FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for each Fund, Series and class: § Calculate Fund approved income and per share amounts required for periodic distributions to be made by the applicable Fund, Series or class; § Coordinate a Fund’s annual audit and respond timely and completely to related requests; § Cooperate with each Fund’s independent auditors; § Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis; and § If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of the Fund’s Form N-Q or Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Sarbanes-Oxley Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as reasonably agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the applicable Fund or Series and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Sarbanes-Oxley Act of 2002 or under any other law, rule or regulation.
FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services with respect to each Trust: ▪ Monitor the Trust’s compliance, on a daily post-trade basis, pursuant to the compliance matrix agreed by the Administrator and BNY Mellon, provided that BNY Mellon maintains in the normal course of its business all data necessary to measure the Trust’s compliance; ▪ Monitor the Trust’s status as a regulated investment company under Subchapter M of the IRC and Subchapter L of the IRC (if required); ▪ Establish appropriate expense accruals and compute expense ratios, maintain expense files and coordinate the payment of Trust approved invoices; ▪ Calculate and disseminate information related to the Trust approved income and capital gains distributions including per share amounts required for periodic distributions to be made by the Trust; ▪ Calculate total return information; ▪ Coordinate the Trust’s annual audit; ▪ Supply various normal and customary portfolio and Trust statistical data as requested on an ongoing basis; ▪ If the chief executive officer or chief financial officer of the Trust is required to provide a certification as part of the Trust’s Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Xxxxxxxx-Xxxxx Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the Trust and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Xxxxxxxx-Xxxxx Act of 2002 or under any other law, rule or regulation; ▪ Attend Touchstone Audit Committee meetings; ▪ Prepare, review and maintain monthly fund budgets. Prepare the year end expense true-ups. Monitor the expense accruals and notify the Administrator or an officer of the Trust of any proposed adjustments; ▪ Control all disbursements and authorize such disbursements upon written Instructions; ▪ Prepare the monthly revenue file; ▪ Prepare the revenue and waiver projections; ▪ Prepare quarterly broker security transactions summaries; ▪ Prepare monthly security transaction listing; and ▪ Prepare standard BNY Mellon materials for the Board meetings i...
FUND ADMINISTRATION SERVICES. The Client hereby retains Service Provider to act as administrator of the Client, and to furnish the Client with the following administrative services:
FUND ADMINISTRATION SERVICES. Tax Services Tax compliance services including subchapter M related asset diversification tests, qualifying income tests, distribution requirements, federal and state returns preparation and filing, 1099DIV related data distribution to transfer agents and intermediaries, tax related disclosures for financial statement, tax planning and consultation services for fund liquidation, merger and conversion. Fund Investment Guideline Compliance Provide secondary quantitative portfolio compliance monitoring services. Establish fund investment compliance guidelines per client requirements. Monitor investment guideline compliance on a T+2 post-trade basis daily and deliver exception reports to clients. Conduct quarterly IRS diversification tests. Support client and board reporting requirements. Provide compliance related orientation and training for investment manager personnel as necessary. SEI – 266168 THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI GLOBAL SERVICES, INC. Financial Reporting Monitor and comply with new audit guidance or accounting standards issued by the American Institute of Certified Public Accountants (AICPA) and Financial Accounting Standards Board (FASB). Prepare annual and semi-annual fund financial statements, inclusive of MDFP commentary, and fiscal quarter Schedules of Investments. Coordinate printing and delivery of such items. Regulatory Reporting Monitor the Trust’s compliance with the requirements of Subchapter M of the Internal Revenue Code with respect to status of as a regulated investment company. Conduct ASC 740 monitoring and analysis for financial statement disclosure, if necessary. Prepare and submit N-SAR,N-MFP, N-Q, N-CSR, N-CEN, N-PORT, N-PX, 24F-2. Prepare CFO certification pursuant to Xxxxxxxx-Xxxxx requirements and coordinate printing and filing with printing provider. Update detailed disclosure controls 5x/year. Fund Expense Budgeting Prepare, monitor, adjust and deliver fund expense budgets and financial pro formas.
FUND ADMINISTRATION SERVICES. 1. Regulatory Reporting Ultimus shall provide the Trust with regulatory reporting services, including:
FUND ADMINISTRATION SERVICES. The Administrator in its role as administrator to the Fund and Portfolios shall provide the following fund administration services:
FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for the Trust: ■ In accordance with Instructions received from a Trust, and subject to portfolio limitations as provided by such Trust to BNY Mellon in writing from time to time, monitor such Trust’s compliance, on a post-trade basis, with such portfolio limitations, provided that BNY Mellon maintains in the normal course of its business all data necessary to measure the Trust’s compliance; ■ Monitor the Trust’s status as a regulated investment company under Subchapter M of the IRC and Subchapter L of the IRC (if required). ■ Establish appropriate expense accruals and compute expense ratios, maintain expense files and coordinate the payment of Trust approved invoices; ■ Calculate Trust approved income and per share amounts required for periodic distributions to be made by the applicable Trust;
FUND ADMINISTRATION SERVICES. Maintain and deliver Federated’s authorized signers' lists to the Adviser or the Fund for delivery to the Custodian. · To the extent relevant information has been provided to Sub-Administrator by the Custodian (or is otherwise in Federated’s possession), review, as mutually agreed upon by the parties, but not prepare or file, with respect to the preparation of and filing with the SEC and the appropriate state securities authorities: (i) the registration statements for the Fund and the Fund's shares and all amendments thereto, (ii) shareholder reports and other applicable regulatory reports and communications (or relevant portions thereof), including, reports on Form N-CSR, Form N-PX, Form N-Q, Form N-MFP, Form N-CR and annual and semi-annual reports to shareholders, (iii) proxy materials, (iv) notices pursuant to Rule 24f-2, and (v) such other documents as may be necessary to enable the Fund to continuously offer its shares; · Provide, as requested by the Adviser or the Fund, reasonable information in Federated’s possession to the Adviser or the Fund for provision to the Custodian for the preparation, but not the filing, of Form N-SAR; · To the extent relevant information has been provided to Sub-Administrator by the Custodian (or is otherwise in Federated’s possession), as reasonably requested by the Adviser or the Fund, initially provide reasonable information necessary for the preparation and posting of money market fund daily website disclosures, including percentage of daily and weekly assets, shareholder net flows, net asset values, shadow net asset values and required historical information, or, thereafter, provide reasonable information necessary for the preparation and posting of money market fund daily website disclosures, including percentages of daily and weekly assets; · To the extent relevant information has been provided to Sub-Administrator by the Custodian (or is otherwise in Federated’s possession), compare, as applicable, as reasonably requested by the Adviser or the Fund, the Fund's net asset value, shadow net asset value, yield, average maturity, dividends, Fund total return and performance and total assets for reasonableness; and · To the extent relevant information has been provided to Sub-Administrator by the Custodian (or is otherwise in Federated’s possession), perform, as reasonably requested by the Adviser or the Fund, a review of the Fund portfolio’s shadow net asset value, and, as applicable, Rule 2a-7 amortized cost calculati...
FUND ADMINISTRATION SERVICES. 1. Board Meetings and Board Reports Atlantic shall:
FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for each Fund: § In accordance with Instructions received from FT Services, and subject to portfolio limitations as provided by FT Services to BNY Mellon in writing from time to time, monitor a Fund’s compliance, on a post-trade basis, with such portfolio limitations, provided that BNY Mellon maintains in the normal course of its business all data necessary to measure the Fund’s compliance; § Monitor the Fund’s status as a regulated investment company under Subchapter M of the IRC and provide periodic updates to FT Services, including the results of preliminary and final asset diversification tests and the results of qualifying income tests;