Trading Policies definition

Trading Policies means the trading policies of the Exchange, as posted on the Website and in effect and amended from time to time.

Trading Policies means, collectively, the Company’s Policy Regarding Stock Trading By Officers, Directors and other Designated Employees, the Company’s Policy Against Trading on the Basis of Inside Information, and any similar or successive policy or policies of the Company governing transactions in the Company’s securities by the Company’s employees, officers and directors.

Trading Policies means Policies applicable to Trading generally or to particular products and/or markets, including without limitation approval of products, establishing market, credit, liquidity, legal, regulatory and operational risk limits, determining methodologies, establishing trading limits, maintaining appropriate organizational integrity, establishing appropriate business controls, approving counterparties and criteria for counterparties, defining acceptable or required Policies and instruments for hedging, approving practices and procedures for Policy violations, and establishing Policies for utilizing brokers and clearing houses, accounting and reporting practices, and trading limits.

Examples of Trading Policies in a sentence

• A violation of the Frequent Trading Policies of any Federated Hermes Fund will be treated as a violation of the Code and will be subject to sanctions imposed by the Chief Compliance Officer.

• A copy of the AllianceBernstein Insider Trading Policies may be found on the Legal and Compliance Department intranet site.

• The activities described above are not only violations of these Insider Trading Policies, but also may be violations of applicable law.

• A violation of the Frequent Trading Policies of any Federated Fund will be treated as a violation of the Code and will be subject to sanctions imposed by the Chief Compliance Officer.

• This summary should not be considered a substitute for reading, understanding and complying with the detailed restrictions and requirements that appear in the AllianceBernstein Personal Trading Policies and Procedures, included as Appendix A to the Code.

• The policies and procedures for personal trading are set forth in full detail in the AllianceBernstein Personal Trading Policies and Procedures, included in the Code as Appendix A.

• Unless expressly stated otherwise in writing, all Contracts and other transactions entered into between FOREX.com and Customer shall be governed by the terms of this Customer Agreement, as amended from time to time (including, without limitation, FOREX.com’s Trading Policies and Procedures).

• Upon becoming an Access Person, each Access Person will receive a copy of the Code, along with the Loomis Sayles Insider Trading Policies and Procedures and Loomis Sayles Gifts, Business Entertainment and Political Contributions Policies and Procedures.

• A copy of the AB Insider Trading Policies may be found on the Legal and Compliance Department intranet site.

• Customer has read and understands the provisions contained in this Agreement, including, without limitation, FOREX.com’s Risk Disclosure Statement and Trading Policies and Procedures, Customer will review the Agreement each time it is amended.

More Definitions of Trading Policies

Trading Policies means, collectively, the Company’s Statement of Company Policy Regarding Insider Trading and any similar or successive policy or policies of the Company governing transactions in the Company’s securities by the Company’s employees, officers and directors.

Trading Policies means the Exchange’s trading policies as amended from time to time.

Trading Policies means the Company's Statement of Trading, dated March 22, 1999.

Trading Policies means those trading policies (including, without limitation, in respect of the level of speculative trading conducted by the relevant member of the Group) from time to time agreed by the Board in accordance with the requirements of paragraph 2(D) of Schedule 3 (Covenants);