Exchange Traded Funds definition

Exchange Traded Funds. , or ETFs, means Securities that trade on a national securities exchange and hold portfolios of Securities that closely track an index, commodity, or basket of assets like an index fund. The ETF must be legally classified as an open-end investment company, unit investment trust, or depository receipt. For avoidance of doubt, Exchange Traded Funds do not include Closed-End Funds, even if the Closed-End Funds are traded on a national securities exchange. Examples of ETFs include iShares, ProShares, and SPDRs.

Exchange Traded Funds. ETFs”)” shall mean a registered investment company that operates pursuant to an order from the SEC exempting it from certain provisions of the Investment Company Act so that the ETF may issue securities that trade in a secondary market. ETFs include those organized as open-end investment companies and those organized as unit investment trusts.

Exchange Traded Funds means units in those open-ended collective investment schemes which are freely negotiable on the capital markets and in most cases track the performance of an index;

Examples of Exchange Traded Funds in a sentence

• In all instances that the term “exempt securities” is used throughout this policy, Insider Risk Employees may also include Proprietary Funds, Exchange Traded Funds, and municipal bonds.

• Transactions in Exchange Traded Funds which are considered Covered Securities.

• All the securities traded in the Futures & Option (Derivatives) Segment and Liquid Index Exchange Traded Funds (ETFs) (An Index ETF shall be deemed ‘liquid’ provided the Index ETF has traded on at least 80% of the days over the past 6 months and its impact cost over the past 6 months is less than or equal to 1%) are eligible for lending & borrowing under the SLB.

• Shares issued by an open-end registered investment company, including Cohen & Steers open-end investment companies, other than shares of Exchange Traded Funds.

• In addition to the exempt securities as listed in Appendix H: Definitions, Proprietary Funds, Exchange Traded Funds, and municipal bonds are also considered to be exempt securities for Insider Risk Employees.

More Definitions of Exchange Traded Funds

Exchange Traded Funds means funds that invest in underlying securities that track a pre-determined index or strategy, a commodity, or a basket of assets, and whose shares can be traded like shares of common stock.

Exchange Traded Funds means funds at least one unit or share class of which are traded throughout the day on at least one regulated market, a multilateral trading facility or organised trading facility with at least one market maker which takes action to ensure that the stock exchange value of its units or shares does not significantly vary from their net asset value and where applicable its indicative net asset value;

Exchange Traded Funds means a fund at least one unit or share class of which is traded throughout the day on at least one trading venue with at least one market maker which takes action to ensure that the price of its units or shares on the trading venue does not significantly vary from its net asset value and where applicable its indicative net asset value.

Exchange Traded Funds. , or “ETFs”, means an open-end investment company or unit investment trust in which the shares are Securities that trade on a national securities exchange. For avoidance of doubt, Exchange Traded Funds do not include Closed-End Funds, even if the Closed-End Funds are traded on a national securities exchange. Examples of ETFs include iShares, ProShares, and SPDRs.

Exchange Traded Funds means all ETFs registered under the Investment Company Act of 1940. Data also include funds that invest primarily in other funds (commonly referred to as funds-of-funds).

Exchange Traded Funds or “ETF” means the Financial Instruments and

Exchange Traded Funds. (ETFS)" include shares of open-end mutual funds and units of unit investment trusts (UITs). Shares of several other products are sometimes referred to as ETFs although they are not actually shares of registered investment companies due to their lack of qualification for registration under the Investment Company Act of 1940 or because they have no requirement to register. All of these securities trade in the open market over an exchange (hence the name exchange-traded fund), rather than being bought and sold by the investment company as redeemable securities.