Examples of Investment Guidelines in a sentence
The Sub-Adviser may buy, sell or engage in transactions involving derivatives and other notional contracts (collectively, “Derivatives”), whether or not traded on any exchange or contract market, in managing the Sleeve in accordance with the Fund’s Registration Statement, other public filings with the SEC and the Investment Guidelines.
Subject to the investment objectives and restrictions contained in the OEIC Regulations, the COLL Sourcebook and the Investment Guidelines referred to in the agreements with the Sub-Investment Manager, the ACD and in turn the Sub-Investment Manager have discretion to take investment decisions and to deal in investments in relation to the investment management of the Company.The Sub-Investment Manager’s Agreement may be terminated in respect of the Company by the Investment Manager or the ACD at any time.
From the date hereof until the Closing, subject to the first sentence of this Section 5.18, Seller shall manage the Investment Assets in the Available Portfolio in accordance with the Investment Guidelines and no assets shall become part of the Available Portfolio (through acquisition, allocation or transfer) except in accordance with the Investment Guidelines.
The Adviser shall promptly notify the Sub-Adviser in writing of changes to (1) or (2) above and shall consult with the Sub-Adviser before making any changes relating solely to the Fund’s investment objective, policies and restrictions as set forth in the Registration Statement as well as to the policies, procedures and directives as set forth in the Investment Guidelines, all as applicable to the Sleeve.
The Management Company shall aim to remedy any breach of the Investment Guidelines as soon as practicable wherever such a breach occurs.