Mutual Funds definition

Mutual Funds means (i) all open-end mutual funds; and (ii) similar pooled investment vehicles established in non-U.S. jurisdictions, such as registered investment trusts in Japan. For purposes of the Code, Mutual Fund does not include shares of open-end money market mutual funds (unless otherwise advised by Compliance).

Mutual Funds means the mutual funds registered with SEBI under the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996.

Mutual Funds means registered open-end investment companies (and does not include closed-end investment companies).

Examples of Mutual Funds in a sentence

• Mutual Funds may enter into plain vanilla interest rate swaps for hedging purposes.

• Mutual Funds shall not write options or purchase instruments with embedded written options.

• The Scheme Information Document forwarded to SEBI is in accordance with the SEBI (Mutual Funds) Regulations, 1996 and the guidelines and directives issued by SEBI from time to time.

• For index based contracts, Mutual Funds shall disclose the total open interest held by its scheme or all schemes put together in a particular underlying index, if such open interest equals to or exceeds 15% of the open interest of all derivative contracts on that underlying index.

• The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

More Definitions of Mutual Funds

Mutual Funds means an investment company registered under the Act.

Mutual Funds means open-end investment companies registered with the U.S. Securities and Exchange Commission under the Investment Company Act of 1940, as amended (and does not include closed-end investment companies). For purposes of this code, Mutual Funds does not include Exchange Traded Funds.

Mutual Funds means any of the mutual funds that have been selected by the Committee, as supplemented, replaced or eliminated from time-to-time at the discretion of the Committee.

Mutual Funds means open-end investment companies registered under the 1940 Act (and does not include closed-end investment companies). For the avoidance of doubt, Exchange Traded Funds are not considered to be Mutual Funds under this Code.

Mutual Funds means equity securities of an investment company registered under the Investment Company Act of 1940 (15 U.S.C. Section 80a-1 et seq.) and the Securities Act of 1933 (15 U.S.C. Section 77a et seq.). The term does not include money market funds.

Mutual Funds means open-end investment companies registered under the Investment Company Act of 1940, as amended (and does not include closed-end investment companies).

Mutual Funds means mutual funds managed by CIBC Asset Management Inc. or any of its affiliates; “Non-Registered Trust” means the trust under the Declaration if the Minister of National Revenue does not accept the application to register the Plan as a RRSP under the Act;