Common use of Confirmations and Account Statements Clause in Contracts

Confirmations and Account Statements. SoFi HK will endeavour to confirm with you promptly the features of a transaction effected on your behalf. In addition, SoFi HK will provide you with monthly account statements in accordance with the Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules (the “Contract Notes Rules”) unless (a) SoFi HK is not required to prepare and provide to you a contract note, a statement of account and a receipt in accordance with the Contract Notes Rules during the relevant period; (b) SoFi HK’s Associated Entity is not required to prepare and provide to you a receipt in accordance with the Contract Notes Rules during the relevant period; (c) the balance of the Account is nil at all time during the relevant period; (d) you have no open position as at the end of the relevant period; and (e) no Securities and collateral are held for your account at all time during the relevant period. Subject to any contrary legal or regulatory requirement, you agree to any contract notes, other confirmations and account statements to be in electronic form and further agree to receiving them through electronic means in lieu of hard copies of the same. Unless there have been no transactions over a continuous period of six (6) months, SoFi HK will report your statements electronically through the email. You are responsible for reviewing all acknowledgements, confirmations, contract notes and account statements in relation to your transactions, and your Account immediately upon your first receiving them. All transactions and other information in any acknowledgements, confirmations or contract notes will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. All transactions and other information in any account statements will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. In all cases, SoFi HK reserves the right to determine the validity of your objection to the relevant transaction or information.

Confirmations and Account Statements. SoFi HK will endeavour to confirm confirm with you promptly the features of a transaction effected on your behalf. In addition, SoFi HK will provide you with monthly account statements in accordance with the Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules (the “Contract Notes Rules”) unless (a) SoFi HK is not required to prepare and provide to you a contract note, a statement of account and a receipt in accordance with the Contract Notes Rules during the relevant period; (b) SoFi HK’s Associated Entity is not required to prepare and provide to you a receipt in accordance with the Contract Notes Rules during the relevant period; (c) the balance of the Account is nil at all time during the relevant period; (d) you have no open position as at the end of the relevant period; and (e) no Securities and collateral are held for your account at all time during the relevant period. Subject to any contrary legal or regulatory requirement, you agree to any contract notes, other confirmations confirmations and account statements to be in electronic form and further agree to receiving them through electronic means in lieu of hard copies of the same. Unless there have has been no transactions over a continuous period of six (6) months, SoFi HK will report your statements electronically through the email. You are responsible for reviewing all acknowledgements, confirmationsconfirmations, contract notes and account statements in relation to your transactions, and your Account immediately upon your first first receiving them. All transactions and other information in any acknowledgements, confirmations confirmations or contract notes will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. All transactions and other information in any account statements will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. In all cases, SoFi HK reserves the right to determine the validity of your objection to the relevant transaction or information.

Confirmations and Account Statements. SoFi HK will endeavour to confirm confi rm with you promptly the features of a transaction effected on your behalf. In addition, SoFi HK will provide you with monthly account statements in accordance with the Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules (the “Contract Notes Rules”) unless (a) SoFi HK is not required to prepare and provide to you a contract note, a statement of account and a receipt in accordance with the Contract Notes Rules during the relevant period; (b) SoFi HK’s Associated Entity is not required to prepare and provide to you a receipt in accordance with the Contract Notes Rules during the relevant period; (c) the balance of the Account is nil at all time during the relevant period; (d) you have no open position as at the end of the relevant period; and (e) no Securities and collateral are held for your account at all time during the relevant period. Subject to any contrary legal or regulatory requirement, you agree to any contract notes, other confirmations confi rmations and account statements to be in electronic form and further agree to receiving them through electronic means in lieu of hard copies of the same. Unless there have has been no transactions over a continuous period of six (6) months, SoFi HK will report your statements electronically through the email. You are responsible for reviewing all acknowledgements, confirmationsconfi rmations, contract notes and account statements in relation to your transactions, and your Account immediately upon your first fi rst receiving them. All transactions and other information in any acknowledgements, confirmations confi rmations or contract notes will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. All transactions and other information in any account statements will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. In all cases, SoFi HK reserves the right to determine the validity of your objection to the relevant transaction or information.

Confirmations and Account Statements. SoFi HK will endeavour to confirm confi rm with you promptly the features of a transaction effected on your behalf. In addition, SoFi HK will provide you with monthly account statements in accordance with the Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules (the “Contract Notes Rules”) unless (a) SoFi HK is not required to prepare and provide to you a contract note, a statement of account and a receipt in accordance with the Contract Notes Rules during the relevant period; (b) SoFi HK’s Associated Entity is not required to prepare and provide to you a receipt in accordance with the Contract Notes Rules during the relevant period; (c) the balance of the Account is nil at all time during the relevant period; (d) you have no open position as at the end of the relevant period; and (e) no Securities and collateral are held for your account at all time during the relevant period. Subject to any contrary legal or regulatory requirement, you agree to any contract notes, other confirmations confi rmations and account statements to be in electronic form and further agree to receiving them through electronic means in lieu of hard copies of the same. Unless there have has been no transactions over a continuous period of six (6) months, SoFi HK will report your statements electronically through the email. You are responsible for reviewing all acknowledgements, confirmationsconfi rmations, contract notes and account statements in relation to your transactions, and your Account immediately upon your first fi rst receiving them. All transactions and other information in any acknowledgements, confirmations confi rmations or contract notes will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. All transactions and other information in any account statements will be binding on you unless SoFi HK receives notice of objection in writing or via electronic mail within 14 days after you receive or are deemed to have received the same. In all cases, SoFi HK reserves the right to determine the validity of your objection to the relevant transaction or information.