Investment Banking Sample Clauses

Investment Banking. Riyad Capital offers a wide variety of investment banking services, including advisory on equity and debt, private and public offerings, mergers, acquisition as well as structured finance advisory.

Investment Banking. The Company shall, in good faith, provide each Founding Firm with an opportunity to bid on any investment banking business arising out of the operation of the Company or the Exchange, which opportunity will be provided to each Founding Firm simultaneously and at a time and in a manner that will not disadvantage the Founding Firms vis- à-vis the other Persons that are offered such an opportunity to bid.

Investment Banking. (i) Within a reasonable time after Closing, but not later than 90 days, and subject to Section 2.07 of this Agreement, Holdings will, and will cause its Subsidiaries to enter into a non-exclusive investment banking and capital markets relationship with Kingswood and its Affiliates on commercially reasonable terms which will consist of: (i) promoting Kingswood and its Affiliates as a preferred partner to provide approved products for investment banking product distribution and marketing; (ii) non-exclusive origination and introduction of investment banking products by Holdings’ and its Subsidiaries’ registered representatives to Kingswood’s and its Affiliates’ investment banking teams as a preferred partner; and (iii) Holdings will allow Kingswood to market itself as a strategic partner with Holdings, provided that the manner and content of such marketing shall be pre-approved by Holdings. (b) The parties will split in equal portions any gross fees or gross profits on referrals from Holdings or its Subsidiaries to Kingswood or its Affiliates.

Investment Banking. Except as otherwise set forth on Schedule 3.25, there are no claims for investment banking fees or similar compensation in connection with the transactions contemplated by this Agreement or the Transaction Documents based on any arrangement made by or on behalf of the Company.

Investment Banking. Brokerage. There are no claims for investment ----------------------------- banking fees, brokerage commissions, finder's fees or similar compensation (exclusive of professional fees to lawyers and accountants) in connection with the transactions contemplated by this Agreement payable by the Company or based on any arrangement or agreement made by or on behalf of the Company.

Investment Banking. Based upon, arising out of or relating to any advice or service relating to or in connection with any aspect of corporate mergers, acquisitions, securities offerings, restructuring, divestitures or investment banking;

Investment Banking. On a non-exclusive basis, for a period of one year, renewing automatically unless cancelled, HA will introduce the Company to persons, whether individuals or entities, that may be suitable candidates for providing the Company with debt, equity or lease financing. HA will introduce Sonus to Investment banks, market makers, research firms, telecommunication partners and other corporate and individuals who may be able to assist in the execution of Sonux' xxsiness plans. If, at any time during the term of this Agreement, the Company enters into an agreement with any persons or their affiliates introduced by Hudsxx Xxxxx & Xo., pursuant to which the Company obtains debt, equity, lease or other financing including a merger (the "Financing"), the Company will pay to HA, in accordance with the formula set forth below.

Investment Banking the Buyer and the Company prior to execution of the Definitive Agreement(s); and

Investment Banking. Investment Banking represented 16% of 2007 net revenues. We provide a broad range of investment banking services to a diverse group of corporations, financial institutions, investment funds, governments and individuals and seek to develop and maintain long-term relationships with these clients as their lead investment bank. Our current structure, which is organized by regional, industry and product groups, seeks to combine client-focused investment bankers with execution and industry expertise. We continually assess and adapt our organization to meet the demands of our clients in each geographic region. Through our commitment to teamwork, we believe that we provide services in an integrated fashion for the benefit of our clients. Our goal is to make available to our clients the entire resources of the firm in a seamless fashion, with investment banking serving as “front of the house.” To accomplish this objective, we focus on coordination among our equity and debt underwriting activities and our corporate risk and liability management activities. This coordination is intended to assist our investment banking clients in managing their asset and liability exposures and their capital. Our Investment Banking segment is divided into two components: Financial Advisory and Underwriting. Financial Advisory includes advisory assignments with respect to mergers and acquisitions, divestitures, corporate defense activities, restructurings and spin-offs. Our mergers and acquisitions capabilities are evidenced by our significant share of assignments in large, complex transactions for which we provide multiple services, including “one-stop” acquisition financing and cross-border structuring expertise, as well as services in other areas of the firm, such as interest rate and currency hedging. In particular, a significant number of the loan commitments and bank and bridge loan facilities that we enter into arise in connection with our advisory assignments.

Investment Banking. Our Investment Banking segment is divided into two components: • Financial Advisory. Financial Advisory includes advisory assignments with respect to mergers and acquisitions, divestitures, corporate defense activities, restructurings and spin-offs. • Underwriting. Underwriting includes public offerings and private placements of a wide range of securities and other financial instruments. The following table sets forth the operating results of our Investment Banking segment: Financial Advisory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $4,222 $2,580 $1,905 Equity underwriting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,382 1,365 704 Debt underwriting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,951 1,684 1,062 Total Underwriting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3,333 3,049 1,766 Total net revenues. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7,555 5,629 3,671 Operating expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4,985 4,062 3,258 Pre-tax earnings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $2,570 $1,567 $ 413 Announced mergers and acquisitions . . . . . . . . . . . . . . . . . . . . . . . $1,494 $1,104 $ 747 Completed mergers and acquisitions . . . . . . . . . . . . . . . . . . . . . . . . 1,424 864 584 Equity and equity-related offerings (2). . . . . . . . . . . . . . . . . . . . . . . . 71 80 49 Debt offerings (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312 320 270 (1) Source: Thomson Financial. Announced and completed mergers and acquisitions volumes are based on full credit to each of the advisors in a transaction. Equity and equity-related offerings and debt offerings are based on full credit for single book managers and equal credit for joint book managers. Transaction volumes may not be indicative of net revenues in a given period.