DERIVATIVES TRADING Sample Clauses

DERIVATIVES TRADING. 4.1. The Customer may place orders on the Derivatives Trading Account by the following methods: (a) Place orders directly over the counter of MBKE by submitting the MBKE’s slip order fulfilled with information as requested in MBKE’s template; or (b) Place orders through online methods as specifically agreed under this Agreement and/or under an online trading agreement entered into between the Customer and MBKE; and/or (c) Place orders by other trading methods as provided by MBKE from time to time. 4.2. The Customer authorizes MBKE to act on its behalf to carry out clearance and settlement, and payment of the futures contracts when due, and to conduct other obligations of the Customer towards the VSD in accordance with VSD’s regulations for the purposes of determination of profits and losses on the Positions and on the trades of Derivatives by the Customer on the Derivatives Trading Account. 4.3. The Customer agrees and acknowledges that, in the course of its investment in Derivatives, the Customer has made its own decision on investment in Derivatives based on its own assessment on the degree of risk arising therefrom and shall be wholly responsible for its own investment decision as well as the risks arising from its investment in Derivatives. The Customer also represents and warrants that it does not and will not commit any act prohibited under the laws on securities.
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DERIVATIVES TRADING. 3.1 Sau khi mở tài khoản CKPS, Khách hàng được thực hiện giao dịch CKPS theo quy địxx xxx Xx xxxx xx xxẩm quyền về việc mở tài khoản CKPS. 3.2 Việc nhận, thực hiện và xác nhận lệnh, kết quả giao dịch CKPS được thực hiện trên cơ sở các giao kết đã có giữa VPS và Khách hàng cho TKGDCK cơ sở. Giao dịch CKPS của Khách hàng sẽ được VPS thực hiện trên cơ sở tuân thủ các quy địxx xxx Xx xxxx xx xxẩm quyền và của VPS trong từng thời kỳ. VPS có quyền từ chối nhận lệnh của Khách hàng trong các trường hợp sau: (a) Khách hàng chưa ký quỹ đầy đủ theo quy định của VPS và/hoặc quy định của VSD, trừ các giao dịch đối ứng; hoặc (b) Tài khoản của Khách hàng đang mất khả năng thanh toán hoặc đang bị tạm ngừng giao dịch theo quy định của VSD, Sở giao dịch chứng khoán; hoặc (c) Lệnh vượt quá giới hạn lệnh theo quy định của VPS và/hoặc quy định của VSD; hoặc (d) Lệnh mà cùng với các lệnh xxxx xxx xxxc hiện trên hệ thống của tài khoản xxxx xxxx xx xxx xxợt quá giới hạn lệnh tích lũy hoặc lệnh dẫn tới vị thế của Khách hàng trên tài khoản vượt quá giới hạn vị thế theo quy chế của SGDCK, VSD (nếu có); hoặc (e) Xxx xxxxng hợp khác theo quy địxx xxx Xx xxxx xx xxẩm quyền. 3.3 Nếu Khách hàng không tuân thủ một hoặc nhiều quy định bất kỳ về giao dịch chứng khoán phái sinh, VPS có quyền từ chối thực hiện giao dịch của Khách hàng. Khách hàng cam kết không có bất kỳ khiếu kiện nào đối với VPS khi VPS từ chối thực hiện giao dịch như vậy.
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DERIVATIVES TRADING.  The Client agrees to deposit cash or property as collateral before trading derivatives instruments.  In order to place any order to trade a derivatives instrument under this Agreement, the Client shall clearly understand the various type and trading rules determined by the Central Counterparty in compliance with the laws, regulations and rules in force.  Trading order can be placed by a written notice, voice mail, email or other electronic means. Upon receiving the Client’s trading order, the Company shall record the order in the form of written notice, voice mail, email, or other electronic means to verify the Client’s order. In case that the derivatives trading order is made by phone, the Client agrees to allow the Company to record the voice related to the trading order by phone as evidence.  The Company shall ensure an effective mechanism in receiving the Client’s trading order.  The Company shall provide information to the Client on possible risks while placing trading order and shall be not responsible for risk of interruption in phone communication system, internet or internal trading system, the Client’s computer, power failure, problems with data transmission facilities, unauthorized access, theft, fire, war, strikes, civil disorder, acts or threatened acts of terrorism, natural disasters or labour disputes which arisen beyond the Company’s forecast and control  The Company shall ensure minimizing the possible risks related to trading order.  The Company shall promptly notify the Client in case that the Company is aware that any unauthorized person uses the Client’s confidential information to place any trading order.  The Client shall acknowledge that he or she is aware and understand the possible risks during the trading order which is informed by the Company.  The Client shall promptly inform the Company in case that the Client is aware that any unauthorized person uses his or her confidential information to place any trading order.  The Client acknowledges and agrees that the derivatives trading order through derivate broker is the trading between the Client and the Central Counterparty who is another party of the Agreement for whom the Company acts as an agent.  The Client agrees to deposit cash with the Company in order to trade derivative instrument at margin determined by the Company in compliance with the laws, regulations and rules in force, with the maximum cash limit of 200,000,000 (two hundred million) Xxxxx or 50,000 (fif...
Sample 1
DERIVATIVES TRADING. The Account Holder shall enter into an agreement with GTN Asia as set out in Appendix 1 in order to trade in Derivatives. 7THE SYSTEM I understand that GTN Asia does not guarantee that all or any of the access routes will be available to me all the time. GTN Asia reserves the right to suspend access to the Service without prior notice during scheduled or unscheduled System repairs or upgrades. Alternative Means of Access. GTN Asia offers a variety of ways of accessing my Trading Account, including telephone and online via the System. I agree that if I experience any difficulties accessing the Service through any access device, particularly during periods of heavy trading and volatile Financial Markets conditions, I will attempt to use alternate methods to access my Trading Account(s). GTN Asia, however, will not accept Orders or instructions by e-mail, facsimile or postal mail.
Sample 1
DERIVATIVES TRADING. The Parties agree that the provisions hereunder shall be applied for the trading of Financial Assets at a certain maturity date and at a price, quantity and quality agreed beforehand (Derivatives Trading), provided that the Derivatives Trading Confirmation Forms shall have been executed by the parties. The Parties mutually acknowledge, represent and warrant that the general principles as specified hereunder shall be applicable to each derivative trading which have been/will have been executed by and between them and the special provisions of which will be set out in the respective Derivative Trading Confirmation Forms.
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DERIVATIVES TRADING. The Client shall sign the terms and conditions as set out in Appendix 2 in order to trade in Derivatives including US Options.
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DERIVATIVES TRADING. The Account Holder shall enter in to an agreement with MFS as set out in Appendix 1 in order to trade in Derivatives.
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DERIVATIVES TRADING. The Account Holder shall enter into an agreement with GTN Asia as set out in Appendix 1 in order to trade in Derivatives. Stock Lending Program. GTN ASIA has executed stock lending participation agreements with its Custodians. Pursuant to the aforesaid agreements, GTN ASIA will provide the Client with an opportunity to participate in the Stock Lending Program. Under this Stock Lending Program, clients lend their securities to Custodians in exchange for collateral held by the Custodians as a security for the lent securities/stocks in accordance with relevant applicable laws, on behalf of clients of GTN ASIA participating in the Stock Lending Program. The Client acknowledges and agrees that all pertinent details of the Stock Lending Program, and also the risk disclosures associated with the Stock Lending Program which are outlined in Annexure 1 have been understood. The Client hereby agrees to participate in the Stock Lending Program subject to the terms and conditions of the stock lending participation agreements entered into between GTN ASIA and the Custodians and authorizes GTN ASIA to lend the fully paid shares in the Client Account, which are held by GTN ASIA on behalf of the Client in the GTN ASIA’s Omnibus Account with GTN ASIA’s appointed Custodians in various jurisdictions. The Client may opt out of this program by giving GTN ASIA 5 working days’ prior written notice. I understand that GTN Asia does not guarantee that all or any of the access routes will be available to me all the time. GTN Asia reserves the right to suspend access to the Service without prior notice during scheduled or unscheduled System repairs or upgrades. Alternative Means of Access. GTN Asia offers a variety of ways of accessing my Trading Account, including telephone and online via the System. I agree that if I experience any difficulties accessing the Service through any access device, particularly during periods of heavy trading and volatile Financial Markets conditions, I will attempt to use alternate methods to access my Trading Account(s). GTN Asia, however, will not accept Orders or instructions by e-mail, facsimile or postal mail.
Sample 1
DERIVATIVES TRADING. 2.1. We shall, at our discretion, provide you, upon request, any available specifications and/or any prospectus or other offering document covering such Derivatives. 2.2. You shall ensure that all necessary authorisations, approvals and consents of any governmental or other regulatory body or authority applicable to any Derivative(s) are obtained. 2.3. We may at our absolute discretion and without assigning any reason, refuse to carry out any Instruction on behalf of, or enter into any contract with you. 2.4. In relation to Derivatives transacted on Bursa Derivatives, you acknowledge that in the case of default committed by us (that falls within the Rules of Capital Market Compensation Fund Corporation) and you having suffered pecuniary loss thereby in relation to such transactions, the liability of the Investor Compensation Fund will be restricted to valid claims and subject to the monetary limits as provided for in the CMSA and the relevant subsidiary legislation and accordingly there can be no assurance that any pecuniary loss sustained by reason of such a default will necessarily be recouped from the Investor Compensation Fund in full, in part or at all. 2.5. In relation to Derivatives transacted on Bursa Derivatives, you acknowledge that we are bound by the Rules which permit Bursa Derivatives to take steps to limit the positions or require the closing out of relevant Derivatives on behalf of such customers who in the opinion of Bursa Derivatives are accumulating positions which are or may be detrimental to any particular Exchange(s) or which may be capable of adversely affecting the fair and orderly operation of any Exchange(s). 2.6. Subject to Applicable Laws and Regulations, we shall be entitled to take a processing fee on any interest as may be received by us attributable to any credit balance in any Account(s) opened by you with us. You shall be liable to pay interest on all debit balances on the relevant Account(s). 2.7. In relation to Derivatives transacted on Bursa Derivatives, you acknowledge that in respect of any of our accounts maintained with any Clearing Houses, whether or not such account is maintained wholly or partly in respect of Derivatives transacted on your behalf and whether or not Margin provided by you have been paid or deposited with the Clearing House, as between us and the Clearing House, we shall deal as principal and accordingly you shall have no third party beneficiary rights as against the Clearing House. 2.8. In relatio...
Sample 1

Related to DERIVATIVES TRADING

  • RISK OF MARGIN TRADING The risk of loss in financing a transaction by deposit of collateral is significant. You may sustain losses in excess of your cash and any other assets deposited as collateral with the licensed or registered person. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. You may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, your collateral may be liquidated without your consent. Moreover, you will remain liable for any resulting deficit in your account and interest charged on your account. You should therefore carefully consider whether such a financing arrangement is suitable in light of your own financial position and investment objectives.

  • Hedging (a) The Borrower may, at any time and from time to time, enter into any Interest Hedge Agreements (subject in each case to (i) satisfaction of the Rating Condition and (ii) unless the cost of such Interest Hedge Agreement is paid in full at the time it is executed, the prior written consent of the Majority Lenders). The Borrower will not amend or replace any Interest Hedge Agreement unless the Rating Condition shall have been satisfied in connection with such amendment or replacement and the Majority Lenders have provided their prior written consent thereto. The Borrower (or the Services Provider on behalf of the Borrower) shall promptly provide written notice of entry into, and the amendment or replacement of, any Interest Hedge Agreement to the Agents and the Lenders. Notwithstanding anything to the contrary contained herein, the Borrower (or the Services Provider on behalf of the Borrower) shall not enter into any Interest Hedge Agreement (A) unless it obtains written advice of counsel that (1) the written terms of the derivative directly relate to the Collateral Loans and (2) such derivative reduces the interest rate and/or foreign exchange risks related to the Collateral Loans and the Loans and (B) that would cause the Borrower to be considered a “commodity pool” as defined in Section 1a(10) of the Commodity Exchange Act unless (i) the Services Provider, and no other party, including but not limited to the Collateral Agent, the Custodian and the Administrative Agent, is registered as a “commodity pool operator” as defined in Section 1(a)(11) of the Commodity Exchange Act and “commodity trading advisor” as defined in Section 1(a)(12) of the Commodity Exchange Act with the CFTC or (ii) with respect to the Borrower as the commodity pool, the Services Provider would be eligible for an exemption from registration as a commodity pool operator and commodity trading advisor and all conditions for obtaining the exemption have been satisfied. The Services Provider agrees that for so long as the Borrower is a commodity pool, the Services Provider will take all actions necessary to ensure ongoing compliance with, as the case may be, either (x) the applicable exemption from registration as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower or (y) the applicable registration requirements as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower, and will in each case take any other actions required as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower. (b) Each Interest Hedge Agreement shall contain appropriate limited recourse and non-petition provisions equivalent (mutatis mutandis) to those contained in Section 12.15. Each Interest Hedge Counterparty shall be required to satisfy, at the time that any Interest Hedge Agreement to which it is a party is entered into, the then-current S&P criteria for hedge counterparties with respect to any Interest Hedge Agreements shall be subject to the Priority of Payments specified in Section 9.1(a) and Section 6.4. Each Interest Hedge Agreement shall contain an acknowledgement by the Interest Hedge Counterparty that the obligations of the Borrower to the Interest Hedge Counterparty under the relevant Interest Hedge Agreement shall be payable in accordance with the Priority of Payments specified in Section 9.1(a) and Section 6.4 and the Borrower shall use its commercially reasonable efforts to provide that it may not be terminated due to the occurrence of an Event of Default until liquidation of the Collateral has commenced.

  • designated Trademark Clearinghouse If there is a conflict between the terms and conditions of this Agreement and the Trademark Clearinghouse Requirements, the terms and conditions of this Agreement shall control.

  • Open Issues (a) Notwithstanding any provision of the Registry Agreement to the contrary (including Sections 7.6 and 7.7 thereof), Registry Operator agrees that the following requirements, procedures and provisions of the Registry Agreement (including the documents incorporated by reference therein) may be modified and amended by ICANN after the date hereof, without the consent of Registry Operator: i. Specification 6 – Registry Interoperability and Continuity Specifications; ii. Trademark Clearinghouse Requirements (§ 1 of Specification 7 of the Registry Agreement); iii. Trademark Post-­‐Delegation Dispute Resolution Procedure (§ 2.a of Specification 7 of the Registry Agreement);

  • Trading Cushion The Selling Period for any previous Issuance Notice shall have expired.

  • Trademark Clearinghouse 4.1 Notwithstanding the requirements of Section 2.8 of the Agreement, Section 1 of Specification 7 to the Agreement and Section 2 of the Trademark Clearinghouse Rights Protection Mechanism Requirements (the “TMCH Requirements”), Registry Operator is not required to provide a Sunrise Period (as defined in the TMCH Requirements) or, except as set forth herein, otherwise comply with the obligations set forth in Section 2 of the TMCH Requirements (collectively, the “Sunrise Requirements”) so long as the TLD continues to be qualified as a .Brand TLD by ICANN. 4.2 Registry Operator must comply with all other provisions of the TMCH Requirements, including completing the Integration Testing required by Section 1 of the TMCH Requirements and providing the Claims Services required by Section 3 of the TMCH Requirements. Registry Operator will provide ICANN (i) confirmation of completion of Integration Testing and (ii) notice of the start date (the “Claims Commencement Date”) and end date for the Claims Period (as defined in the TMCH Requirements) for the TLD, in each case via the customer services portal at xxxx://xxxxxxx.xxxxxx.xxxxx.xxx/. Registry Operator may not Allocate (as defined in the TMCH Requirements) or register a domain name in the TLD (except for “NIC” and self-­‐allocation or registration to itself of domain names pursuant to Section 3.2 of Specification 5) prior to the Claims Commencement Date. 4.3 Registry Operator must comply with the Sunrise Requirements effective as of the Disqualification Date and commence a Sunrise Period within 60 calendar days of the Disqualification Date. If, at the Disqualification Date, the Trademark Clearinghouse or any successor or alternative trademark validation authority appointed by ICANN is not in operation, Registry Operator must implement the Sunrise Requirements through an alternative mechanism developed by Registry Operator that is reasonably acceptable to ICANN. As of the Disqualification Date, Registry Operator may not Allocate or register any additional domain names to third parties prior to the Allocation or registration of all Sunrise Period registrations except as permitted by Section 2.2.4 of the TMCH Requirements. In the event ICANN develops an alternative version of the TMCH Requirements specifically for .Brand TLDs or former .Brand TLDs, Registry Operator agrees to comply with such alternative requirements if such requirements are similar to the TMCH Requirements in effect as of the date hereof as modified by this Specification 13.

  • Certain Trading Activities Other than with respect to the transactions contemplated herein, since the time that such Purchaser was first contacted by the Company or any other Person regarding the transactions contemplated hereby, neither the Purchaser nor any Affiliate of such Purchaser which (x) had knowledge of the transactions contemplated hereby, (y) has or shares discretion relating to such Purchaser’s investments or trading or information concerning such Purchaser’s investments, including in respect of the Securities, and (z) is subject to such Purchaser’s review or input concerning such Affiliate’s investments or trading (collectively, “Trading Affiliates”) has directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Purchaser or Trading Affiliate, effected or agreed to effect any purchases or sales of the securities of the Company (including, without limitation, any Short Sales involving the Company’s securities). Notwithstanding the foregoing, in the case of a Purchaser and/or Trading Affiliate that is, individually or collectively, a multi-managed investment bank or vehicle whereby separate portfolio managers manage separate portions of such Purchaser’s or Trading Affiliate’s assets and the portfolio managers have no direct knowledge of the investment decisions made by the portfolio managers managing other portions of such Purchaser’s or Trading Affiliate’s assets, the representation set forth above shall apply only with respect to the portion of assets managed by the portfolio manager that have knowledge about the financing transaction contemplated by this Agreement. Other than to other Persons party to this Agreement, such Purchaser has maintained the confidentiality of all disclosures made to it in connection with this transaction (including the existence and terms of this transaction). Notwithstanding the foregoing, for avoidance of doubt, nothing contained herein shall constitute a representation or warranty, or preclude any actions, with respect to the identification of the availability of, or securing of, available shares to borrow in order to effect short sales or similar transactions in the future.

  • Currency and Related Risks The Fund bears risks of holding or transacting in any currency. The Custodian shall not be liable for any loss or damage arising from the applicability of any law or regulation now or hereafter in effect, or from the occurrence of any event, which may delay or affect the transferability, convertibility or availability of any currency in the country (a) in which such Principal or Agency Accounts are maintained or (b) in which such currency is issued, and in no event shall the Custodian be obligated to make payment of a deposit denominated in a currency during the period during which its transferability, convertibility or availability has been affected by any such law, regulation or event. Without limiting the generality of the foregoing, neither the Custodian nor any Subcustodian shall be required to repay any deposit made at a foreign branch of either the Custodian or Subcustodian if such branch cannot repay the deposit due to a cause for which the Custodian would not be responsible in accordance with the terms of Section 9 of this Agreement unless the Custodian or such Subcustodian expressly agrees in writing to repay the deposit under such circumstances. All currency transactions in any account opened pursuant to this Agreement are subject to exchange control regulations of the United States and of the country where such currency is the lawful currency or where the account is maintained. Any taxes, costs, charges or fees imposed on the convertibility of a currency held by the Fund shall be for the account of the Fund.

  • Trading Activities Neither the Buyer nor its affiliates has an open short position in the common stock of the Company and the Buyer agrees that it shall not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the common stock of the Company.

  • Trades Operator may, with approval of the Operating Committee, make well trades and data trades for the benefit of the Parties, with any data so obtained to be furnished to all Parties who participated in the cost of the data that was traded. Operator shall cause any third party to such trade to enter into an undertaking to keep the traded data confidential.