Advisory Services definition

Advisory Services means the non-binding investment advisory services rendered by the Portfolio Manager to the Client. The Portfolio Manager shall be solely acting as an advisor to the Portfolio of the Client and shall not be responsible for the investment / divestment of Securities.

Advisory Services means the provision of personal recommendations to a consumer in respect of one or more transactions relating to credit agreements and constitutes a separate activity from the granting of a credit and from the credit intermediation activities set out in point 5.

Advisory Services has the meaning set forth in Section 4.4.

Examples of Advisory Services in a sentence

• Employees of Federated Advisory Services Company provide support to portfolio managers and other employees of affiliated advisers.

• Franklin Advisory Services, LLC Franklin Investment Advisory Services, Inc.

• Among other consequences, failure to comply with Rule 206(4)-5 may trigger a ban on receiving compensation for Investment Advisory Services Business for two years, and failure to comply with MSRB Rule G-37 may prohibit our broker-dealer from engaging in municipal securities business (i.e., offering Section 529 Plans) with an issuer for two years.

• Duly completed transfers in respect of Units in the capital of KIT received by the Registrar, Boardroom Corporate & Advisory Services Pte.

• NBP Fund Management Limited (NBP Funds) is a Non-Banking Finance Company with a license to perform Asset Management and Investment Advisory Services as per the NBFC Rules, 2003, and Pension Fund Management as per Voluntary Pension System Rules, 2005.

More Definitions of Advisory Services

Advisory Services means the development and presentation of findings, conclusions, and recommendations for client consideration and decision making.

Advisory Services means personal recommendations to a consumer in respect of one or more transactions relating to credit agreements or crowdfunding credit services and that constitute a separate activity from the granting of a credit and from the and from the activities of credit intermediary as defined in point (12);

Advisory Services means the services, where the Portfolio Manager advises Clients on investments in general or gives specific advice required by the Clients and agreed upon in the PMS Agreement.

Advisory Services means recommendations or opinion, whether in written or report form or provided verbally, that are intended to influence a person in making an investment decision. ‘Advice’ falls within one of two categories: either General or Personal advice.

Advisory Services means the investment advisory in terms of the Regulations, and shall include the responsibility of advising on the portfolio strategy, investment and divestment of individual Securities in the Clients’ Portfolio, for an agreed fee structure and for a period hereinafter described, entirely at the Client’s risk, to all eligible categories of investors.

Advisory Services means personal recommendations to a consumer in respect of one or more transactions relating to credit agreements ▌ and that constitute a separate activity from the granting of a credit and from the ▌ credit intermediation activities as set out in point (12);

Advisory Services shall have the meaning set forth in Recital C hereto.