SEC Filings definition

SEC Filings has the meaning set forth in Section 4.6.

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SEC Filings means the Trust’s registration statement and amendments thereto and any periodic reports relating to the Trust and its Portfolios that are required by law to be furnished to shareholders of the Trust and/or filed with the Securities and Exchange Commission.

SEC Filings has the meaning set forth in Section 3.07.

Examples of SEC Filings in a sentence

The written materials delivered to the Investors in connection with the transactions contemplated by this Agreement, when considered together with the SEC Filings, do not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements contained therein, in light of the circumstances under which they were made, not misleading.
The Company has further made available to the Investors through the Electronic Date Gathering, Analysis, and Retrieval System (the “▇▇▇▇▇ System”), true and complete copies of the SEC Filings.
The SEC Filings accurately reflect, in all material respects, as of their respective dates (a) the authorized share capital of the Company; (b) the number of shares of the Company issued and outstanding; (c) the number of shares of the Company issuable pursuant to the Company’s stock plans; and (d) the number of shares of the Company issuable and reserved for issuance pursuant to securities (other than the Shares) exercisable for, or convertible into or exchangeable for any shares of the Company.
At the time of filing thereof, the SEC Filings complied in all material respects with the requirements of the 1933 Act or the 1934 Act, as applicable, and, as of their respective dates, did not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements made therein, in light of the circumstances under which they were made, not misleading.
No event or circumstance has occurred or information exists with respect to the Company or its business, properties, operations or financial condition, which, under applicable law, rule or regulation, requires public disclosure or announcement by the Company but which has not been so publicly announced or disclosed (assuming for this purpose that the SEC Filings are being incorporated by reference into effective registration statements filed by the Company under the 1933 Act).

More Definitions of SEC Filings

SEC Filings means all reports, schedules, forms, statements and other documents filed or required to be filed by the Company with the SEC pursuant to the requirements of the Securities Act or the Exchange Act, including material filed pursuant to Section 13(a) or 15(c) of the Exchange Act, in each case, together with all exhibits, supplements, amendments and schedules thereto, and all documents incorporated by reference therein.

SEC Filings means any filings made by the Company with the Commission.

SEC Filings shall have the meaning set forth in Section 7.7.

SEC Filings has the meaning set forth in Section 3.4 of this Agreement.

SEC Filings means the Company’s Exchange Act disclosures documents filed with the Securities and Exchange Commission on Forms 8K, 10K or 10Q (or their equivalents).

SEC Filings shall have the meaning ascribed to such term in Section 3.1(h).

SEC Filings has the meaning specified in Section 6.06.