Categorization. We shall treat you as a retail client for the purposes of the CYSEC Rules and the Applicable Regulations. You have the right to request a different client categorization if you satisfy the relevant criteria as set out by the regulator. However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain CYSEC Rules and the other Applicable Regulations may be reduced. This may include, but is not limited to:
Categorization. 4.1 The Client understands and accepts that each category of Clients has its individual level of regulative protection acknowledging that Retail Clients have the highest level of protection whereas Professional Clients and Eligible Counterparties are considered to be more experienced, informed, skilled and able to estimate their risk, therefore are provided with a lower level of protection.
Categorization. We shall treat you as a retail high risk client for the purposes of the Rules and the Applicable Regulations. You have the right to request a different client categorization. However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain Rules and the other Applicable Regulations may be reduced. This may include, but is not limited to: • the requirement for us to act in accordance with your best interests; • our obligation to provide appropriate information to you before providing the services; • the restriction on the payment or receipt by us of any inducements; • our obligation to achieve best execution in respect of your requests; • the requirement to implement procedures and arrangements which provide for the prompt, fair and expeditious execution of your requests; • our obligation to ensure that all information we provide to you is fair, clear and not misleading; and • the requirement that you receive from us adequate reports on the services provided to you. Legal Age The Company’s services and products traded are only available to individuals who are at least 18 years old (and at least the legal age in your jurisdiction). You represent and warrant that if you are an individual, you are at least 18 years old and of legal age in your jurisdiction to form a binding contract, and that all registration information you submit is accurate and truthful. The Company reserves the right to ask for proof of age from you and your account may be suspended until satisfactory proof of age is provided. The Company may, in its sole discretion, refuse to offer its products and services to any person or entity and change its eligibility criteria at any time. General interpretation A reference in this Agreement to a “clause” or “Schedule” shall be construed as a reference to, respectively, a clause or Schedule of this Agreement, unless the context requires otherwise. References in this Agreement to any statute or statutory instrument or Applicable Regulations include any modification, amendment, extension or re-enactment thereof. A reference in this Agreement to “document” or equivalent, shall be construed to include any electronic document published on xxx.xxxxxxxxxxxxxx.xxx . The masculine includes the feminine and the neuter and the singular includes the plural and vice versa as the context admits or requires. Words and phrases defined in the Rules and the Applicable Regulations have the same meaning in...
Categorization. We will categorize you according to CIMA Rules and the Applicable Regulations and you will be informed via e-mail. You have the right to request a different client categorization. However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain CIMA Rules and the other Applicable Regulations may be reduced. This may include, but is not limited to:
Categorization. We shall treat you as a retail client for the purposes of the Rules and the Applicable Regulations. You have the right to request a different client categorization. However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain Rules and the other Applicable Regulations may be reduced. This may include, but is not limited to: the requirement for us to act in accordance with your best interests; our obligation to provide appropriate information to you before providing the services; the restriction on the payment or receipt by us of any inducements; our obligation to achieve best execution in respect of your orders; the requirement to implement procedures and arrangements which provide for the prompt, fair and expeditious execution of your orders; our obligation to ensure that all information we provide to you is fair, clear and not misleading; and the requirement that you receive from us adequate reports on the services provided to you.
Categorization. Once the aim of uniformity of the Conventions has been analysed, this study will explore whether any factors prevent or may have prevented achieving uniformity. This question will be divided into 2 sub-questions. First, whether elements exist that might affect uniformity in the rulemaking process, that is to say, from the adoption of the Conventions. These potential factors will be referred to as ‘internal’ factors. Second, whether there are factors that are likely to affect uniformity as envisaged by the respective drafters over time, after the signing of the Conventions. This second cate- gory of potential factors for fragmentation will be referred to as ‘external’ factors.
Categorization. In accordance with the regulations, the Bank has a duty to classify its clients into one of the f ollowing categories: “Non-Business Client”, “Business Client” or “Eligible Counterparty” in accordance with Articles D.533-11 et seq. of the French Monetary and Financial Code. A letter will be sent to the Client to inform it of its categorisation and the consequences of such categorisation as well as the possibility of a change of category, with the understanding that the Bank is not obliged to grant the Client’s request. Each category has a degree of protection appropriate to the level of competence and knowledge of financial products, services and markets.
Categorization. According to Applicable Regulations, the Company must classify its Clients in one of the following categories: Retail Client, Professional Client or Eligible Counterparty. It is noted that the Company treats all of its Clients as Retail Clients. Where a CIF treats a Client as a Retail Client, the Client is entitled to more protections under the Law, than if the Client was treated as a Professional Client. You have the right to request a different method of categorization as is explained under the Client Categorization Policy found on the Company’s Website. However, if you request a different categorization and the Company agrees to such categorization, you accept that the level of protection that is afforded by CySEC Regulations and other Applicable Regulations may differ. The Company cannot enter into title transfer financial collateral arrangements with Retail Clients. Remuneration practices which could provide an incentive to the Company’s staff to recommend a particular financial instrument to a Retail Client when the Company could offer a different financial instrument which would better meet that Client’s needs are also prohibited. In the case of Professional Clients and Eligible Counterparties, the Company may agree to provide more limited information as provided by Applicable Regulations. It is understood that under the Law, the Company has the right to change its policy and accept other categories of Clients as well and hence review the Client’s Classification and change his/her Classification if this is deemed necessary (subject to Applicable Regulations and appropriate notification to the Client).You accept that when categorizing you and dealing with you, the Company will rely on the accuracy, completeness and correctness of the information provided by you in your Account Opening Application Form and the Financial Suitability Questionnaire. You have the responsibility to immediately notify us in writing if such information changes at any time thereafter.
Categorization. The Client declares that he is familiar with the criteria for categorization of the Broker and is informed that he will be treated by the Broker as a non-professional client, unless explicitly categorized as a professional client/acceptable counterparty, in accordance with the Broker’s procedures. No Yes
Categorization. Supplier and Tesla will work in good faith to categorize the Supplier’s Technical Information as Level One Materials or Level Two Materials and, if appropriate, itemize them in a Statement of Work or other written document. In the event that the Supplier and Tesla are unable to agree on the appropriate categorization, there will be a presumption that the Supplier’s Technical Information is comprised of Level One Materials.
