Money Market Fund Investments. An investment in a money market fund is neither insured nor guaranteed by the Federal Deposit Insurance Corporation (“FDIC”) or any other U.S. government agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in a money market fund.
Money Market Fund Investments. An investment in a money market fund is neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other U.S. govern- ment agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in a money market fund. Wisconsin Marital Property Act Married Wisconsin residents should be aware that no provision of any marital property agreement, unilateral agreement, or court decree under Wisconsin’s Marital Property Act will adversely affect a creditor’s interest unless, prior to the time credit is granted, the creditor is furnished a copy of, or given complete information about, that agreement or decree. Callable Securities Lottery When street name or bearer securities held for you are subject to a partial call or partial redemption by the issuer, NFS may or may not receive an allocation of called/redeemed securities by the issuer, transfer agent, and/or depository. If NFS is allocated a portion of the called/redeemed securities, NFS utilizes an impartial lottery allocation system, in accordance with applicable rules, that randomly selects the securities within customer accounts that will be called/redeemed. NFS’s allocations are not made on a pro rata basis and it is possible for you to receive a full or partial alloca- tion, or no allocation. You have the right to withdraw uncalled fully paid securities at any time prior to the cutoff date and time established by the issuer, transfer agent, and/or depository with respect to the partial call, and also to withdraw excess margin securities, provided your account is not subject to restriction under the Federal Reserve’s Regulation T or such withdrawal will not cause an undermargined condition. For more information and an example of the impartial lottery process, please go to: xxxxxxxx.xxxxxxxx.xxx/xxxxxxxx/xxxxxxxxxxx/xxxxxxxxxx_xxxxxxxx.xxxxx.xxxx.
Money Market Fund Investments. You could lose money by investing in a money market fund. Although the fund seeks to preserve the value of your investment at $1.00 per share, it cannot guarantee it will do so. An investment in the fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. The fund sponsor has no legal obligation to provide financial support to the fund, and you should not expect that the sponsor will provide financial support to the fund at any time. National Financial Services LLC, Member NYSE, SIPC 1.882435.110 - 504194.12.0 (08/19) Fidelity’s government and U.S. Treasury money market funds will not impose a fee upon the sale of your shares, nor temporarily suspend your ability to sell shares if the fund’s weekly liquid assets fall below 30% of its total assets because of market conditions or other factors. Customer Identification Program Notice To help the government fight financial crimes, Federal regulation requires your Broker/Dealer and us to obtain your name, date of birth, address, and a government-issued ID number before opening your account, and to verify the information. In certain circumstances, we may obtain and verify comparable information for any person authorized to make transactions in an account. Also, Federal regulation requires us to obtain and verify the beneficial owners and control persons of legal entity customers. Requiring the disclosure of key individuals who own or control a legal entity helps law enforcement investigate and prosecute crimes. Your account may be restricted or closed if we or your Broker/ Dealer cannot obtain and verify this information. We or your Broker/ Dealer will not be responsible for any losses or damages (including, but not limited to, lost opportunities) that may result if your account is restricted or closed. NFS does not permit bearer-share entity accounts known to NFS on its platform. If it comes to NFS’ attention that an entity account has issued or is permitted to issue bearer shares, NFS will restrict the account to permit liquidations only. Pre-Dispute Arbitration Clause This agreement contains a pre-dispute arbitration clause. Under this clause, which becomes binding on all parties when you sign your account application, You, your Broker/Dealer, and NFS agree as follows:
Money Market Fund Investments. An investment in a money market fund is neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other U.S. government agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in a money market fund. INVESTMENT OBJECTIVES AND DEFINITIONS: Xxxxxx Investment Services, LLC has identified five common investment objectives that it makes available for account holders to select to determine their objective for an account registration opened with the firm and the investments contained therein. Each investment objective and corresponding definition is listed below. The investment objective is used in conjunction with other factors such as risk tolerance and time horizon to help determine an appropriate mix of investments in an account portfolio designed to meet the account holder’s financial needs. You also acknowledge and agree that you have an affirmative obligation to notify us in writing should there be material change in your investment objectives. It is your responsibility as the account owner to select the account’s investment objective that most closely matches your desired financial needs for the account. Your Xxxxxx representative will rely on your selection when making recommendations to you. However, Xxxxxx cannot assure you that any given investment or strategy recommended will achieve your investment objective. Income: This objective seeks investments primarily focused on generating current income. The investor may have some exposure to growth oriented investments but is willing to forgo capital appreciation in order to seek a higher level of current income. Income & Growth: This objective seeks current income with the opportunity to also experience some capital appreciation by investing primarily in income producing investments in addition to growth oriented investments which may produce little or no current income. Growth & Income: This objective seeks capital appreciation with the opportunity to also experience some current income by investing primarily in growth oriented investments which may produce little or no current income in addition to income producing investments. Growth: This objective seeks capital appreciation by focusing on growth oriented investments with little emphasis on the generation of current income. Aggressive Growth: This objective seeks to maximize capital appreciation by focusing on investments with high growth...
Money Market Fund Investments. You could lose money by investing in a money market fund. Although the fund seeks to preserve the value of your investment at $1.00 per share, it cannot guarantee it will do so. An investment in the fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. The fund sponsor has no legal obligation to provide financial support to the fund, and you should not expect that the sponsor will provide financial support to the fund at any time. Fidelity’s government and U.S. Treasury money market funds will not impose a fee upon the sale of your shares, nor temporarily suspend your ability to sell shares if the fund’s weekly liquid assets fall below 30% of its total assets because of market conditions or other factors.
Money Market Fund Investments. An investment in a money market fund is neither insured nor guaranteed LÞ Ì i Fi`iÀ> Di«ÃÌ IÃÕÀ>Vi CÀ«À>Ì À >Þ Ì iÀ 1°-° }ÛiÀ- ment agency. Although a money market fund seeks to preserve the value v ÞÕÀ ÛiÃÌiÌ >Ì f£°ää «iÀ à >Ài] Ì Ã «ÃÃLi Ì Ãi iÞ LÞ investing in a money market fund. Wisconsin Marital Property Act Married Wisconsin residents should be aware that no provision of any marital property agreement, unilateral agreement, or court decree under 7ÃVýà M>ÀÌ> *À«iÀÌÞ AVÌ Ü >`ÛiÀÃiÞ >vviVÌ > VÀi`ÌÀ½Ã ÌiÀiÃÌ unless, prior to the time credit is granted, the creditor is furnished a copy of, or given complete information about, that agreement or decree. Unclaimed Property Your account balance and certain uncashed checks issued from your account may be transferred to a state unclaimed property administrator if no activity occurs in the account or the check remains outstanding within the time period specified by the applicable state law. Callable Securities Lottery When street name or bearer securities held for you are subject to a partial V> À «>ÀÌ> Ài`i«Ì LÞ Ì i ÃÃÕiÀ] F- >Þ À >Þ Ì ÀiViÛi > >V>Ì v V>i`ÉÀi`iii` ÃiVÕÀÌià LÞ Ì i ÃÃÕiÀ] ÌÀ>ÃviÀ >}iÌ] >`ÉÀ `i«ÃÌÀÞ° Iv F- à >V>Ìi` > «ÀÌ v Ì i V>i`ÉÀi`iii` ÃiVÕÀÌiÃ] F- ÕÌâià > «>ÀÌ> ÌÌiÀÞ >V>Ì ÃÞÃÌi] >VVÀ`>Vi with applicable rules, that randomly selects the securities within customer >VVÕÌÃ Ì >Ì Ü Li V>i`ÉÀi`iii`° F-½Ã >V>Ìà >Ài Ì >`i a pro rata basis and it is possible for you to receive a full or partial alloca- tion, or no allocation. You have the right to withdraw uncalled fully paid securities at any time prior to the cutoff date and time established by the ÃÃÕiÀ] ÌÀ>ÃviÀ >}iÌ] >`ÉÀ `i«ÃÌÀÞ ÜÌ ÀiëiVÌ Ì Ì i «>ÀÌ> V>] >` >Ã Ì ÜÌ `À>Ü iÝViÃà >À} ÃiVÕÀÌiÃ] «ÀÛ`i` ÞÕÀ >VVÕÌ Ã not subject to restriction under the Federal Reserve’s Regulation T or such withdrawal will not cause an undermargined condition. For more vÀ>Ì >` > iÝ>«i v Ì i «>ÀÌ> ÌÌiÀÞ «ÀViÃÃ] «i>Ãi } Ì\ ÌÌ«\ÉÉ«iÀÃ>°w`iÌÞ°VÉ«À`ÕVÌÃÉwÝi`ViÉFIÚCÚ,ðà ̰ Resolving Disputes — Arbitration This agreement contains a predispute arbitra- tion clause. Under this clause, which you agree to when you sign your account application, you and Fidelity agree as follows:
Money Market Fund Investments. An investment in a money market fund is neither insured nor guaranteed by the Federal Deposit Insurance Corporation (“FDIC”) or any other U.S. government agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in a money market fund. The fund sponsor has no legal obligation to provide financial support to the fund, and you should not expect that the sponsor will provide financial support to the fund at any time. Fidelity’s government and U.S. Treasury money market funds will not impose a fee upon the sale of your shares, nor temporarily suspend your ability to sell shares if the fund’s weekly liquid assets fall below 30% of its total assets because of market conditions or other factors. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any pre-dispute arbitration agreement against any person who has initiated in court a putative class action; or who is a member of a putative class action who has not opted out of the class with respect to any claims encompassed by the putative class action until: (i) the class certification is denied; or (ii) the class is decertified; or (iii) the customer is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The following section applies to all activities in a brokerage or non- brokerage account. When you see reference to the activities of a Clearing Firm, it applies to activities in brokerage accounts.
