DERIVATIVES TRADING Sample Clauses

DERIVATIVES TRADING. 4.1. The Customer may place orders on the Derivatives Trading Account by the following methods:
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DERIVATIVES TRADING. 3.1 Sau khi mở tài khoản CKPS, Khách hàng được thực hiện giao dịch CKPS theo quy địxx xxx Xx xxxx xx xxẩm quyền về việc mở tài khoản CKPS. After opening a derivatives account, the Customer shall conduct derivatives transactions in accordance with the regulations of Competent authorities on derivatives account opening.
DERIVATIVES TRADING. The Parties agree that the provisions hereunder shall be applied for the trading of Financial Assets at a certain maturity date and at a price, quantity and quality agreed beforehand (Derivatives Trading), provided that the Derivatives Trading Confirmation Forms shall have been executed by the parties. The Parties mutually acknowledge, represent and warrant that the general principles as specified hereunder shall be applicable to each derivative trading which have been/will have been executed by and between them and the special provisions of which will be set out in the respective Derivative Trading Confirmation Forms.
DERIVATIVES TRADING. The Account Holder shall enter in to an agreement with MFS as set out in Appendix 1 in order to trade in Derivatives.
DERIVATIVES TRADING.  The Client agrees to deposit cash or property as collateral before trading derivatives instruments.  In order to place any order to trade a derivatives instrument under this Agreement, the Client shall clearly understand the various type and trading rules determined by the Central Counterparty in compliance with the laws, regulations and rules in force.  Trading order can be placed by a written notice, voice mail, email or other electronic means. Upon receiving the Client’s trading order, the Company shall record the order in the form of written notice, voice mail, email, or other electronic means to verify the Client’s order. In case that the derivatives trading order is made by phone, the Client agrees to allow the Company to record the voice related to the trading order by phone as evidence.  The Company shall ensure an effective mechanism in receiving the Client’s trading order.  The Company shall provide information to the Client on possible risks while placing trading order and shall be not responsible for risk of interruption in phone communication system, internet or internal trading system, the Client’s computer, power failure, problems with data transmission facilities, unauthorized access, theft, fire, war, strikes, civil disorder, acts or threatened acts of terrorism, natural disasters or labour disputes which arisen beyond the Company’s forecast and control  The Company shall ensure minimizing the possible risks related to trading order.  The Company shall promptly notify the Client in case that the Company is aware that any unauthorized person uses the Client’s confidential information to place any trading order.  The Client shall acknowledge that he or she is aware and understand the possible risks during the trading order which is informed by the Company.  The Client shall promptly inform the Company in case that the Client is aware that any unauthorized person uses his or her confidential information to place any trading order.  The Client acknowledges and agrees that the derivatives trading order through derivate broker is the trading between the Client and the Central Counterparty who is another party of the Agreement for whom the Company acts as an agent. MARGIN  The Client agrees to deposit cash with the Company in order to trade derivative instrument at margin determined by the Company in compliance with the laws, regulations and rules in force, with the maximum cash limit of 200,000,000 (two hundred million) Xxxxx or 50,0...
DERIVATIVES TRADING. The Account Holder shall enter into an agreement with GTN Asia as set out in Appendix 1 in order to trade in Derivatives. 7THE SYSTEM I understand that GTN Asia does not guarantee that all or any of the access routes will be available to me all the time. GTN Asia reserves the right to suspend access to the Service without prior notice during scheduled or unscheduled System repairs or upgrades. Alternative Means of Access. GTN Asia offers a variety of ways of accessing my Trading Account, including telephone and online via the System. I agree that if I experience any difficulties accessing the Service through any access device, particularly during periods of heavy trading and volatile Financial Markets conditions, I will attempt to use alternate methods to access my Trading Account(s). GTN Asia, however, will not accept Orders or instructions by e-mail, facsimile or postal mail.
DERIVATIVES TRADING. The Client shall sign the terms and conditions as set out in Appendix 2 in order to trade in Derivatives including US Options.
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DERIVATIVES TRADING. The Account Holder shall enter into an agreement with GTN Asia as set out in Appendix 1 in order to trade in Derivatives. Stock Lending Program. GTN ASIA has executed stock lending participation agreements with its Custodians. Pursuant to the aforesaid agreements, GTN ASIA will provide the Client with an opportunity to participate in the Stock Lending Program. Under this Stock Lending Program, clients lend their securities to Custodians in exchange for collateral held by the Custodians as a security for the lent securities/stocks in accordance with relevant applicable laws, on behalf of clients of GTN ASIA participating in the Stock Lending Program. The Client acknowledges and agrees that all pertinent details of the Stock Lending Program, and also the risk disclosures associated with the Stock Lending Program which are outlined in Annexure 1 have been understood. The Client hereby agrees to participate in the Stock Lending Program subject to the terms and conditions of the stock lending participation agreements entered into between GTN ASIA and the Custodians and authorizes GTN ASIA to lend the fully paid shares in the Client Account, which are held by GTN ASIA on behalf of the Client in the GTN ASIA’s Omnibus Account with GTN ASIA’s appointed Custodians in various jurisdictions. The Client may opt out of this program by giving GTN ASIA 5 working daysprior written notice. THE SYSTEM I understand that GTN Asia does not guarantee that all or any of the access routes will be available to me all the time. GTN Asia reserves the right to suspend access to the Service without prior notice during scheduled or unscheduled System repairs or upgrades. Alternative Means of Access. GTN Asia offers a variety of ways of accessing my Trading Account, including telephone and online via the System. I agree that if I experience any difficulties accessing the Service through any access device, particularly during periods of heavy trading and volatile Financial Markets conditions, I will attempt to use alternate methods to access my Trading Account(s). GTN Asia, however, will not accept Orders or instructions by e-mail, facsimile or postal mail.

Related to DERIVATIVES TRADING

  • Certain Trading Activities Other than with respect to the transactions contemplated herein, since the time that such Purchaser was first contacted by the Company, the Placement Agents or any other Person regarding the transactions contemplated hereby, neither the Purchaser nor any Affiliate of such Purchaser which (x) had knowledge of the transactions contemplated hereby, (y) has or shares discretion relating to such Purchaser’s investments or trading or information concerning such Purchaser’s investments, including in respect of the Securities, and (z) is subject to such Purchaser’s review or input concerning such Affiliate’s investments or trading (each a “Trading Affiliate”) has directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Purchaser or Trading Affiliate, effected or agreed to effect any purchases or sales of the securities of the Company (including, without limitation, any Short Sales involving the Company’s securities). Notwithstanding the foregoing, in the case of a Purchaser and/or Trading Affiliate that is, individually or collectively, a multi-managed investment bank or vehicle whereby separate portfolio managers manage separate portions of such Purchaser’s or Trading Affiliate’s assets and the portfolio managers have no direct knowledge of the investment decisions made by the portfolio managers managing other portions of such Purchaser’s or Trading Affiliate’s assets, the representation set forth above shall apply only with respect to the portion of assets managed by the portfolio manager that have knowledge about the financing transaction contemplated by this Agreement. Other than to other Persons party to this Agreement, such Purchaser has maintained the confidentiality of all disclosures made to it in connection with this transaction (including the existence and terms of this transaction). Notwithstanding the foregoing, for avoidance of doubt, nothing contained herein shall constitute a representation or warranty, or preclude any actions, with respect to the identification of the availability of, or securing of, available shares to borrow in order to effect short sales or similar transactions in the future.

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