Examples of Investment Professional in a sentence
Such payments may be paid as a percentage of the dollar amount of purchases of Class C Shares attributable to a particular Investment Professional, or may take such other form as may be approved by the Trustees.
Such payments may be paid as a percentage of the dollar amount of purchases of Class B Shares attributable to a particular Investment Professional, or may take such other form as may be approved by the Trustees.
Investment Professional Disclosure of Personal Securities Conflicts Applies to: Access Level I As an investment professional, you must promptly disclose your direct or indirect beneficial interest in a security that is under consideration for purchase or sale in a John Hancock Affiliated Fund or account.
Investment Professional Disclosure of Personal Securities Conflicts Applies to: Access Level I Persons As an investment professional, you must promptly disclose your direct or indirect beneficial interest in a security that is under consideration for purchase or sale in a John Hancock Affiliated Fund or Client account.
Similarly, inappropriate sales of a blackout security during a blackout window may subject the Investment Professional to penalties.