Financial Services and Markets Act 2000 Sample Clauses
The Financial Services and Markets Act 2000 clause establishes the legal framework for regulating financial services and markets in the UK. It sets out the requirements for authorization, supervision, and conduct of financial institutions, such as banks, investment firms, and insurance companies. For example, it may require firms to obtain approval from the Financial Conduct Authority before offering certain financial products or services. The core function of this clause is to ensure the integrity, stability, and transparency of financial markets, thereby protecting consumers and maintaining confidence in the financial system.
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Financial Services and Markets Act 2000. Either:
(A) a failure by ▇▇▇▇▇'▇ (or, where appropriate, the Members of ▇▇▇▇▇'▇ taken together) to satisfy the solvency requirements to which it is or they are subject by virtue of Part XIX of the Financial Services and Markets Act 2000, the General Prudential Sourcebook, INSPRU or any statutory provision enacted after the date of this agreement and a failure to comply with any binding requirement to rectify the position within the time period permitted for such rectification; or
(B) the authorization or permission granted to ▇▇▇▇▇'▇ to carry on a regulated activity pursuant to the Financial Markets and Services Act 2000 is withdrawn, removed, revoked or cancelled by the Prudential Regulation Authority or the Financial Conduct Authority, which, in either such case, could be reasonably likely to have a Material Adverse Effect; or
Financial Services and Markets Act 2000. With the introduction of the Financial Services and Markets Act 2000, 1-2-Let can no longer deal with or administer insurance claims through a third-party insurer. To do so would now be a criminal act.
Financial Services and Markets Act 2000. 36.4.1 The Supplier shall comply with the provisions of:
(a) the Financial Services and Markets Act 2000 (as amended from time to time) on disclosure of regulatory information (or subsequent applicable legislation); and
(b) statutory requirements on market abuse and insider dealings.
Financial Services and Markets Act 2000. With the introduction of the Financial Services and Markets ▇▇▇ ▇▇▇▇, Fineholm can no longer deal with or administer insurance claims through a third party insurer. To do so would now be a criminal act.
Financial Services and Markets Act 2000. With the introduction of the Financial Services and Markets ▇▇▇ ▇▇▇▇, Kingdom Estates can no longer deal with or administer insurance claims through a third party insurer. To do so would now be a criminal act.
Financial Services and Markets Act 2000. Either: (A) a failure by ▇▇▇▇▇'▇ (or, where appropriate, the Members of ▇▇▇▇▇'▇ taken together) to satisfy the solvency requirements to which it is or they are subject by virtue of Part XIX of the Financial Services and Markets Act 2000, the General Prudential Sourcebook, -63- INSPRU or any statutory provision enacted after the date of this agreement and a failure to comply with any binding requirement to rectify the position within the time period permitted for such rectification; or (B) the authorization or permission granted to ▇▇▇▇▇'▇ to carry on a regulated activity pursuant to the Financial Markets and Services Act 2000 is withdrawn, removed, revoked or cancelled by the Prudential Regulation Authority or the Financial Conduct Authority, which, in either such case, could be reasonably likely to have a Material Adverse Effect; or (iv) Modification of ▇▇▇▇▇'▇ Acts, Byelaws or Trusts. Any modification, repeal, amendment, replacement or revocation of ▇▇▇▇▇'▇ Acts 1871 to 1982, any byelaw or any deed or agreement required by ▇▇▇▇▇'▇ to be executed or entered into by any person in connection with insurance business at Lloyd's (whether carried on by such person or otherwise) or any trust created thereby is made or proposed which could be reasonably likely to have a Material Adverse Effect; or (v)
Financial Services and Markets Act 2000. 19.1. Nothing in these Conditions shall require Altair to include within the services to be provided to the Client the giving of investment advice or the arranging of deals in investments within the meaning of the Financial Services and Markets Act 2000.
Financial Services and Markets Act 2000. The Provider shall comply with the provisions of the Financial Services and Markets Act 2000 (as amended from time to time) on matters including but not limited to:
Financial Services and Markets Act 2000. (a) Lloyd's (or, where appropriate, the members of L▇▇▇▇'▇ taken together) fails to satisfy the solvency requirements to which it is or they are subject by virtue of Part XIX of the Financial Services and Markets Act 2000, GENPRU, INSPRU (each as amended from time to time) or any other applicable statutory provision or regulatory requirement enacted hereafter and a failure to comply with any binding requirement to rectify the position within the time period permitted for such rectification; or
(b) The authorisation and/or permission granted to L▇▇▇▇'▇ to carry on a regulated activity pursuant to the Financial Markets and Services Act 2000 is withdrawn, removed, revoked or cancelled by the FCA or PRA (as applicable), which, in either such case, in the reasonable opinion of the Lenders is likely to have a Material Adverse Effect.
Financial Services and Markets Act 2000. With the introduction of the Financial Services and Markets ▇▇▇ ▇▇▇▇, HT Homess can no longer deal with or administer insurance claims through a third party insurer. To do so would now be a criminal act.