Retail Clients shall have the meaning ascribed to it in the Applicable Laws and Regulations;
Retail Clients means clients who are classified as retail clients under the FCA Rules;
Retail Clients shall have the meaning ascribed to it in the Client Categorisation Policy established pursuant to the Applicable Laws and Regulations .
Examples of Retail Clients in a sentence
You may request to be treated as a Professional Client or Eligible Counterparty, however, if you do so you will lose the protections afforded to Retail Clients under the FCA Rules.
You may request to be treated as an Elective Professional Client however, if you do so you will lose the protections afforded to Retail Clients under the FCA Rules.Q: How will you keep me informed?A: We will send you a written acknowledgement by the end of the next working day following receipt of your completed Application Form.
The Company cannot enter into title transfer financial collateral arrangements with Retail Clients.
The Company must inform Retail Clients of material difficulties relevant to the proper carrying out of their order(s) promptly upon becoming aware of the difficulty.
DFA is entitled to request classification as a Retail Client; however, DFAL does not offer a retail service and, consequently, is unable to undertake business for Retail Clients and so will not be able to accept any such request to be re-classified as a Retail Client.
More Definitions of Retail Clients
Retail Clients when used in this Agreement, unless the context otherwise requires, shall mean any client who is not a ‘Professional Client’ for purposes of client categorization/classification under MiFID II;
Retail Clients means a Client who is not an Eligible Counterparty or Professional Client. KBC will notify each Client of its categorization for the purpose of provision of services under this Agreement.
Retail Clients means a customer who is not classified as an Accredited Investor;
Retail Clients means a Client who is not a Professional Client by default.
Retail Clients has a meaning as defined by the Applicable Law; “Services” means the activities listed in Article 4 of this General Rules which shall be performed by the Broker in exchange of its remuneration hereunder; “Statement of Client Account” means a Report issued by the Broker which reflects all the transactions and balances of the Client’s Account as specified in Article 6.13 of these General Rules; “Stop-Limit Order” shall mean any Order to buy/sell at a fixed price provided that the market prices have reached a defined level; “Third Party” means a Person, other than the Client, involved by the Broker in connection with provision of the Brokerage Services; “Transaction” means a transaction for buying and/or selling one or more Financial Instruments, as well as REPO Transaction, concluded by the Broker on its behalf or on Client’s behalf, but for Client’s Account and in Client’s interests in accordance with the Client Order; соответствии с ее не дискреционным правила, таким образом, который приводит к заключению договора в отношении финансовых инструментов, допущенных к торгам в соответствии с его правилами и/или системами, и который способен функционировать в государстве-члене ЕС и функционирует регулярно, и в соответствии с положениями Законодательства. «Поручение на Сделку РЕПО» означает распоряжение, данное Клиентом Брокеру в форме, которую можно найти на веб-сайте Брокера xxxxx://xxxx-xxxxxx.xxxxxxx, для заключения сделки РЕПО для Клиента, надлежащим образом оформленную и предоставленную в соответствии со Статьей 6.11 настоящих Основных условий; «Сделка РЕПО» означает Сделку, при которой одна сторона, являющаяся Брокером или Контрагентом («Продавец»), соглашается продать другой стороне («Покупателю») Финансовые инструменты за оплату Покупной цены Покупателем, с одновременным согласием Покупателя продать Финансовые инструменты Продавцу, эквивалентные купленным Финансовым инструментам, в определенную дату или по требованию в счет уплаты Покупателем Покупной Цены. «Розничные клиенты» имеют значение, определенное применимым законодательством. «Услуги» означают услуги, перечисленные в Статье 4 настоящих Основных Условий, которые предоставляются Брокером в обмен на соответствующее вознаграждение. «Выписка по счету Клиента» означает отчет, выпущенный Брокером, который отражает все сделки и остатки на счете Клиента, как описано в Статье 6.13 настоящих Основных Условий; «Лимитный стоп-приказ» означает любое поручение на покупку/продажу по фиксированной цене при услов...
Retail Clients has the meaning given in the FCA Rules, being a categorisation prescribed by the FCA for a client who is neither a Professional Client nor an eligible counterparty and which affords the highest levels of consumer protection in the UK. the Service a discretionary portfolio investment management service known as the ProVen Estate Planning Service as described in the Brochure and subject to these Terms. Subsequent Investment Amount an amount of at least £10,000 which the Applicant may, in accordance with Clause 3 of the General Terms, invest in the Service after the initial investment has been made. Termination Date the date on which this Agreement or the Service terminates pursuant to Clause 17. Terms these terms. Trading Company a company that, in the opinion of the Manager, satisfies the requirements for Business Relief.
Retail Clients has a meaning as defined by the Applicable Law;