Portfolio Managers definition

Portfolio Managers means Employees who are primarily responsible for the day-to-day management of a Client portfolio.
Portfolio Managers means individuals entrusted with the direct responsibility and authority to make investment decisions for or affecting the accounts of the Advisers’ clients.
Portfolio Managers means those Adviser Personnel entrusted with the direct responsibility and authority to make investment decisions affecting any Fund. Any provisions of this Code that apply directly to Personal Securities Transactions by a Fund Portfolio Manager equally apply to transactions in accounts in the names of other persons in which the Fund Portfolio Manager has Beneficial Ownership.

Examples of Portfolio Managers in a sentence

  • Mutual Funds, Portfolio Managers, Depository Participants, Stock Brokers, Venture Capital Funds, Collective Investment Schemes, etc.

  • PM/INP000000597 to act as Portfolio Manager under SEBI (Portfolio Managers) Regulations, 1993.2. Aditya Birla Sun Life AMC Limited is also appointed as an investment manager to the Venture Capital Fund- Aditya Birla Real Estate Fund (bearing Registration No. IN/VCF/09-10/169 dated February 26, 2010} registered with SEBl under the SEBI (Venture Capital Funds) Regulations, 1996.3. SEBI vide its letters dated August 20, 2009 having reference no.

  • Other Business Activities of AMC: AMC has obtained registration from SEBI vide Registration No. INP000001058 dated September 14, 2004 to act as a Portfolio Manager under SEBI (Portfolio Managers) Regulations, 1993.

  • Registered Investment Advisor (RIA) Code/ Portfolio Manager's Registration Number (PMRN)Mutual Fund ARN -Distributor ARNSub-Broker ARN -ARN CodeInternal Sub-Broker/ Employee CodeKey Partner/Agent Information Employee Unique Identification No. (EUIN)1.

  • Mutual Funds, Portfolio Managers, Depository Participants, Stock Brokers, Venture Capital Funds, Collective Investors Schemes, etc.


More Definitions of Portfolio Managers

Portfolio Managers means personnel of the Advisers who make decisions about Account investments.
Portfolio Managers of the Funds shall mean those persons who have direct responsibility and authority to make investment decisions for the Funds.
Portfolio Managers means those Iridian Personnel entrusted with the direct responsibility and authority to make investment decisions affecting any Client. A list of Portfolio Managers is attached as Schedule A. Any provisions of this Code that apply directly to Personal Securities Transactions by a Portfolio Manager apply equally to transactions in accounts in the names of other persons in which the Portfolio Manager has Beneficial Ownership.
Portfolio Managers means those individuals who, in connection with their regular duties, are entrusted with the direct responsibility and authority to make investment decisions affecting any Client.
Portfolio Managers means those individuals who, in connection with his or her regular duties, are entrusted with the direct responsibility and authority to make investment decisions affecting any Client.
Portfolio Managers means those persons who have direct responsibility and authority to make investment decisions for a Fund or an Account.
Portfolio Managers of the Fund shall mean those persons who have direct responsibility and authority to make investment decisions for the Fund.