Brokerage Accounts. The Advisor authorizes and empowers the Subadvisor to direct the Fund's custodian to open and maintain brokerage accounts for securities and other property, including financial and commodity futures and commodities and options thereon (all such accounts hereinafter called "brokerage accounts") for and in the name of the Fund and to execute for the Fund as its agent and attorney-in-fact standard customer agreements with such broker or brokers as the Subadvisor shall select as provided above. The Subadvisor may, using such of the securities and other property in the Fund as the Subadvisor deems necessary or desirable, direct the Fund's custodian to deposit for the Fund original and maintenance brokerage and margin deposits and otherwise direct payments of cash, cash equivalents and securities and other property into such brokerage accounts and to such brokers as the Subadvisor deems desirable or appropriate.
Brokerage Accounts. The Adviser authorizes and empowers the Subadviser to direct the Fund's custodian to open and maintain brokerage accounts for securities and other property, including financial and commodity futures and commodities and options thereon (all such accounts hereinafter called "brokerage accounts") for and in the name of the respective Portfolios of the Fund listed on Schedule A hereto, and to execute for such Portfolios, as its agent and attorney-in-fact standard customer agreements with such broker or brokers as the Subadviser shall select as provided above. The Subadviser may, using such of the securities and other property in the Portfolio as the Subadviser deems necessary or desirable, direct the custodian to deposit for the Portfolio original and maintenance brokerage and margin deposits and otherwise direct payments of cash, cash equivalents and securities and other property into such brokerage accounts and to such brokers as the Subadviser deems desirable or appropriate.
Brokerage Accounts. The Sub-Adviser is authorized, on behalf of the Fund, to open brokerage accounts for securities and other instruments and to negotiate and execute, on its own behalf or on behalf of the Fund, account documentation, agreements, contracts and other documents requested by brokers, dealers, counterparties and other persons in connection with Sub-Adviser’s duties under this Agreement. In such respect, the Sub-Adviser shall act as the Adviser’s and the Fund’s agents and attorneys in fact. The Sub-Adviser is authorized, on behalf of the Fund, to negotiate and enter into futures account applications, futures agreements, listed options agreements with margin accounts, ISDA master agreements and related documents, and any other brokerage or derivatives documentation to open accounts and take other necessary or appropriate actions related thereto, in accordance with Trust procedures.
Brokerage Accounts. THE ADVISOR AUTHORIZES AND EMPOWERS THE SUBADVISOR TO DIRECT THE FUND'S CUSTODIAN TO OPEN AND MAINTAIN BROKERAGE ACCOUNTS FOR SECURITIES AND OTHER PROPERTY, INCLUDING FINANCIAL AND COMMODITY FUTURES AND COMMODITIES AND OPTIONS THEREON (ALL SUCH ACCOUNTS HEREINAFTER CALLED "BROKERAGE ACCOUNTS") FOR AND IN THE NAME OF THE FUND AND TO EXECUTE FOR THE FUND AS ITS AGENT AND ATTORNEY-IN-FACT STANDARD CUSTOMER AGREEMENTS WITH SUCH BROKER OR BROKERS AS THE SUBADVISOR SHALL SELECT AS PROVIDED ABOVE. THE SUBADVISOR MAY, USING SUCH OF THE SECURITIES AND OTHER PROPERTY IN THE FUND AS THE SUBADVISOR DEEMS NECESSARY OR DESIRABLE, DIRECT THE FUND'S CUSTODIAN TO DEPOSIT FOR THE FUND ORIGINAL AND MAINTENANCE BROKERAGE AND MARGIN DEPOSITS AND OTHERWISE DIRECT PAYMENTS OF CASH, CASH EQUIVALENTS AND SECURITIES AND OTHER PROPERTY INTO SUCH BROKERAGE ACCOUNTS AND TO SUCH BROKERS AS THE SUBADVISOR DEEMS DESIRABLE OR APPROPRIATE.
Brokerage Accounts. The Individual Stockholder agrees that all Proxy Shares owned by the Individual Stockholder or any of its Permitted Transferees shall be held in the name of the Individual Stockholder or such Permitted Transferee and not in the name of any broker, brokerage firm or other nominee.
Brokerage Accounts. The Trust authorizes and empowers the Adviser to open and maintain trading accounts in the name of a Fund and to execute for the Fund as its agent and attorney-in-fact standard institutional customer agreements with such broker or brokers as the Adviser will select as provided herein. The Adviser will cause all securities and other property purchased or sold for a Fund to be settled at the place of business of the Fund’s custodian or as the custodian will direct. All securities and other property of a Fund will remain in the direct or indirect custody of the custodian except as otherwise authorized by the Board.
Brokerage Accounts. Since January 1, 2000, none of RGHI or any of its Affiliates has or has had a brokerage or similar account with the Company or any of its Subsidiaries.
Brokerage Accounts. If requested by a client, EAGLE may suggest a particular FCM, introducing broker, or (with respect to forward contracts) other broker or agent, although a client is free to select the FCM, introducing broker, or other broker or agent with which his account will be carried or through which it will be introduced. The execution of transactions may, in certain circumstances, be effected on a "give- up" basis through one or more executing brokers on the various commodities exchanges utilized by EAGLE. PAST PERFORMANCE INFORMATION EAGLE commenced exclusive management of client's accounts pursuant to the Eagle System and the Eagle-FX System on August 1, 1993. These Systems, however, do have a longer performance history in trading client's accounts prior to August 1993 under the management of Tiverton as detailed in Capsules A and C. Trading pursuant to the Eagle-Global System commenced on August 1, 1995 and is detailed in Capsules B(l) and B(2). Each of the Capsules represent composite performance for all accounts managed pursuant to a specific Trading Program and therefore, does not reflect (except when the Capsule covers one account) the actual performance of any one of the accounts. Within each Trading Program all of the accounts were traded pursuant to the same signals generated by the Trading Program. The material differences between and among such accounts and their relative performance are caused by the size of each account, its use of notional funds, the number of contracts traded by the account, the date each account started trading, the brokerage commission rates charged, and the management and incentive fees paid by the account. The Capsules do not include proprietary or experimental accounts.
Brokerage Accounts a. N.B. Zoullas Securities, Inc. Account No. 663-00095, in which there xx xxrrently deposited 192,488 shares of common stock of Parent; 48,271.44 shares of Series E Convertible Preferred Stock of Molecular Diagnostics, Inc. f/k/a Ampersand Medical Corporation ("Ampersand"); 52,881 shares of common stock of Ampersand; and other marketable securities; all subject to the lien of certain mortgage loans.
Brokerage Accounts. N.B. Zoullas Securities, Inc. Account No. 663-00131, in which there xx xxxxxxxxy deposited 590,200 shares of Common Stock of Parent. Exhibit A --------- Form of Brokerage Account Control Instruction --------------------------------------------- [Letterhead]
