Investment Choices Sample Clauses

Investment Choices. The Assignee shall have the right to exercise any investment choices permitted by the Policy with respect to the cash value of the Policy, and Owner shall agree to waive this right as long as this Agreement remains in force in accordance with the established procedures of the Insurer. As part of the assignment of this right, Owner waives the right to receive any and all materials ordinarily supplied by the Insurer, and instead directs the Insurer to provide such material directly to the Employer for the duration of this Assignment. Such material shall include, but not be limited to premium notices and billxxxx, xxnfirmation notices, reallocation forms, notices or confirmations, monthly earnings histories, etc.
Sample 1
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Investment Choices. Prior to a Change in Control as defined in the Split Dollar Agreement, the Assignee shall have the right to exercise any investment choices permitted by the Policy with respect to the cash value of the Policy, and Owner shall agree to waive this right in accordance with the established procedures of the Insurer. After a Change in Control, the Owner shall have the right to exercise any investment choices permitted by the Policy with respect to the cash value of the Policy, and Assignee shall agree to waive this right in accordance with the established procedures of the Insurer. The Insurer may rely on the statement of the Assignee as to whether a Change of Control has occurred.
Sample 1
Investment Choices. The Assignee shall have the right to exercise any investment choices permitted by the Policy with respect to the cash value of the Policy, and Owner shall agree to waive this right as long as this Agreement remains in force in accordance with the established procedures of the Insurer.
Sample 1
Investment Choices. Prior to a Change in Control as defined in the Split Dollar Agreement, the Assignee shall have the right to exercise any investment choices permitted by the Policy with respect to the cash value of the Policy, and Owner shall agree to waive this right in accordance with the established procedures of the Insurer. After a Change in Control, the Owner shall have the right to exercise any investment choices permitted by the Policy with respect to the cash value of the Policy, and Assignee shall agree to waive this right in accordance with the established procedures of the Insurer. The Insurer may rely on the statement of the Assignee as to whether a Change of Control has occurred. As part of the assignment of this right, Owner waives the right to receive any and all materials ordinarily supplied by the Insurer, and instead directs the Insurer to provide such material directly to the Employer for the duration of this Assignment. Such material shall include, but not be limited to premium notices and xxxxxxxx, confirmation notices, reallocation forms, notices or confirmations, monthly earnings histories, etc
Sample 1
Investment Choices. Participants may choose to have their deferrals of compensation treated as having been invested in two types of investment accounts. These are not mutually exclusive choices. A percentage of the deferred compensation may be allocated to either account or the entire deferral may be allocated to only one account. However, the allocation is irrevocable and funds cannot be transferred between the two accounts. Participants may choose investments on a daily basis. The two accounts are:
Sample 1
Investment Choices. ❍ By Check Make check payable to The TCW Funds, Inc. (Note: All checks must be in U.S. Dollars drawn on a domestic bank. The Fund will not accept payment in cash or money orders. The Fund does not accept post dated checks or any conditional order or payment. To prevent check fraud, the Fund will not accept third party checks, Treasury checks, credit card checks, traveler’s checks or starter checks for the purchase of shares.) ❍ By Wire Call toll-free: 0-000-000-0000 (Note: A completed application is required in advance of a wire.) ❍ By Transfer Due to rollover or beneficiary payout. (Note: Completion of IRA Transfer Form or Beneficiary Form is required.) Investment Amount $500 Minimum per Fund Equities (I Share) Ticker Cusip No. Amt. of Investment Allocation Fund (I Share) Ticker Cusip No. Amt. of Investment ❍ 4775 Artificial Intelligence Equity TGFTX 872365-739 $ ❍ 4757 Conservative TGPCX 87234N–245 $ ❍ 4772 Global Real Estate TGREX 872365-796 $ ❍ 4773 TCW New America Premier Equities TGUSX 872365-754 $ ❍ 4751 Relative Value TGDFX 87234N–344 $ ❍ 4726 Core Fixed Income TGCFX 87234N–401 $ ❍ 4766 Enhanced Commodity TGGWX 872365-705 $ ❍ 4767 Global Bond TGGBX 872365-887 $ Fixed Income (I Share) Dividend Appreciation ❍ 4750 Relative Value Large Cap TGDIX 87234N–385 $ ❍ 4727 High Yield Bond TGHYX 87234N–708 $ ❍ 4735 Relative Value Mid Cap TGVOX 87234N–799 $ ❍ 4729 Short Term Bond TGSMX 87234N–856 $ ❍ 4730 Select Equities TGCEX 87234N–302 $ ❍ 4728 Total Return Bond TGLMX 87234N–880 $ Money Market (Select Class) ❍ 4774 FIMM Government FGEXX 192826303 $ Portfolio* * An unaffiliated money market mutual fund. International (I Share) ❍ 4743 Developing Markets Equity TGDMX 872365–770 $ ❍ 4721 Emerging Markets Income TGEIX 87234N–765 $ ❍ 4764 Emerging Markets Local Currency Income TGWIX 872365–309 $ ❍ 4770 Emerging Markets TGMAX 872365–846 $ Multi-Asset Opportunities
Sample 1
Investment Choices. You may invest your contributions in any of the Xxxxxxxx Mutual Funds xxx- gible for Xxxxxxxx 403(b). Please consult your personal financial advisor for assistance in selecting fund(s) appropriate for your needs.* You should consider the investment objectives, risks, and charges and expenses of a Xxxxxxxx Mutual Fund carefully before investing. A prospec- tus containing information about a Xxxxxxxx Mutual Fund (including its investment objectives, risks, charges, expenses, and other information about the Fund) may be obtained by contacting your financial advisor or Xxxxxxxx Retirement Plan Services at 000-000-0000. The prospectus should be read carefully before investing in a Xxxxxxxx Mutual Fund. TRANSFER OF ACCOUNT TO ANOTHER 403(b) SPONSOR You may transfer all or part of this 403(b) account to another 403(b) custo- dial account or 403(b) annuity contract by sending written instructions to Xxxxxxxx stating the amount to be transferred and the custodian or insur- ance company to whom the transfer is to be made. Xxxxxxxx must also be provided with a letter of acceptance from the receiving custodian or insur- ance company. Under current IRS rulings, the receiving 403(b)’s restric- tions on withdrawals must be at least as stringent as those in the sending 403(b) (see “WITHDRAWALS” below). Xxxxxxxx has no responsibility for determining whether such other custodial account or annuity contract meets the requirements of Section 403(b) of the Internal Revenue Code or the requirement for equally stringent restrictions on withdrawals. You should consult a tax advisor if you have any questions about such transfers. Under certain circumstances, you may also transfer or rollover amounts from your Xxxxxxxx 403(b) custodial account to an IRA or to a 401(k) or other tax-qualified plan maintained by an employer to a tax-deferred Section * Neither Xxxxxxxx nor State Street Bank (the Custodian of your Xxxxxxxx 403 (b) Account, nor any of their affiliates, nor any service providers to the custodial account, will make investment rec- ommendations, give investment or financial or tax advice, or do anything except follow your instructions concerning investments. Therefore, you have sole responsibility for the investment results (including losses) that may occur. 457 account maintained by a governmental employer if you are a partici- pant in such a plan and if the plan permits. Similarly, amounts in such accounts or plans may be rolled over or transferred into this 403(b) custod...
Sample 1
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Related to Investment Choices

  • Investment Program The Subadviser is hereby authorized and directed and hereby agrees, subject to the stated investment objective and policies of the Fund as set forth in the Trust’s current Registration Statement and subject to the supervision of the Adviser and the Board of Trustees of the Trust, to (i) develop and furnish continuously an investment program and strategy for the Fund in compliance with the Fund’s investment objective and policies as set forth in the Trust’s current Registration Statement, (ii) provide research and analysis relative to the investment program and investments of the Fund, (iii) determine (subject to the overall supervision of the Board of Trustees of the Trust) what investments shall be purchased, held, sold or exchanged by the Fund and what portion, if any, of the assets of the Fund shall be held in cash or cash equivalents, and (iv) make changes on behalf of the Trust in the investments of the Fund. In accordance with paragraph 2(ii)(b), the Subadviser shall arrange for the placing of all orders for the purchase and sale of securities and other investments for the Fund’s account and will exercise full discretion and act for the Trust in the same manner and with the same force and effect as the Trust might or could do with respect to such purchases, sales or other transactions, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or transactions. The Subadviser will make its officers and employees available to meet with the Adviser’s officers and directors on due notice at reasonable times to review the investments and investment program of the Fund in light of current and prospective economic and market conditions. The Subadviser is authorized on behalf of the Fund to enter into agreements and execute any documents required to make investments pursuant to the Prospectus as may be amended from time to time. The Subadviser’s responsibility for providing portfolio management services hereunder shall be limited to only those assets of the Fund which the Adviser determines to allocate to the Subadviser (those assets being referred to as the “Fund Account”), and the Subadviser agrees that it shall not consult with any investment advisor(s) (within the meaning of the 0000 Xxx) to the Fund or any other registered investment company or portfolio series thereof under common control with the Fund concerning transactions for the Fund Account in securities or other assets such that the exemptions under Rule 10f-3, Rule 12d-3 and/or Rule 17a-10 under the 1940 Act would not be available with respect to the Fund. The Subadviser shall exercise voting authority with respect to proxies that the Fund is entitled to vote by virtue of the ownership of assets attributable to that portion of the Fund for which the Subadviser has investment management responsibility; provided that the exercise of such authority shall be subject to periodic review by the Adviser and the Trustees of the Trust; provided, further that such authority may be revoked in whole or in part by the Adviser if required by applicable law. The Subadviser shall exercise its proxy voting authority hereunder in accordance with such proxy voting policies and procedures as the Trust may designate from time to time. The Subadviser shall provide such information relating to its exercise of proxy voting authority hereunder (including the manner in which it has voted proxies and its resolution of conflicts of interest) as reasonably requested by the Adviser from time to time. In the performance of its duties hereunder, the Subadviser is and shall be an independent contractor and except as expressly provided for herein or otherwise expressly provided or authorized shall have no authority to act for or represent the Fund or the Trust in any way or otherwise be deemed to be an agent of the Fund, the Trust or of the Adviser. If any occasion should arise in which the Subadviser gives any advice to its clients concerning the shares of a Fund, the Subadviser will act solely as investment counsel for such clients and not in any way on behalf of the Trust or the Fund.

  • Investment Funds Unregistered general or limited partnerships or pooled investment vehicles and/or registered investment companies in which the Company (directly, or indirectly through the Master Fund) invests its assets that are advised by an Investment Manager.

  • Investment Portfolio All investment securities held by Seller or its Subsidiaries, as reflected in the consolidated balance sheets of Seller included in the Seller Financial Statements, are carried in accordance with GAAP, specifically including but not limited to, FAS 115.

  • Investment Options You may direct the investment of your funds within this IRA into any investment instrument offered by or through the Custodian. The Custodian will not exercise any investment discretion regarding your IRA, as this is solely your responsibility. FEES There are certain fees and charges connected with your IRA investments. These fees and charges may include the following. • Sales Commissions • Set Up Fees • Investment Management Fees • Annual Maintenance Fees • Distribution Fees • Surrender or Termination Fees To find out what fees apply, refer to the investment prospectus or contract. There may be certain fees and charges connected with the IRA itself. (Select and complete as applicable.) Annual Custodial Service Fee* $ No Charge Overnight Distribution $ 16.50 Wire Fee $ 12.50 Transfer Out Fee $ The greater of $100.00 or $25.00 per position Other (Explain) We reserve the right to change any of the above fees after notice to you, as provided in your IRA agreement. *The annual custodial fee will be borne by your Investment Advisor.

  • Investment Guidelines In addition to the information to be provided to the Sub-Advisor under Section 2 hereof, the Trust or the Advisor shall supply the Sub-Advisor with such other information as the Sub-Advisor shall reasonably request concerning the Fund’s investment policies, restrictions, limitations, tax position, liquidity requirements and other information useful in managing the Fund’s investments.

  • Investment Directions The parties agree that the Transfer Agent shall have no investment responsibility or liability for the selection of investments made by Employers or Participants with respect to any SIMPLE IRAs. The Transfer Agent will accept investment directions from Participants regarding their SIMPLE XXX. Employers of the SIMPLE IRAs shall deliver directions to Transfer Agent regarding the investment of the SIMPLE IRAs' assets for which no Participant directions are received or where implementing Participant directions is administratively infeasible.

  • The Investment Account; Eligible Investments (a) Not later than the Withdrawal Date, the Master Servicer shall withdraw or direct the withdrawal of funds in the Custodial Accounts for P&I, for deposit in the Investment Account, in an amount representing:

  • Investment of Payment Fund The Paying Agent shall invest the cash included in the Payment Fund as directed by Parent. Any interest and other income resulting from such investments shall be paid as directed by Parent. To the extent that there are losses with respect to such investments, Parent shall promptly replace or restore the portion of the Payment Fund lost through investments so as to ensure that the Payment Fund is maintained at a level sufficient to make such payments.

  • Portfolios The Target Portfolio and Acquiring Portfolio covenant and agree to dispose of certain assets prior to the Closing Date, but only if and to the extent necessary, so that at Closing, when the Assets are added to the Acquiring Portfolio’s portfolio, the resulting portfolio will meet the Acquiring Portfolio’s investment objective, policies and restrictions, as set forth in the Acquiring Portfolio’s Prospectus, a copy of which has been delivered to the Target Portfolio. Notwithstanding the foregoing, nothing herein will require the Target Portfolio to dispose of any portion of the Assets if, in the reasonable judgment of the Target Portfolio’s Directors or investment adviser, such disposition would create more than an insignificant risk that the Reorganization would not be treated as a “reorganization” described in Section 368(a) of the Code.

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