Mitigation Plans. As a fiduciary of the Treasury, the Financial Agent owes a duty when performing services under the FAA to look solely to the best interests of the Treasury without considering the interests of other clients or its own proprietary interests. To that end, the Financial Agent agrees to implement the following mitigation plans and conflicts of interest mitigation controls. Conflict of Interest #1: TARP-Funded Financial Institutions that are Clients of the Financial Agent The Financial Agent may provide revenue-generating business services, including asset management services, to financial institutions participating in programs under the Act. To address such actual or potential conflict of interest, the Financial Agent agrees to recuse itself from managing, on behalf of the Treasury, the securities or obligations issued by any financial institution for which the Financial Agent currently or prospectively provides material revenue- generating services. For purposes of this exhibit, revenue-generating business services are material if:
Mitigation Plans. To address the conflicts of interest identified above, the Financial Agent agrees to implement the following conflict of interest mitigation plans and associated controls. As a fiduciary of the Treasury, the Financial Agent owes a fiduciary duty to the United States as set forth in Section 5 of this FAA. Conflict of Interest #1: Securities Issuer is a Client of the Financial Agent The Financial Agent may provide revenue-generating business services, including investment banking, asset management, or other business services (collectively, “Other Services”) to the Securities Issuer. To address actual or potential conflict of interests that may arise from the Financial Agent’s responsibility for providing the Treasury with Disposition Services with respect to the Securities, the Financial Agent agrees to implement a structure that ensures that the Financial Agent does not unduly favor the interests of its other client over those of the Treasury. The Financial Agent agrees to notify the Treasury if the Financial Agent currently or prospectively provides Other Services to the Securities Issuer. As part of such notification, the Financial Agent shall disclose to the Treasury whether the percentage of the Financial Agent’s total revenue from performing Other Services for the Securities Issuer over the previous 12- month period constituted over or under 5% of the Financial Agent’s total revenue during the period (exclusive of any revenue associated with any JV in existence as of the Effective Date with such Securities Issuer). The Financial Agent shall mitigate any potential conflicts of interest by ensuring that, so long as the Financial Agent performs services under this FAA, no key individuals performing Disposition Services under this FAA participates in the performance of Other Services for the Securities Issuer. For purposes of this FAA, “key individual” shall have the same meaning as it has in 31 C.F.R. § 31.201. In addition, the Financial Agent agrees to notify the Treasury prior to becoming engaged to perform any new Other Services for the Securities Issuer, other than regular and customary investment banking, asset management, underwriting and trading services (which shall not include, for the avoidance of doubt, strategic advisory assignments or acting as a bookrunning manager of an underwriting of common equity or common equity-linked offerings for the Securities Issuer) until the Financial Agent is no longer performing services under this FAA. In its ...
Mitigation Plans. Subsequent to the archaeological fieldwork and development of the treatment plan, the City, in consultation with the SHPD, shall develop mitigation plans as appropriate. The mitigation plans may include the following:
Mitigation Plans. To address the conflicts of interest identified above, the Financial Agent agrees to implement the following conflict of interest mitigation plans and associated controls. As a fiduciary of the Treasury, the Financial Agent owes a fiduciary duty of loyalty and fair dealing to the United States as set forth in Section 5 of this FAA.
Mitigation Plans. To address the conflicts of interest identified above, the Financial Agent agrees to implement the following conflict of interest mitigation plans and associated controls. As a fiduciary of the Treasury, the Financial Agent owes a fiduciary duty to the United States as set forth in Section 5 of this FAA. Conflict of Interest #1: Assigned TARP Entity, Related TARP Entity, or Parent Affiliate is a Client of the Financial Agent Group The Financial Agent Group may provide revenue-generating business services, including investment banking, strategic advisory, due diligence, asset management, or other business services (collectively, “Other Services”) to the Assigned TARP Entity. To address such actual or potential conflicts of interests, the Financial Agent agrees to implement a structure that ensures that the Financial Agent does not unduly favor the interests of its other clients over those of the Treasury.
Mitigation Plans a. All historic properties adversely affected by the Undertaking will be subject to property- specific mitigation plans to be drafted after issuance of the ROD to resolve adverse effects as determinations of effect for these properties are made pursuant to stipulation
Mitigation Plans. To address the conflicts of interest identified above, the Financial Agent agrees to implement the following conflict of interest mitigation plans and associated controls. As a fiduciary of the Treasury, the Financial Agent owes a fiduciary duty of loyalty and fair dealing to the United States as set forth in Section 5 of this FAA. Conflict of Interest #1: Assigned TARP Entity or Related TARP Entity is a Client of the Financial Agent Group The Financial Agent Group may provide revenue-generating business services, including investment banking, strategic advisory, capital markets, due diligence, asset management, valuation, investment advisory, brokerage, sales, trading, or other business services (collectively, “Other Services”) to the Assigned TARP Entity. To address such actual or potential conflicts of interests, the Financial Agent agrees to implement a structure that ensures that the Financial Agent does not unduly favor the interests of its other clients over those of the Treasury.
Mitigation Plans. After a confirmation of a violation by the BCUC, WECC shall monitor the Entity's implementation of and compliance with any Mitigation Plan and shall maintain a record containing information for each Mitigation Plan, as set forth in the Compliance Monitoring Program.
Mitigation Plans. The Contractor shall review its OCI mitigation procedures to avoid any potential OCI created by performance under this contract. The Contractor shall submit the reviewed OCI mitigation plan to the Contracting Officer no later than thirty (30) days after award. The 410th RCO, Xxxx Xxxx Air Base, Honduras reserves the right to reject a mitigation plan, if in the opinion of the Contracting Officer, such a plan is not in the best interests of the 410th RCO, Xxxx Xxxx Air Base, Honduras or the Army. Additionally, after award, the 410th RCO Honduras will review OCI mitigation plans, as needed, in the event of changes in the vendor community due to mergers, consolidations, or any unanticipated circumstances that may create an unacceptable organizational conflict of interest.
Mitigation Plans. As a fiduciary of the Treasury, the Financial Agent owes a duty to look solely to the best interests of the Treasury without considering the interests of other clients or its own proprietary interests. Given actual or potential conflicts of interest with respect to providing services under this FAA, the Financial Agent agrees to implement the following mitigation plans and conflict of interest mitigation controls.
