Client Accounts. 17.1 It is agreed and understood that the types of the different Client Accounts offered by the Company and the characteristics of such Client Accounts are found on the Website and are subject to change at the Company’s discretion and according to paragraph 43 hereunder.
Client Accounts. 2.16.1. Subject to agreement with us, and where you are a company, partnership or sole trader, we may provide you with a Client Account(s) for the purpose of holding money belonging to your clients but under your control.
Client Accounts. 1. Under no circumstances is PROVIDER permitted to commingle funds belonging to clients with PROVIDER’s funds. Client funds shall be kept in separate accounts (“Client Accounts”) such that all monies can be accounted for at all times, and a monthly accounting shall be made available to each client or his or her legal representative.
Client Accounts. Client has opened or may open an account with a custodian for the execution of securities transactions and custodial services. If client elects to use a custodian other than the custodian suggested by IA, then IA may not be able to negotiate the best commission rates or obtain the best trade execution. The suggested custodian is identified in Exhibit III hereto.
Client Accounts. 6.5 The T3IB shall, at the time of the opening of a Client account, advise the Client of its relationship to the T3CB and of the relationship between the T3CB and the Client, in the form attached as Schedule "F".
Client Accounts. 8.1. The Client’s deposits are held in a segregated account.
Client Accounts. 9.1 The T3CB shall maintain sufficient financial resources for the operation of each Client account as required pursuant to SRO Requirements.
Client Accounts. The Client will have full beneficial ownership of the Fund shares. Shares will, however, be registered in the name of the Advisor or its nominee, pursuant to instructions for registration received from the Advisor from time to time. The Advisor assumes full responsibility for the timely delivery to the Client of then-current prospectuses of the Funds and confirmations for the purchase and redemption of shares of the Funds, as well as all other documentation sent by the Funds to the registered owners, including, without limitation, semi-annual and annual reports to shareholders, proxy materials and tax notices. Upon request of a Client, the Advisor shall deliver to such Client the SAIs of any Funds. If a Client account is established without signature by the Client on the Application form then currently in use by DD, LLC for the Funds, the Advisor represents that the instructions received from the Advisor relating to registration (including, without limitation, the Client's tax identification number, any tax withholding information and any information required from time to time by the NASD and the selection of options and privileges) are in accordance with the Client's instructions and the Advisor shall indemnify the Funds, the Funds' Transfer Agent and DD, LLC for any loss, expense, costs, or claims (including legal fees) resulting from acting upon such instructions.
Client Accounts. As soon as reasonably practicable after the date hereof, Seller shall:
Client Accounts. 5.1. All of your dealings (including Transactions) will be within your Client Profile established with us, which may include several trading accounts within that Client Profile.
