Controlling Person definition

Controlling Person. With respect to any Person, any other Person who “controls” such Person within the meaning of the Securities Act.
Controlling Person. As defined in Section 8(a) hereof.
Controlling Person means, with respect to any Person, any other Person who “controls” such Person within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act.

Examples of Controlling Person in a sentence

  • Personal details Complete this section for each associated and/or Controlling Person.

  • Passive NFFE Passive NFE *If you have selected this item, please complete Section 5 (Controlling Person).

  • Excluded from the allowable reimbursement shall be: (a) rent or depreciation, utilities, capital equipment, other administrative items of the Adviser; and (b) salaries, fringe benefits, travel expenses and other administrative items incurred or allocated to any Controlling Person of the Adviser.


More Definitions of Controlling Person

Controlling Person means a Person, other than a Benefit Plan, that has discretionary authority or control with respect to the assets of the Issuer or who provides investment advice for a direct or indirect fee with respect to those assets, or any affiliate of such Person.
Controlling Person means a person that directly or indirectly has the power to
Controlling Person means any person in control of a licensee.
Controlling Person means, with respect to any Person, any other Person who "controls" such Person within the meaning of the 1933 Act.
Controlling Person means a person that directly or indirectly has the power to direct or cause to be directed, the management, control, or activities of a reinsurance intermediary.
Controlling Person has the meaning set forth in Section 4.8(a).
Controlling Person means any of the following: