The Regulator Sample Clauses

The Regulator. Xxxxx & Xxxxx Ltd is authorised and regulated by the Financial Conduct Authority (FCA). Our FCA Registered number is 306077. You can check our status at xxxxx://xxxxxxxx.xxx.xxx.xx/s/ or by contacting the FCA on 0800 111 6768. Our permitted business includes advising, arranging, dealing as agent, assisting in the administration and performance of general insurance, credit broking and debt collecting. Xxxxx & Xxxxx Ltd also trades under the names of BCA Insurance Services, Caterham Insurance Services, Xxxxx & Xxxxx Heritage, NODA Insurance and PPSGI.
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The Regulator. The Financial Conduct Authority (FCA) is an independent watchdog that regulates financial services. The FCA has authorised us to advise, arrange, deal in and assist with the placing and administration of all types of General Insurance policies. Our FCA Register number is 304354 and you can check our status and permissions at xxxx://xxx.xxx.xxx.xx/register/xxxx.xx or by contacting the FCA on 0800 111 6768.
The Regulator. The Medical Insurance Advisory Bureau (trading as MIAB Ltd) is authorised and regulated by the Financial Conduct Authority (FCA). Our FCA Registered number is 586374. You can check our status at xxxxx://xxxxxxxx.xxx.xxx.xx/s/ or by contacting the FCA on 0800 111 6768. Our permitted business includes advising, arranging, dealing as agent, assisting in the administration and performance of general insurance and credit broking.
The Regulator. MIAB is a trading name of Xxxxx & Xxxxx Ltd who are authorised and regulated by the Financial Conduct Authority (FCA). Our FCA Registered number is 306077. You can check our status at xxxxx://xxxxxxxx.xxx.xxx.xx/s/ or by contacting the FCA on 0800 111 6768. Our permitted business includes advising, arranging, dealing as agent, assisting in the administration and performance of general insurance and credit broking.
The Regulator. The Financial Conduct Authority is the independent watchdog that regulates financial services. Xxxxxxx Xxxxx & Co is authorised and regulated by the Financial Conduct Authority. Our FCA Register number is 303928 and you can check our status by contacting the FCA on 0800 811 6768. Rentguardian is a trading style of Xxxxxxx Xxxxx & Co Ltd. Our permitted business includes advising, arranging, dealing in and assisting with the placing and administration of all types of General Insurance policies.
The Regulator. We are an independent intermediary and the Financial Conduct Authority (FCA) is an independent watchdog that regulates financial services. The FCA has authorised us to advise, arrange, deal in and assist with the placing and administration of all types of General Insurance policies. We are also authorised for certain Consumer Credit Activities. Our Financial Services Register number is 310532 and you can check our status and permissions at xxx.xxx.xxx.xx or by contacting the FCA on 0800 111 6768. OUR SERVICE We are an insurance distributor (intermediary) and can act both as agent of insurer, and on behalf of you, the customer. We have in place management controls to deal with any conflicts of interest that might arise. Unless we advise you otherwise, we are acting on your behalf. We also act on behalf of insurers when collecting premiums under risk transfer. We will ask questions to enable us to reasonably assess your insurance requirements, this may include checking information that we already hold about you and your existing insurance arrangements with us and other parties. We will provide you with advice and guidance, after assessing what you want and need and recommend a suitable policy based on our experience of dealing with similar risks. In all cases our service will include arranging and administering your insurance, including helping you with on-going changes and assisting you if you need to make a claim, or where we outsource claims handling facilities to give you an enhanced service. If we use the services of another intermediary to place your insurance, we will advise you of the name of the intermediary we use and the name of the insurer. If you mislay your policy at any time, we will arrange a replacement policy document, if you request it.
The Regulator. (3) If the [designated court or tribunal] is satisfied that a ground in subsection (1) is made out, the [designated court or tribunal] may disqualify the health and safety representative for a specified period or indefinitely. Note See the jurisdictional notes in the Appendix. 66 Immunity of health and safety representatives A health and safety representative is not personally liable for anything done or omitted to be done in good faith:
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The Regulator. The Financial Conduct Authority is the independent watchdog that regulates financial services. As directly authorized we are able to advise, arrange, deal in and assist with the placing and administration of all types of General Insurance. We do not however give advice on matters relating to long term insurance contracts, such as but not limited to: term assurance, shareholder protection, keyperson insurance, critical illness We are also permitted to undertake consumer credit activities such as Credit Broking (where we act as a credit broker) and Debt Administration. PRIVACY NOTICE & DATA PROTECTION We will process your data responsibly, fairly and in strict accordance with the General Data Protection Regulations (GDPR) effective 25th May 2018. These regulations replace the Data Protection Xxx 0000 (DPA) and require wider disclosure of compliance than the previous DPA, including (but not limited to): • Our lawful bases of processing; • The information we collect, and how we use and share that information; • How long we keep information, including the purposes (e.g. administer your policy); • The technical and organisational measures we have in place to safeguard your information; • Your rights as an individual data subject; and • Our approach to marketing As with many organisations, and to ensure Customers can easily access details on the areas listed above, we have developed a separate Privacy Notice. This can be found on the terms page of our website, alternatively you can obtain a copy by writing to us. It is vitally important to take time to read this document carefully as it contains full details of the basis on which we will process, such as collecting, using, sharing, transferring and storing your information. It is also your obligation to ensure you show this notice to all parties related to any insurance arrangement. If you have given us information about someone else, you are deemed to have their permission to do so. If you have any questions, including a copy of the privacy notice, or any further information about our approach to the GDPR you can write to or e-mail our Compliance Manager at Xxxx Xxxxxxx, FE Protect Limited, 00-00 Xxxxxxx Xxxx, Xxxxxxxxx Technology Park, Wavertree, Liverpool,L13 1EH. xxxxxxxx@xxxxxxxxx.xx.xx OUR SERVICE We can act both as agent of the insurer, and on behalf of you, the customer. We have in place management controls to deal with any conflicts of interest that might arise. Unless we advise you otherwise, we are act...

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  • Securities Law Compliance Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

  • Program Requirements A. The parties shall comply with the Disadvantaged Business Enterprise Program requirements established in 49 CFR Part 26.

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