Investment Advisor Sample Clauses

Investment Advisor. The Buyer is an investment advisor registered under the Investment Advisors Act of 1940.
Investment Advisor. The Transferee is an investment advisor registered under the Investment Advisers Act of 1940.
Investment Advisor. The Transferee is an investment advisor registered under the Investment Advisers Act of 1940. ___ Other. (Please supply a brief description of the entity and a cross-reference to the paragraph and subparagraph under subsection (a)(1) of Rule 144A pursuant to which it qualifies. Note that registered investment companies should complete Annex 2 rather than this Annex 1.)
Investment Advisor. The Buyer is an investment advisor registered under the Investment Advisors Act of 1940, as amended.
Investment Advisor. The Transferee is an investment advisor registered under the Investment Advisers Act of 1940, as amended.
Investment Advisor. The Buyer is an investment advisor registered under the Investment Advisors Act of 1940. _____ Small Business Investment Company. Buyer is a small business investment company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.
Investment Advisor. The Transferee is an investment advisor registered under the Investment Advisers Act of 1940. ________ QIB Subsidiary. All of the Transferee's equity owners are "qualified institutional buyers" within the meaning of Rule 144A. ________ Other. (Please supply a brief description of the entity and a cross-reference to the paragraph and subparagraph under subsection (a)(1) of Rule 144A pursuant to which it qualifies. Note that registered investment companies should complete Annex 2 rather than this Annex 1)_____________________________ ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ _____________________________________________________________.
Investment Advisor. The Buyer is an investment advisor registered under the Investment Advisors Act of 1940, as amended. _______ Small Business Investment Company. Buyer is a small business investment company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended. _______ Business Development Company. Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940, as amended.
Investment Advisor. The Buyer is an investment advisor --- ------------------ registered under the Investment Advisors Act of 1940.
Investment Advisor. In the event that you retain an investment advisor, manager or other agent (“Investment Advisor”) to act for you, you agree and acknowledge that (i) such Investment Advisor, and not JP Morgan, is responsible for making or recommending investments; (ii) JP Morgan does not select, endorse or recommend any Investment Advisor; and (iii) JP Morgan shall have no liability for acting in accordance with the instructions of such Investment Advisor.