediate- Term Capital Small Government Fixed Appreciation Select Company Securities Income Equity Value Growth Fund Fund Fund Fund Fund (000) (000) (000) (000) (000) --------- ----- --------- ------ ------ Aggregate gross unrealized appreciation $1,965 $2,053 $31,310 $14,908 $4,344 Aggregate gross unrealized depreciation (206) (1,014) (1,210) (3,908) (609) ------ ------ ------- ------- ------ Net unrealized appreciation $1,759 $1,039 $30,100 $11,000 $3,735 ====== ====== ======= ======= ====== Subsequent to October 31, 1994, the Funds recognized net capital losses for tax purposes that have been deferred to 1995 and can be used to offset future capital gains at August 31, 1995. The Funds also had capital losses carryforward at August 31, 1995, to the extent provided in the regulations for Federal income tax as follows: Capital loss Carryover Post 10/31/94 August 31, 1995-- Deferred Fund Expiring 2003 Losses ---------------- ---------- Intermediate-Term Government $955,860 $1,236,390 Securities Fixed Income 117,850 623,727 The Small Company Growth Fund utilized its entire capital loss carryforward balance of $429,791 which was carried over from the previous year. The Capital Appreciation Equity Fund had wash sales in the fiscal year ended August 31, 1995 amounting to $367,572. These wash sale losses cannot be used for income tax purposes and are deferred.
