Securities Exchange Act of 1934 definition

Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.
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Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended.
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Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as amended.
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Examples of Securities Exchange Act of 1934 in a sentence

  • Except as set forth in the preceding sentence, for purposes of this paragraph, beneficial ownership shall be calculated in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the applicable regulations of the Commission.

  • This Policy is designed to comply with, and shall be interpreted to be consistent with, Section 954 of the ▇▇▇▇-▇▇▇▇▇ ▇▇▇▇ Street Reform and Consumer Protection Act of 2010, as codified in Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Rule10D-1 promulgated under the Exchange Act (“Rule 10D-1”) and Listing Rule 5608 of the corporate governance rules of The Nasdaq Stock Market (“Nasdaq”) (the “Listing Standards”).

  • By its delivery of this Exercise Notice, the undersigned represents and warrants to the Company that in giving effect to the exercise evidenced hereby the Holder will not beneficially own in excess of the number of shares of Common Stock (as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended) permitted to be owned under Section 1.7 of the Warrant to which this notice relates.

  • For purposes of this paragraph, beneficial ownership and whether a Holder is a member of a Section 13(d) group shall be calculated and determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and the rules promulgated thereunder.

  • The Company shall use commercially reasonable efforts to remain current in its reporting obligations under the Securities Exchange Act of 1934 for purposes of making Rule 144 available to the Executive.


More Definitions of Securities Exchange Act of 1934

Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended from time to time as well as any successor or replacement statute.
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Securities Exchange Act of 1934 means the securities exchange act of 1934, 15 USC 78a to 78nn.
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Securities Exchange Act of 1934 means the Securities Exchange Act of 1934 as in force at the date as of which this Indenture was originally executed, including the rules and regulations promulgated thereunder; provided that in the event the Securities Exchange Act of 1934 is amended after such date, such amendment shall be included in this definition to the extent required by law.
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Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended from time to time, or any successor thereto.
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Securities Exchange Act of 1934 means the act of Congress known as the securities exchange act of 1934.
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Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended, and any reference herein to such Act or a particular provision or section thereof shall mean, unless otherwise expressly stated or the context otherwise requires, such Act, provision or section, as the case may be, as amended or replaced from time to time or as supplemented from time to time.
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Securities Exchange Act of 1934 means the Securities Exchange Act of 1934, as amended. “State” means any state of the United States or the District of Columbia.
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