Professional Client definition

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.
Professional Client means a client meeting the criteria laid down in Annex II;
Professional Client means a “Professional Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.

Examples of Professional Client in a sentence

  • A Retail Client is any client who does not satisfy the criteria to qualify as a Professional Client or Eligible Counterparty.

  • If the Client is classified as a Professional Client and wishes to be treated as an Eligible Counterparty, the Client must confirm in writing to Instinet the request to be treated as an Eligible Counterparty either generally or in respect of one or more Investment Services.

  • We will not permit the elective classification to a Professional Client if the above are not met.

  • Where on or after the date you became a Professional Client, the client, adds or funds any amount of whatsoever nature to the Client Accounts, the transfer of the amount shall be treated this as a transfer of full ownership of money to the Company for the purpose of securing or covering Client’s present, future, actual, contingent or prospective obligations, and the Company will not hold such money in accordance with the CySEC safeguarding Directive.

  • Where we treat you as a Professional Client, you will be entitled to fewer protections under the Law, than you would be entitled to as a Retail client.


More Definitions of Professional Client

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorisation Policy.
Professional Client means a “Professional Client”
Professional Client means a “Professional Client” for the purposes of the Applicable Regulations.
Professional Client means a client categorised as a Professional Client in accordance with section 5.
Professional Client means a per se professional client or an elective professional client as defined in the FCA Rules.
Professional Client means as defined in the FCA Rules effective from 1 November 2007;
Professional Client means a “Professional Client” for the purposes of the Applicable Regulations