Research Analyst definition

Research Analyst means any individual employed by Loomis Sayles who has been designated as a Research Analyst or Research Associate by Loomis Sayles. A person is considered a Research Analyst only as to those Covered Securities which he or she is assigned to cover and about which he or she issues research reports to other Investment Persons or otherwise makes recommendations to Investment Persons beyond publishing their research. As to other securities, he or she is simply an Access Person.

Research Analyst means the person (or one of the persons) primarily responsible for recommending the Purchase or Sale of a Covered Security to a Portfolio Manager.

Research Analyst means any individual employed by D.G. Capital who has been designated as a Research Analyst by D.G. Capital. A person is considered a Research Analyst only as to those Securities which he or she is assigned to cover and about which he or she issues research reports to other Investment Personnel. As to other Securities, he or she is simply an Access Person.

Examples of Research Analyst in a sentence

• A Research Analyst has an affirmative duty to make unbiased Recommendations and issue reports, both with respect to their timing and substance, without regard to his or her personal interest.

• During the three (3) business day period before a Research Analyst issues a Recommendation on a Covered Security, that Research Analyst may not purchase or sell that Covered Security.

• If a Research Analyst commences research coverage for a Covered Security that he or she already owns, the Research Analyst may be asked to sell the Covered Security to avoid any potential or actual conflict of interest.

• This restriction includes securities convertible into, options on, and derivatives of, such securities, but does not apply to any position opened prior to July 1, 2007 or open at the time such CMA Research Analyst or Research Associate is hired by CMA.

• For example, a CMA bond Research Analyst would be restricted from buying bonds of an issuer on his or her Coverage List, but would not be restricted from buying stock of the issuer.

More Definitions of Research Analyst

Research Analyst means the associated person who is primarily responsible for the recommendation of a security whether or not any such person has the job title of “research analyst.”

Research Analyst means a person who is primarily responsible for,-

Research Analyst means an associated person who is primarily responsible for, and any associated person who reports directly or indirectly to a research analyst in connection with, the preparation of the substance of a research report, whether or not any such person has the job title of "research analyst."

Research Analyst. ’ means the associated person who is principally responsible for, and any associated person who reports directly or indirectly to such a research analyst in connection with, preparation of the substance of a research report, whether or not any such person has the job title of ‘‘research analyst.’’ Solely for purposes of paragraph (g), the term ‘‘research analyst’’ also includes such other persons as the director of research, supervisory analyst, or

Research Analyst means any individual employed by Loomis Sayles who has been designated as a RESEARCH ANALYST by Loomis Sayles. A person is considered a RESEARCH ANALYST only as to those SECURITIES which he or she is assigned to cover and about which he or she issues research reports to other INVESTMENT PERSONNEL. As to other Securities, he or she is simply an ACCESS PERSON.

Research Analyst. ’ means the

Research Analyst means an Employee of “KIFS” who is primarily responsible for: