Securities Exchange Act of 1934 definition

Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended.

Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934 as from time to time amended.

Examples of Securities Exchange Act of 1934 in a sentence

• For purposes hereof, “Short Sales” include, without limitation, all “short sales” as defined in Rule 200 promulgated under Regulation SHO under the Securities Exchange Act of 1934, as amended, and all types of direct and indirect stock pledges, forward sale contracts, options, puts, calls, swaps and similar arrangements (including on a total return basis), and sales and other transactions through non-US broker dealers or foreign regulated brokers.

• Signature Guarantee NOTICE: The signature(s) should be guaranteed by an eligible guarantor institution (banks, stockbrokers, savings and loan associations, and credit unions with membership in an approved signature guarantee medallion program), pursuant to Rule 17Ad-15 under the Securities Exchange Act of 1934.

• For purposes of this criterion, “federally insured depository institution” with respect to a foreign financial institution means a foreign financial institution that meets the requirements of § 240.13k-1(b)(1) of the Securities Exchange Act of 1934, as amended.

• Subscriber must bear the economic risk of this investment indefinitely and the Company has no obligation to list the Securities on any market or take any steps (including registration under the Securities Act or the Securities Exchange Act of 1934, as amended) with respect to facilitating trading or resale of the Securities.

• Distributor is a registered broker-dealer under the Securities Exchange Act of 1934, as amended (the “1934 Act”), and is a member of the National Association of Securities Dealers, Inc.

More Definitions of Securities Exchange Act of 1934

Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended from time to time as well as any successor or replacement statute.

Securities Exchange Act of 1934 means the securities exchange act of 1934, 15 USC 78a to 78nn.

Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended from time to time, or any successor thereto.

Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended, and any reference herein to such Act or a particular provision or section thereof shall mean, unless otherwise expressly stated or the context otherwise requires, such Act, provision or section, as the case may be, as amended or replaced from time to time or as supplemented from time to time.

Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, or any successor or replacement statute or regulation of similar import.

Securities Exchange Act of 1934. (15 USC § 78a et seq.) means the federal statute of that name as now or hereafter amended.

Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended. “State” means any state of the United States or the District of Columbia.