Control Persons mean those persons who possess, directly or indirectly, the power to direct or cause the direction of the management or policies of such person, whether through the ownership of voting securities, by contract, or otherwise. For purposes of this Article 8, “associated persons” shall be as defined under FINRA laws and regulations.

Control Persons shall have the meaning assigned to such term in Section 12.2 hereof.

Control Persons has the meaning set forth in Section 14.

Examples of Control Persons in a sentence

The following is a complete list of Officers, Directors and Control Persons (control persons are beneficial owners of more than five percent (5%) of any class of the issuer’s equity securities), including name, address, and number of shares owned.
SECTION 10.A. Control Persons SECTION 10.B. Control Person Public Reporting Companies Item 11 Disclosure InformationIn this Item, we ask for information about your disciplinary history and the disciplinary history of all your advisory affiliates.
A copy of the Certified Erosion Control Person's certification must be included in the Contractor's Protection Plan as outlined in Subsection 907-107.22.1. This in no way modifies the requirements regarding the assignment and availability of the superintendent.
Investors that are Passive NFFEs or NFEs under FATCA and CRS respectively should consult their own advisors regarding any Control Person(s) they may have.
All Control Persons are bound by the dis- ciplinary provisions of sections 313 and 314 of the Act and by the conflict-of-in- terest rules under section 312 of the Act.

More Definitions of Control Persons

Control Persons means the Person or Persons who as of the date of the Loan Agreement hold more than fifty (50%) of the capital stock of the Borrower, assuming that all convertible securities of the Borrower then outstanding and all convertible securities issuable upon exercise of any warrants, options or other rights outstanding at such time were converted at such time and that all warrants, options or similar rights to acquire shares of the capital stock of the Borrower were exercised at such time.

Control Persons means the applicant’s officers and directors. 3 For individuals identified as Control Persons in SEC form ADV Schedule A, submission of the most recent Form ADV filed with the SEC by the applicant’s investment advisor, including any amendments, will satisfy the requirements of I.B for that Control Person.

Control Persons means (a) Samuel Bankman-Fried, Zixiao “Gary”Wang, Nishad Singh and Caroline Ellison; (b) any Person with a familial relationship with any of the individuals listed in clause (a); or (c) any other Person or Entity designated by the Debtors in the Plan Supplement as a Control Person.

Control Persons means Xxx X. Xxxx, Xxxx X. Xxxxxxxx, Xxxxxxx X. Xxxxxxxxxx and Xxxx X. Xxxxxx.

Control Persons means holders of StarPoint Units or APF Units who would fall within the class of holders described in the definition of “control person” contained in subsection 1(1) of the Alberta Act (and its equivalent under Applicable Canadian Securities Laws of the remaining Reporting Provinces) after giving effect to the consummation of the transactions contemplated hereby;

Control Persons means a person or entity designated as a Control Person in Bulletin 10A. “CRA” means a credit rating agency.