Confirmations and Account Statements. SoFi HK will endeavour to confirm with you promptly the features of a transaction effected on your behalf. In addition, SoFi HK will provide you with monthly account statements in accordance with the Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules (the “Contract Notes Rules”) unless (a) SoFi HK is not required to prepare and provide to you a contract note, a statement of account and a receipt in accordance with the Contract Notes Rules during the relevant period; (b) SoFi HK’s Associated Entity is not required to prepare and provide to you a receipt in accordance with the Contract Notes Rules during the relevant period; (c) the balance of the Account is nil at all time during the relevant period; (d) you have no open position as at the end of the relevant period; and (e) no Securities and collateral are held for your account at all time during the relevant period. Subject to any contrary legal or regulatory requirement, you agree to any contract notes, other confirmations and account statements to be in electronic form and further agree to receiving them through electronic means in lieu of hard copies of the same. Unless there have been no transactions over a continuous period of six (6) months, SoFi HK will report your statements electronically through the email. You are responsible for reviewing all acknowledgements, confirmations, contract notes and account statements in relation to your transactions, and your Account immediately upon your first receiving them. All transactions and other information in any acknowledgements, confirmations or contract notes will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. All transactions and other information in any account statements will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. In all cases, SoFi HK reserves the right to determine the validity of your objection to the relevant transaction or information.
Confirmations and Account Statements a. Reports or confirmations of the execution of securities orders and statements of your Account will be binding if you do not object in writing within ten (10) business days after Broker forwards the confirmation or statement to you by mail or another method of delivery. Broker will send an Account statement to the address of record: every calendar quarter, at a minimum and for any month when you have trading or cash management activity. Account statements will show all activity in the Account for the stated period, including securities transactions, cash balances, credits and debits, and all fees paid directly from the Account. Broker will also send out a confirmation for every securities transaction in the Account. The only exceptions are automatic investments, automatic withdrawals, or dividend reinvestments; for these activities, your regular Account statement serves in place of a confirmation.
Confirmations and Account Statements. 40.1 Electronic Settlement/Trade Confirmations: Following the execution of a dealing Instruction for your Account, we will confirm that Transaction as soon as we reasonably can by posting a trade confirmation (“Settlement/Trade Confirmation”) on our Online Trading Facility, but failure to do so will not affect the validity of the transaction. Settlement/Trade Confirmations will normally be available instantly following the execution of the Transaction via our Online Trading Facility. Confirmations shall be deemed to be conclusive and binding on you if not objected to immediately upon receipt with such objection confirmed in writing (including e-mail or electronic mail) no later than close of business on the business day (being a day, other than a Saturday, Sunday or bank holiday, when banks are open for business) (a “Business Day”) following the day on which the Settlement/Trade Confirmation is posted on our Online Trading Facility. In the event that you believe to have entered into a Transaction, which should have produced a Settlement/Trade Confirmation or otherwise a posting on your Account, but you have not received such confirmation, you must inform us immediately when you ought to have received such confirmation. In the absence of such information, the Transaction may, at our reasonable discretion, be deemed to be non– existent.
Confirmations and Account Statements. A. AM UK or its Affiliates shall provide a summary of the trading activity in Customer`s account to Customer on a daily basis. AM UK or its Affiliates shall provide to Customer account statements of Customer`s account on a monthly basis.
Confirmations and Account Statements. On 1 February 2007, SEC granted COL exemptive relief from Securities Regulation Code (SRC) Rules 30.2-2 and 52.1-
Confirmations and Account Statements. On 1 February 2007, SEC granted COL exemptive relief from Securities Regulation Code (SRC) Rules 30.2- 2 and 52.1-8. Accordingly, COL shall furnish account statements and confirmations of all executed transactions on the day these are made by electronic mail sent to the email address appearing in COL’s records. These shall be binding if no written objection is made by the next business day. The Client acknowledges that the validity of his objection to any such confirmation of transaction or account statement shall be determined solely by COL.
Confirmations and Account Statements. 40.1 Electronic Settlement/Trade Confirmations: After we execute a dealing Instruction for your Account, we will confirm that Transaction and/or Contract as soon as reasonably possible by posting a trade confirmation ("Settlement/Trade Confirmation") on our Online Trading Facility, but failure to do so will not affect the transaction's validity. Settlement/Trade Confirmations are usually available immediately after a transaction is completed using our Online Trading Facility. Confirmations will be deemed conclusive and binding on you unless you object immediately upon receipt and confirm your objection in writing (including e-mail or electronic mail) no later than the close of business on the business day (a "Business Day") following the day on which the Settlement/Trade Confirmation is posted on our Online Trading Facility. If you feel you have entered into a Transaction or Contract that should have resulted in a Settlement/Trade Confirmation or other posting on your Account, but you have not received such confirmation, you must notify us as soon as possible. In the absence of such information, the Transaction and/or Contract may be deemed non–existent at our reasonable judgment.
Confirmations and Account Statements. Order confirmations and account statements will be conclusive if I do not object in writing within ten days after the confirmation or account statement has been sent to me. I understand if I choose to have systematic transactions, I will not receive confirmation immediately. My monthly and/or quarterly account statements will reflect any systematic transactions that occurred within that time period.
Confirmations and Account Statements. 5.1 The Client hereby consents that BROKERAGE FIRM will send either electronically or by hard copy to the Client a confirmation promptly following execution of an Instruction and a monthly statement on the Account. Such confirmations and monthly statements of the Account shall be conclusive and deemed to be accepted by the Client if not objected to by notice in writing from the Client within 7 days after BROKERAGE FIRM despatch of such confirmation and statement in accordance with Clause 6. The Client shall be deemed to have waived any alleged errors or omissions in the absence of such notification.
Confirmations and Account Statements. Reports of trades executed with Bear Xxxxxxx, prime broker transactions, futures transactions and other Activities with you (“Activity Report(s)”) that have been provided or made available to you by 10:00 a.m. (New York time) on the business day immediately following the trade date shall be conclusive if not objected to in writing by 12:00 noon (New York time) on that day, except that with respect to Clearing Transactions for which Bear Xxxxxxx’ time to disaffirm is earlier than such time, by not later than one half hour prior to Bear Xxxxxxx’ time to disaffirm, or, if such Activity Reports are provided or made available to you after 10:00 a.m. (New York time) on the business day immediately following the trade date, then no later than two hours after such reports have been provided or made available to you, except that with respect to Clearing Transactions for which Bear Xxxxxxx’ time to disaffirm is earlier than such time, by not later than one half hour prior to Bear Xxxxxxx’ time to disaffirm. Information contained in confirmations and account statements to the extent not included in such Activity Reports shall be conclusive if not objected to in writing within three days in the case of confirmations and tentwenty (20) days in the case of account statements, after such documents have been transmitted to you by mail or otherwise.
