Trading Limitations. Upon receipt of the Common Shares upon conversion, the holder of Series A-1 Preference Shares agrees, with respect to any sales of such Common Shares, to limit its aggregate trading on any single Trading Day to 20% of the daily trading volume for that day. “Trading Day” means any day on which the Common Shares are traded or quoted on the trading market.
Trading Limitations. In addition to being Confidential Information, the results of the Development will be deemed material nonpublic information until disclosed to the public by CVBT in a report to the Securities and Exchange Commission (the “SEC”), or, if applicable and/or permissible and/or appropriate, in a press release or published on CVBT’s web site in an event where a filing with the SEC is not required or is discretionary. If PDLP is in possession of, or otherwise has knowledge of, the results of the Development before such public disclosure by CVBT, PDLP acknowledges and agrees that it may not trade in CVBT securities. Further, PDLP agrees to obtain a similar acknowledgment and agreement from its partners.
Trading Limitations. Purchaser represents that prior to the Closing ------------------- and so long as it owns any Securities, it will conduct any sales of Common Stock in compliance with all relevant securities laws and regulations.
Trading Limitations. The Advisor will not: (i) engage in pyramiding its commodities positions (i.e., the use of unrealized profits on existing positions to provide margin for the acquisition of additional positions in the same or a related commodity), but may take into account open trading equity on existing positions in determining generally whether to acquire additional commodities positions; (ii) borrow or loan money (except with respect to the initiation or maintenance of commodities positions or obtaining lines of credit for the trading of forward currency contracts; provided, however, that Series J is prohibited from incurring any indebtedness on a non-recourse basis); (iii) permit rebates to be received by Series J or its affiliates, or permit Series J or any affiliate to engage in any reciprocal business arrangements which would circumvent the foregoing prohibition; (iv) permit the Advisor to share in any portion of the commodity brokerage fees paid by Series J; (v) commingle its assets, except as permitted by law; or (vi) permit the churning of its commodity accounts. The Advisor will conform in all respects to the rules, regulations and guidelines of the markets on which its trades are executed. Trading Policies Subject to the foregoing limitations, the Advisor has agreed to abide by the trading policies of Series J, which currently are as follows:
Trading Limitations. The Buyer, its successors and assigns agree to limit its sales of Common Stock of the Company to an amount not to exceed 20% of the aggregate trading volume of the Common Stock of the Company in any trading day.
Trading Limitations. Transactions may be concluded electronically or by telephone in accordance with the terms of this Agreement. Velocity will attempt to execute all Orders that it may, in its sole discretion, accept from the Customer in accordance with the Customer’s Instructions received through the Electronic Trading Platform or via telephone to the trading desk. Balances of funds held in your Account(s) will be automatically converted back at the end of the day of settlement of the relevant Transaction, to the base currency nominated by you in your Account Application. The Customer agrees that Velocity may, in its sole and absolute discretion, refuse to accept any Order including but not limited to where Velocity believes that the acceptance of the Order, or the entering into of such Transaction with or on behalf of the Customer, would be in contravention of any Applicable Regulation. In addition, Velocity may at any time, in its sole and absolute discretion, limit the number or types of positions that the Customer may maintain or acquire with Velocity, and the Customer agrees not to exceed such limits. Velocity is under no obligation to affect any Transaction for the Customer’s Account that would create positions in those accounts in excess of the limit Velocity has set. If the Customer exceeds position limits imposed by Velocity, Velocity shall have the right to close out positions in excess of the applicable position limit.
Trading Limitations. The Client agrees and acknowledges that the Company at any time, in its sole discretion, may limit the number of open positions/transactions which the Client may maintain or acquire with the Company, and the Company is under no obligation to effect any transaction for the Client's accounts which would create positions/transactions in excess of the limit which the Company has set. The Client agrees not to exceed the position/transaction limits established for any contract market or type of account, whether acting alone and/or with others at any given time. The Company, in its sole discretion, reserves the right to change the leverage applied to clients’ accounts, provided that, at the time of the conclusion of the transactions, the total number of open positions/transactions, held by the Client’s accounts, has reached the preset limitation and/or in cases where the Client has deliberately and/or systematically based on his/her trading strategy or other probable behaviour with an attempt to exploit the ability of using marginal trading, with the aim to increase the potential return of an investment, while such an activity automatically increases the level of risk and the possibility of a loss.
Trading Limitations. There shall have occurred and continued to exist any general suspension of, or limitation on, trading in securities on any national securities exchange or in the over-the-counter market in the United States (other than any suspension or limitation on trading in any particular security as a result of a computerized trading limit or any intraday suspension due to "circuit breakers").
Trading Limitations. JMI at any time, in its sole discretion, may limit the number of positions which Customer may maintain or acquire through JMI Brokers LTD , and JMI Brokers LTD is under no obligation to effect any transaction for Customer’s accounts which would create positions in excess of the limit which JMI Brokers LTD has set. Customer agrees not to exceed the position limits established for any contract market, whether acting alone or with others, and to promptly advise JMI Brokers LTD if Customer is required to file any reports on positions.
Trading Limitations. 26.1 The Client agrees and acknowledges that the Company may, at any time, in its sole discretion, limit the number of open position/transaction(s) which the Client maintains or acquires, and the Company is under no obligation to effect any request for transaction, for the Client's trading account(s), which would exceed the pre-set limit.
