Rule 701 definition

Rule 701 means Rule 701 promulgated under the Securities Act.

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Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act.

Rule 701 means Rule 701 et seq. promulgated by the Commission under the Securities Act. “SEC” means the Securities and Exchange Commission.

Examples of Rule 701 in a sentence

• Rule 701 provides that if the issuer qualifies under Rule 701 at the time of the grant of the Option to Participant, the exercise will be exempt from registration under the Securities Act.

• Rule 701 provides that if the issuer qualifies under Rule 701 at the time of the grant of the Stock Purchase Right to Purchaser, the exercise will be exempt from registration under the Securities Act.

• Purchaser is familiar with the provisions of Rule 701 and Rule 144, each promulgated under the Securities Act, which, in substance, permit limited public resale of “restricted securities” acquired, directly or indirectly from the issuer thereof, in a non-public offering subject to the satisfaction of certain conditions.

• Participant is familiar with the provisions of Rule 701 and Rule 144, each promulgated under the Securities Act, which, in substance, permit limited public resale of “restricted securities” acquired, directly or indirectly from the issuer thereof, in a non-public offering subject to the satisfaction of certain conditions.

More Definitions of Rule 701

Rule 701 means Rule 701 promulgated by the Securities Exchange Commission under the Securities Act.

Rule 701 means Rule 701 promulgated under the Securities Act of 1933, as amended.

Rule 701 means Rule 701 promulgated under the Securities Act. 1.1.39“SEC” means the U.S. Securities and Exchange Commission.

Rule 701 means Rule 701, promulgated by the Securities and Exchange Commission under the Securities Act, as from time to time in effect and applicable to the Plan and Participants.

Rule 701 means Rule 701 promulgated by the Commission under the Securities Act, as such rule may be amended from time to time, or any successor rule thereto.

Rule 701 means Rule 701 of the Securities Act.

Rule 701 means Rule 701 of the US Securities Act of 1933, as it may be amended from time to time.