Financial Services and Markets Act 2000 Sample Clauses

Financial Services and Markets Act 2000. (a) Notwithstanding anything in any Finance Document to the contrary, the Security Trustee shall not do, or be authorised or required to do, anything which might constitute a regulated activity for the purpose of the Financial Services and Markets Act 2000 ("FSMA"), unless it is authorised under FSMA to do so.
Financial Services and Markets Act 2000. 28.5 The Provider shall comply with the provisions of the Financial Services and Markets Act 2000 (as amended from time to time) on matters including but not limited to:
Financial Services and Markets Act 2000. (a) A failure by Lloyd’s (or, where appropriate, the members of Lloyd’s taken together) to satisfy the solvency requirements to which it is or they are subject by virtue of Part XIX of the Financial Services and Markets Act 2000, the FSA Handbook or any statutory provision enacted hereafter and a failure to comply with any binding requirement to rectify the position within the time period permitted for such rectification; or
Financial Services and Markets Act 2000. You will comply with any individual Statement of Regulatory Accountability under the Financial Services and Markets Act 2000 which may be issued to you by the Company. This Statement sets out the particular duties and responsibilities which you have under that Act and with which you are required to comply.
Financial Services and Markets Act 2000. With the introduction of the Financial Services and Markets Act 2000, Fineholm can no longer deal with or administer insurance claims through a third-party insurer. To do so would now be a criminal act.
Financial Services and Markets Act 2000. Company does not carry on, nor does it purport to carry on, nor has it at any time since 28 April 1988 carried on, or purported to carry on, in the United Kingdom investment business within the meaning of Section 1, Financial Services Act 1986 or any regulated activity within the meaning of section 22, Financial Services and Markets Act 2000 nor has it contravened any provision of either of those acts.
Financial Services and Markets Act 2000. (Financial Promotion) Order 2001 (S12001/1335), as amended, ("FPO"). To the extent that the Purchaser is a resident of the United Kingdom or would otherwise be subject to the Financial Services and Markets Act 2000, the Purchaser is either a person of a kind described in Article 19 (Investment Professionals), Article 49 (High Net Worth Companies, Unincorporated Association etc) and/or Article 50 (Sophisticated Investors) of FPO, as presently in effect.
Financial Services and Markets Act 2000. The Company Stockholder has not communicated with any other Company Stockholder in relation to the Merger or any of the other transactions contemplated hereby in breach of Section 21 of the UK Financial Services and Markets Act 2000 or engaged in any regulated activity in breach of Section 19 of such act.
Financial Services and Markets Act 2000. (Regulated Activities)
Financial Services and Markets Act 2000. (a) The Administrative Agent is authorised and regulated by the Financial Services Authority. Nothing in this Deed shall require the Administrative Agent to carry on an activity of the kind specified by any provision of Part II (other than article 5 (accepting deposits) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 or to lend money to any Borrower in its capacity as Agent.