Capital Markets. Advice and services relating to capital raising transactions and relationship with shareholders, but not including solicitation of investors as a broker, dealer or underwriter in any capital raising transactions of the Company.
Capital Markets. (A) Where requested by GMAC Bank, assist in the development and introduction of new loan products/programs;
Capital Markets if any Borrower, BMEP, BMEH or BMEBV or any other Group Company shall enter into any Capital Markets Transaction then, subject to the following provisions of this clause 16.3.15, it shall apply or BMEH shall procure that there is applied, thirty per cent (30%) of the net proceeds of such Capital Markets Transaction to prepay (subject to payment of any broken funding costs) a commensurate amount of the then Total Outstandings, provided that, if the average Excess Availability during the period of six (6) months ending on the date upon which the Capital Markets Transaction is completed was in excess of L5,000,000, then the relevant issuer(s) shall not be obliged to apply such proceeds in prepayment in the manner prescribed by this clause 16.3.15; and
Capital Markets. The Company has complied with all the legal requirements related to Capital Markets and there were no strictures passed/penalties levied by Stock Exchange/SEBI or any other regulatory body. Whistle Blower policy The Company has in place an Employee concern (Whistle Blower) which is also available on the Company’s website i.e. xxx.xxxx-xxxxx.xxx . No personnel have been denied access to the Audit Committee to lodge their grievances.
Capital Markets and shall procure that, if the Borrower or a Group Member commences procedures for any public listing, flotation or similar public offering on any stock exchange, then the Borrower or such Group Member shall contract with the Agent (or such affiliate as it may nominate) to act as co-managing underwriter (or equivalent) in respect of 10% of the value of such offer, on terms that the Agent or such affiliate shall receive a securities offer fee (the “Securities Fee”) of 10% of the aggregate of the gross underwriting discounts, commissions and placement fees payable in respect of each such offer up to a maximum aggregate of USD750,000;
Capital Markets. Borrower shall not, and shall not permit any Subsidiary to, issue, offer or sell its debt or equity securities in any public or private capital market unless: (a) such issuance, offer or sale would not cause or would not reasonably be expected to cause a material adverse change in, or material adverse effect upon any of (i) the financial condition, operations, business, properties or prospects of Borrower or such Subsidiary, (ii) the rights and remedies of Lender under any Loan Document, or the ability of Borrower or such Subsidiary to perform any of its obligations under any Loan Document to which it is a party, (iii) the legality, validity or enforceability of any Loan Document, or (iv) the existence, perfection or priority of any security interest granted in any Loan Document or the value of any material Collateral and (b) no Default has occurred and is continuing.
Capital Markets. The Administrative Agent shall be satisfied that a clear market exists for the syndication of the financing contemplated hereby and that there shall have occurred no material adverse change in the syndication or capital markets or the regulations or policies affecting the Borrower, its Subsidiaries, the Administrative Agent, the Arranger or the Banks.
Capital Markets. 16.3.15 if any Borrower, BMEP, BMEH or BMEBV or any other Group Company shall enter into any Capital Markets Transaction then, subject to the following provisions of this Clause 16.3.15 (Capital Markets), it shall apply, or BMEH shall procure that there is applied, thirty per cent (30%) of the net proceeds of such Capital Markets Transaction to prepay (subject to payment of any broken funding costs) a commensurate amount of the then Total Outstandings, provided that, if the average Excess Availability during the period of six (6) months ending on the date upon which the Capital Markets Transaction is completed was in excess of £5,000,000, then the relevant issuer(s) shall not be obliged to apply such proceeds in prepayment in the manner prescribed by this Clause 16.3.15 (Capital Markets);
Capital Markets. There shall not have occurred any disruption or adverse change in the U.S. financial capital markets generally, or in the U.S. market for loan syndications in particular, which the Agent or the Lenders in their discretion deem to be material. No document shall be deemed delivered to the Agent or any Lender until received and accepted by the Agent at the Agent's head office in Boston,
Capital Markets. Trading in securities generally on the New York or American stock exchanges or NASDAQ shall not have been suspended, minimum or maximum prices shall not have been established on any such exchange, a banking moratorium shall not have been declared by New York or United States authorities, and there shall not have been an outbreak or escalation of hostilities between the United States and any foreign power, an outbreak or escalation of any other insurrection or armed conflict involving the United States or any other national or international calamity or emergency, or any material change in the general financial markets of the United States which, in each case, in the judgment of any lender to Buyer or any prospective underwriter of securities to be issued by Buyer in connection with Buyer's obtaining financing sufficient for Buyer to pay the Total Purchase Price, would make it impractical or unadvisable to proceed with such financing.
