Trading Restrictions means the restrictions set out in Appendix 2 hereto.

Trading Restrictions means any restrictions to the trading areas or employment of each Vessel that arise by virtue of any embargo or sanctions or prohibitions order (or any similar order or directive) of the United States of America or the European Union as if the Owner was a national of the United States of America and/or the European Union.

Trading Restrictions means, as determined by Credit Suisse in its sole and absolute discretion, any restriction or prohibition from trading with any Eligible Dealer (whether by reason of any internal restriction (which internal restriction applies in the ordinary course of Credit Suisse's business) or external restriction or prohibition (including, without limitation, in respect of the Credit Suisse's regular internal credit, compliance and regulatory policies and requirements);

Examples of Trading Restrictions in a sentence

Although Discretionary Accounts are exempt from the provisions of Section 4 (Trading Restrictions) of this Code, they are still Covered Accounts and must comply with all other provisions of this Code, including this Section and Section 5 (Reporting and Certification Requirements).
Additional Trading Restrictions for Investment PersonsIn the event a portfolio or client account transacts within seven (7) days preceding or following an investment person’s transaction in the same (or related, or equivalent) security, the investment person may be required to dispose of the security and/or disgorge any profits associated with her or her transaction.
Trading Restrictions Initial Public Offering (“IPO”) - Investment Persons are prohibited from acquiring securities through an allocation by the underwriter of an initial public offering (“IPO”).
Reportable Funds that are money market funds are not subject to the Code’s reporting requirements (see Section II.G – Procedures to Implement Trading Restrictions and Reporting Obligations).
Investment Persons Trading Restrictions Initial Public Offering (“IPO”) - Investment Persons are prohibited from acquiring securities through an allocation by the underwriter of an initial public offering (“IPO”).

More Definitions of Trading Restrictions

Trading Restrictions means restrictions on Dealing in Securities, as provided in clause 6 of the Code.

Trading Restrictions means, at any time, any extant restrictions notified by UOBBF to the Customer at that time with respect to entry by the Customer into Approved Contracts, including, without limitation, restrictions which:

Trading Restrictions means (i) not entering into any transaction or series of transactions, through the facilities of the Canadian Securities Exchange (the “CSE”) or any stock exchange on which the common shares in the capital of Xigem (“Common Shares”) are listed, that results in the sale of a number of Common Shares that is greater than 30% of the volume-weighted average trading price, as adjusted for splits, combinations and other similar transactions, of a Common Share on the CSE or other principal stock exchange on which the Common Shares are then-listed or admitted to trading, calculated over the consecutive 10-trading day period ending on the close of trading on the trading day immediately prior to such date; and (ii) a floor price on the sale of any share of Consideration Shares equal to the volume- weighted average trading price of the common shares in the capital of Xigem (“Common Shares”) for the five trading days preceding such sale.

Trading Restrictions. The Investor shall not conduct any short sales of the Company’s stock during the Term of the agreement. This Term Sheet may be executed in counterparts, which together will constitute one document. Electronic signatures shall have the same legal effect as original signatures. INTEGRATED VENTURES, INC By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: CEO Date: 12/19/17 Leviathan Capital Partners ENTITY: ____________________________ By: /s/ Xxxxxxx Xxxxxxxxx Name: Xxxxxxx Xxxxxxxxx Title: Manager Date: 12/19/17

Trading Restrictions. As described in Section 3(e) of the Underwriting Agreement. Closing date and June 20, 1997, 9:00 A.M. location: Simpson Thacher & Bartlett 000 Xxxxxxxon Xxxxxx Nex Xxxx, Xxx Xxxx 00000 Xxxxxxxxxx xxxxxxxxxxx: Xxxxxxx Xxxxxxxx Xxx Notices to underwriters: Notices to the Underwriters shall be directed to: Merrill Lynch & Co., Inc. Xxxxd Xxxxncial Center North Tower -- 30th Floor Xxx Xxxx, XX 00000-0000 Xxxxxxxxx xx Xxx Xxxxxe with copy tx: Simpson Thacher & Bartlett 000 Xxxxxxxon Xxxxxx Nex Xxxx, XX 00000 Xxxxxxxxx xx Xxxxx X. Gordon Option securities: None.

Trading Restrictions means the trading restrictions described in Schedule 1 as may be amended by the written agreement of the parties from time to time.