Trading Policies definition

Trading Policies means the trading policies of the Exchange, as posted on the Website and in effect and amended from time to time;
Trading Policies means, collectively, the Company’s Policy Regarding Stock Trading By Officers, Directors and other Designated Employees, the Company’s Policy Against Trading on the Basis of Inside Information, and any similar or successive policy or policies of the Company governing transactions in the Company’s securities by the Company’s employees, officers and directors.
Trading Policies means Policies applicable to Trading generally or to particular products and/or markets, including without limitation approval of products, establishing market, credit, liquidity, legal, regulatory and operational risk limits, determining methodologies, establishing trading limits, maintaining appropriate organizational integrity, establishing appropriate business controls, approving counterparties and criteria for counterparties, defining acceptable or required Policies and instruments for hedging, approving practices and procedures for Policy violations, and establishing Policies for utilizing brokers and clearing houses, accounting and reporting practices, and trading limits.

Examples of Trading Policies in a sentence

  • Notwithstanding the foregoing, the Trading Advisor may execute trades through floor brokers other than those employed by MS & Co. and its affiliates so long as arrangements (including executed give-up agreements) are made for such floor brokers to “give-up” or transfer the positions to MS & Co. in conformity with the Trading Policies set forth in Exhibit A attached hereto.

  • From time to time, the Trust and the Distributor implement procedures reasonably designed to enforce the Trust's Disruptive Trading Policies and shall provide a written description of such procedures (and revisions thereto) to the Company.

  • Before you can place an Order with ▇▇▇▇▇.▇▇▇, you must complete the Customer Account Application and read, complete and sign the Customer Agreement, including the Risk Disclosure Statement, Secondary Risk Disclosure Statement and these Trading Policies and Procedures and all applicable addenda.

  • It is your responsibility as Customer to carefully read these Trading Policies and Procedures and to inform ▇▇▇▇▇.▇▇▇ of any questions or objections that you may have regarding them before entering each and every trading Order.

  • Unless expressly stated otherwise in writing, all Contracts and other transactions entered into between ▇▇▇▇▇.▇▇▇ and Customer shall be governed by the terms of this Customer Agreement, as amended from time to time (including, without limitation, ▇▇▇▇▇.▇▇▇’s Trading Policies and Procedures).

  • In entering your trading Orders with ▇▇▇▇▇.▇▇▇, you agree, represent, warrant and certify that you understand and accept these Trading Policies and Procedures, as they are set forth here and as may be amended from time to time by ▇▇▇▇▇.▇▇▇ as posted to ▇▇▇▇▇.▇▇▇’s website, in its sole discretion, and you agree to comply with these Trading Policies and Procedures as currently in effect at any time.

  • The Advisor will use its good faith and best efforts in determining the investment and reinvestment in Commodities of the Allocated Assets in compliance with the Trading Policies and Limitations, and in accordance with the Advisor’s Trading Approach.

  • Terms capitalized in these Trading Policies and Procedures are defined in the Glossary as found on ▇▇▇.▇▇▇▇▇.▇▇▇/▇▇-▇▇/▇▇▇▇▇▇▇▇▇/▇▇▇▇▇▇▇▇/.

  • The Advisor shall not be responsible for determining that any such broker or counterparty used in connection with any Commodities transactions meets the financial requirements or standards imposed by the Trading Policies and Limitations.

  • As a procedure in furtherance of its Disruptive Trading Policies, the Trust may assess fees, to be paid by one or more Accounts or by the Company, upon redemption of one or more Series or Classes of Trust Shares within certain stated time periods after such shares have been purchased.


More Definitions of Trading Policies

Trading Policies means the Exchange’s trading policies as amended from time to time.
Trading Policies means those trading policies (including, without limitation, in respect of the level of speculative trading conducted by the relevant member of the Group) from time to time agreed by the Board in accordance with the requirements of paragraph 2(D) of Schedule 3 (Covenants);
Trading Policies means, collectively, the Company’s Statement of Company Policy Regarding Insider Trading and any similar or successive policy or policies of the Company governing transactions in the Company’s securities by the Company’s employees, officers and directors.
Trading Policies means the Company's Statement of Trading, dated March 22, 1999.

Related to Trading Policies

  • Trading Policy means the Company’s policy permitting certain individuals to sell Company shares only during certain “window” periods and/or otherwise restricts the ability of certain individuals to transfer or encumber Company shares, as in effect from time to time.

  • Insider Trading Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • Investment Policies has the meaning assigned to such term in Section 3.11(c).

  • Insider Trading means the use of Material Non-Public Information to trade in a Security (whether or not one is an Access Person) or the communication of Material Non-Public Information to others. Insider Trading generally includes: