Investment Banking Sample Clauses

Investment Banking. During the Reporting Period, the Company completed the reform of its investment banking business. Streamlined organizational structure and management system were established to fulfill the requirements of investment banking business and a professional and effective risk control and management system and operational procedures were developed. The Company adopted a market-oriented incentive and restraint mechanism for its investment banking business team, which led to a remarkable improvement in its business competitiveness. In respect of the investment banking business, focusing on four major segments including the medical and healthcare industry, cultural, entertainment and consumption segment, high-end manufacturing and information technology as well as government and investment institutions, the Company further expanded to sub-segments to explore the demands of customers. The Company established four major business lines, including private placement, mergers, acquisitions and restructuring, pre-IPO investment and financing, and industry (government) funds, and developed an investment banking business system featuring debt financing and asset securitization as the core products. During the Reporting Period, the Company maintained steady business growth in the capital market. With its continuous enhancement in the investment and research in key industries and the capability to serve different groups of customers, the Company took the lead to complete a number of significant projects with high market influence relating to areas including cross-border mergers and acquisitions, industrial integration, and pre-IPO investment and financing. In respect of the asset securitization business, the Company further consolidated its leading position in the market. In addition to the offering of the existing credit asset securitization product of “Qi Fu (企富)”, the Company also persisted in innovation based on its corporate asset securitization product, “Hui Fu (匯富)”, to satisfy the diversified needs of customers. The Company successfully launched a series of securitized products, such as the non-performing asset-backed securities of “Hong Fu (鴻富)”, the securities backed by assets of an infrastructure PPP project, being the first in China, the securities backed by the accounts receivable in the pharmaceutical distribution industry, and the securities backed by public affordable housing assets. In the first half of the year, the Company was awarded the “Pioneer Enterprise...
Investment Banking. Except as otherwise set forth on Schedule 3.25, there are no claims for investment banking fees or similar compensation in connection with the transactions contemplated by this Agreement or the Transaction Documents based on any arrangement made by or on behalf of the Company. The Company has provided the Purchasers with a true and correct copy of all agreements set forth on Schedule 3.25 prior to the date hereof, each of which has not been amended or modified in any manner since it was provided to the Purchasers.
Investment Banking. Except as otherwise set forth on Schedule 3.25, there are no claims for investment banking fees or similar compensation in connection with the transactions contemplated by this Agreement or the Transaction Documents based on any arrangement made by or on behalf of the Company.
Investment Banking. If the Company is interested in our doing so, we will aid the Company in developing potential investment banking relationships, as well as introducing the Company to other potential direct funding sources.
Investment Banking. Brokerage. No broker, finder, agent or similar intermediary has acted on behalf of the Company in connection with this Agreement or the transactions contemplated hereby and there are no brokerage commissions, finder's fees or similar fees or commissions payable in connection therewith. The Company agrees to indemnify and hold the Investors harmless from any Losses they may suffer or incur as a result of a breach of this representation (including any dilution or diminution in value of their investment in the Company).
Investment Banking. Markaz has successfully executed investment banking transactions of over USD 4.3 billion (as of 31st December 2019), spanning across equity issuance, debt issuance, mergers and acquisitions,listings, credit rating advisory, restructuring and other advisory transactions. Each client has a unique requirement, for which a consultative approach is adopted to formulate and advise optimal solutions.Our success stems from our experience across both our technical execution capabilities and in depth industry knowledge. The investment banking team consists of dedicated professionals with proven expertise across a wide spectrum of different industries such as financial services, real estate, light and medium manufacturing, retail, oil & gas and logistics. Flagship Assignments in 2019M&A Advisory Pace Architecture Engineering + PlanningAdvisoryThe Kuwait Authority for Partnership ProjectsBid Submission for KAPP South Jahra Project AdvisoryAl Ahli Bank of KuwaitAdvisoryEducational projectsAdvisoryReal estate projectsAdvisory Capital Markets and Listing Al Manar Finance and LeasingListing AdvisorOnly listing of the year on Boursa Kuwait February 2019United Projects Company for Aviation Services (“UPAC”) Rights issue KWD 18 millionLead Manager and Subscription Agent 2019Debt Restructuring Structuring Advisor KWD 50 millionBridge Loan Structuring Advisor KWD 5 million Our Offerings (continued)
Investment Banking. Firm ----------------------- Except as hereinafter provided, UU hereby agrees that any sales of the USF Shares received by it under and pursuant to the Purchase Agreement effected on or prior to the Termination Date will be made only through Donaldson, Lufkin & Jenrette Securities Corporation ("DLJ"). Provided that the Registration Statement is effective as of the Completion Date, and is otherwise in conformity with the Securities Act, UU hereby covenants and agrees with USF that:
Investment Banking. Our Investment Banking segment is divided into two components: • Financial Advisory. Financial Advisory includes advisory assignments with respect to mergers and acquisitions, divestitures, corporate defense activities, restructurings and spin-offs. • Underwriting. Underwriting includes public offerings and private placements of a wide range of securities and other financial instruments. The following table sets forth the operating results of our Investment Banking segment: Investment Banking Operating Results (in millions) Year Ended November 2007 2006 2005 Financial Advisory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $4,222 $2,580 $1,905 Equity underwriting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,382 1,365 704 Debt underwriting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,951 1,684 1,062 Total Underwriting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3,333 3,049 1,766 Total net revenues. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7,555 5,629 3,671 Operating expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4,985 4,062 3,258 Pre-tax earnings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $2,570 $1,567 $ 413 The following table sets forth our financial advisory and underwriting transaction volumes: Goldman Sachs Global Investment Banking Volumes (1) (in billions) Year Ended November 2007 2006 2005 Announced mergers and acquisitions . . . . . . . . . . . . . . . . . . . . . . . $1,494 $1,104 $ 747 Completed mergers and acquisitions . . . . . . . . . . . . . . . . . . . . . . . . 1,424 864 584 Equity and equity-related offerings (2). . . . . . . . . . . . . . . . . . . . . . . . 71 80 49 Debt offerings (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312 320 270 (1) Source: Thomson Financial. Announced and completed mergers and acquisitions volumes are based on full credit to each of the advisors in a transaction. Equity and equity-related offerings and debt offerings are based on full credit for single book managers and equal credit for joint book managers. Transaction volumes may not be indicative of net revenues in a given period.