Professional Client definition

Professional Client means a client meeting the criteria laid down in Annex II;

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.

Professional Client means a “Professional Client”

Examples of Professional Client in a sentence

• If however you would otherwise be classified under the FCA Rules as an Eligible Counterparty or a Professional Client, you may not necessarily have the rights of a Retail client under the Financial Services Compensation Scheme.

• On the other hand, the Company shall be entitled to assume that a Professional Client has the necessary experience and knowledge in order to understand the risks involved in relation to those particular investment services or transactions, or types of transaction or product, for which the Client is classified as a Professional Client.

• If however you would otherwise be classified under the FCA Rules as an Eligible Counterparty or a Professional Client, you may not necessarily have the rights of a Retail Client under the Financial Services Compensation Scheme.

• Consequently, and unlike the situation with a Retail Client, the Company should not generally need to obtain additional information from the Client for the purposes of the assessment of appropriateness for those products and services for which they have been classified as a Professional Client.

• The Company hereby informs the Client that it can request a re- categorization with respect to all the services and financial instruments offered by the Company or with respect to specific services and/or financial instruments.It is the responsibility of the Client, considered to be a Professional Client, to ask for a re-categorization when it deems it is unable to properly assess or manage the risks involved.

More Definitions of Professional Client

Professional Client means a “Professional Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.

Professional Client means a “Professional Client” for the purposes of Regulation Rules, as specified in Client Classification Policy.

Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Company’s “Client Categorization Policy”

Professional Client means a client categorised as a Professional Client in accordance with section 5.

Professional Client means as defined in the FCA Rules effective from 1 November 2007;

Professional Client means a professional client as defined in Article 4(1)(10) of Directive 2014/65/EU;

Professional Client means a client that meets the criteria laid down in schedule 2 of the Regulations;