Legal Administration Services. Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: (Final Fee(s) subject to USBFS legal team review and approval) § $[ ] first fund § $[ ] each additional fund up to 5 funds § Fees negotiated for funds 6+ Miscellaneous Expenses Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor and sub-advisor facilities.
Legal Administration Services i. Prepare and file annual updates to the Trust’s Registration Statement with the Securities and Exchange Commission (“SEC”).
Legal Administration Services. Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: (Final Fee(s) subject to USBFS legal team review and approval) § $[ ] first fund § $[ ] each additional fund up to 5 funds § Fees negotiated for funds 6+ Miscellaneous Expenses Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor and sub-advisor facilities. 1 Fees are calculated pro rata and billed monthly APPENDIX B OPTIONAL Supplemental Services for Fund Accounting, Fund Administration & Portfolio Compliance Outbound Calling & Marketing Campaigns § Cost based on project requirements
Legal Administration Services. Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: (Final Fee(s) subject to USBFS legal team review and approval) ■ $15,000 first fund ■ $5,000 each additional fund up to 5 funds ■ Fees will be negotiated for fund 6+
Legal Administration Services. Subject to the direction of and utilization of information provided by the Trust, the Investment Adviser and fund counsel, UMB Fund Services will provide the following services on behalf of the Fund(s):
Legal Administration Services. Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements § $__first fund/series § $__fund/series 2-5 § $__each additional fund/series after 5 Outbound Calling & Marketing Campaigns § Cost based on project requirements Fees are calculated pro rata and billed monthly
Legal Administration Services. BISYS shall perform the following services to assist the Fund with corporate governance and corporate and regulatory filings:
Legal Administration Services. Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: (Final Fee(s) subject to USBFS legal team review and approval) $[…] first fund $[…] each additional fund Miscellaneous Expenses Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor and sub-advisor facilities. 1 Fees are calculated pro rata and billed monthly Tortoise Index Solutions, LLC Exhibit W (continued) to the Managed Portfolio Series Fund Administration Servicing Agreement OPTIONAL Supplemental Services for Fund Accounting, Fund Administration & Portfolio Compliance – fees effective at January, 2017 Fair Value Services (Charged at the Complex Level) § $[…] per security on the First 100 Securities § $[…] per security on the Balance of Securities Daily Compliance Services § Base fee – $[…] per fund per year § Setup – $[…] per fund group
Legal Administration Services. BISYS shall perform for the Fund the legal administration services set forth in Schedule E to this Agreement. BISYS also agrees to perform for the Fund such special legal administration services to the extent agreed upon by the parties from time to time, for which the Fund will pay BISYS the amounts agreed upon between them. BISYS shall provide the Trust with all necessary office space, equipment, personnel and facilities (including facilities for shareholders' meetings) for handling the affairs of the Trust and Funds and such other services as BISYS shall, from time to time, reasonably determine to be necessary to perform its obligations under this Agreement. In addition, at the request of the Board, BISYS shall make reports to the Board concerning the performance of its obligations hereunder. BISYS shall perform such other services for the Trust or the Funds that are mutually agreed upon by the parties from time to time, for which the Trust will pay BISYS the amounts agreed upon between them, from time to time. Except as explicitly set forth herein, BISYS shall only perform additional services as are set forth in an amendment to this Agreement, in consideration of such fees as the parties agree. BISYS may use one or more third parties to perform some or all of its obligations under this Agreement and is expressly permitted to use OfficeTiger, Vanacorp and Thompson Hine LLP; provided, xxxxxxx, xxxt BISYS shall not utilize any other third parties to perform some or all of BISYS' service obligations under this Agreement unless such third parties have been approved by the Trust, which approval shall not be unreasonably conditioned, withheld or delayed; and further provided that without the approval of the Trust, BISYS shall not utilize any third parties to communicate telephonically with investors or shareholders of the Funds. BISYS shall be fully responsible for the acts of such third parties and shall not be relieved of any of its responsibilities under this Agreement by virtue of the use of such third parties. It is expressly understood and agreed, that the foregoing provisions relating to the use of third parties to perform services do not relate to BISYS' selection of its own vendors, by way of example and not by way of limitation, such as for BISYS' systems, nor do the foregoing provisions relate to BISYS' interactions with vendors, such as printing or duplication vendors.
Legal Administration Services. Assist with the review of responses to director and officer questionnaires; • Draft notices, board agendas, resolutions, collect all materials and publish an electronic board book for up to five board and audit committee meetings each year (collectively, the “Meetings”); • Attend the board meetings; • Assist with other SEC filings for the BDC which shall be mutually agreed upon by Xxxxxxx and the BDC. Such other filings may result in additional fees or charges by Xxxxxxx. KA Credit Advisors, LLC
