CIMA Rules definition

CIMA Rules means the Securities Investment Business Law (as amended) of the Cayman Islands, all regulations, rules and statements of guidance, the Proceeds of Crime Law (as amended) of the Cayman Islands, the Money Laundering Regulations and the guidance notes on the prevention and detection of money laundering and terrorist financing in the Cayman Islands, each as amended, replaced, varied and/or updated from time to time.
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CIMA Rules means the Law which provides for the regulation of persons carrying on securities investment business, including market makers, broker- dealers, securities arrangers, securities advisors and securities managers, in or from the Cayman Islands, and for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters, the Prevention and Suppression of Money Laundering Activities Law, the Directives, Circulars and all other regulations issued pursuant to these Laws and all guidance notes, administrative notices, newsletters and rules published by Cayman Islands Monetary Authority.
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CIMA Rules means means the Cayman Islands Securities Investment Business Law 2015 Revision), , related Regulations, Rules and Statements of Guidance, the Proceeds of Crime Law (2018 Revision), the Anti-Money Laundering Regulations (2018 Revision) and the Guidance Notes on the Prevention and Detection of Money Laundering and Terrorist Financing in the Cayman Islands, each as amended, revised, replaced, varied and/or updated from time to time;
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Examples of CIMA Rules in a sentence

  • We are obliged by CIMA Rules to ensure that you understand the risks that you are exposing yourself to.

  • Unless otherwise stated in the relevant Supplemental Terms, we will provide you with best execution as required by the CIMA Rules.

  • Unless we notify you and you agree otherwise, we will classify you as a Private Client for the purpose of CIMA Rules.

  • We will comply with CIMA Rules or any other applicable rule which may apply to this transfer.


More Definitions of CIMA Rules

CIMA Rules means the rules and regulations issued by the CIMA from time to time.
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CIMA Rules means together the Securities Investment Business Law and the Statements of Guidance, Statements of Principle, Regulatory Policies and Regulatory Procedures;
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Related to CIMA Rules

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Market Rules means the rules made under section 32 of the Electricity Act;

  • ADR Rules means the relevant rules of the ADR Organization for mediation (including non-binding arbitration) or binding arbitration, as applicable, of commercial disputes in effect at the time of the mediation or arbitration.