Trading in Securities Sample Clauses

Trading in Securities. The Company specifically acknowledges that, except to the extent specifically provided herein or in any of the other Transaction Agreements (but limited in each instance to the extent so specified), the Lender retains the right (but are not otherwise obligated) to buy, sell, engage in hedging transactions or otherwise trade in the securities of the Company, including, but not necessarily limited to, the Securities, at any time before, contemporaneous with or after the execution of this Agreement or from time to time, but only, in each case, in any manner whatsoever permitted by applicable federal and state securities laws.
Trading in Securities. The Recipient acknowledges and agrees that it is aware (and that the Recipient’s Representatives are aware or will be advised by the Recipient) that Confidential Information being furnished by the Provider may contain material, non-public information regarding the Provider and that the United States securities laws prohibit any Person who has such material, non-public information from purchasing or selling securities of the Provider on the basis of such information or from communicating such information to any Person under circumstances in which it is reasonably foreseeable that such Person is likely to purchase or sell such securities on the basis of such information.
Trading in Securities. PBI and MapInfo each acknowledges that it is aware (and that its Representatives who are apprised of a possible Transaction have been or will be so advised) that applicable securities laws prohibit any person who is aware of material, non-public information about a company obtained directly or indirectly from that company from purchasing or selling securities of such company or from communicating such information to any other person under circumstances in which it is reasonably foreseeable that such person is likely to purchase or sell such securities.
Trading in Securities. The Company specifically acknowledges that, except to the extent specifically provided herein or in any of the other Transaction Agreements (but limited in each instance to the extent so specified), the Investor retains the right (but is not otherwise obligated) to buy, sell, engage in hedging transactions or otherwise trade in the Securities at any time after the delivery of a Put Notice pursuant to this Agreement as permitted by applicable federal and state securities laws. Notwithstanding the preceding sentence, the Investor warranties that it will only sell shares of Company common stock for which it has received a Put Notice from the Company. The Investor, its affiliates, agents and representatives shall not cause, engage in, in any manner whatsoever, and direct or indirect short-selling or hedging of the ordinary shares of the Company. Any sales subsequent to delivery of a Put Notice shall not be deemed a short sale or hedging transaction.
Trading in Securities. Consultant acknowledges that he is aware that in the course of performing services under the Engagement Consultant may obtain material nonpublic information about the Company and that the United States securities laws restrict the ability of any person who has material, non public information concerning any publicly traded company from purchasing or selling securities of such company or from communicating such information to any other person under circumstances in which it is reasonably foreseeable that such person is likely to purchase or sell each securities. Accordingly, Consultant agrees that he will not, directly or indirectly, trade in the Company’s common stock or tip others to do so at any time that Consultant is in possession of material non public information.
Trading in Securities. If information disclosed under this Agreement is material non-public information about a Party or its Affiliates, then the other Party agrees not to, and to cause its Affiliates not to, trade in the securities of the first Party or its Affiliates, or in the securities of any appropriate or relevant third party, until such time as no violation of the applicable securities laws would result from such securities trading.
Trading in Securities. All employees of the Corporation are subject to the limitations on trading in the Corporation’s outstanding securities while aware of material non-public information. In addition, directors and executive officers (and selected other officers) are subject to internal policies restricting the sale of Fiserv securities during certainblackoutperiods as well as pre-approvals of such sales. Directors and executive officers are also subject to filing requirements under Section 16(a) of the Exchange Act and subject to the short-swing profits rules of Section 16(b) of the Exchange Act. Directors and the Chief Operating Officer are subject to Rule 144 under the Securities Act of 1933, as amended, in connection with the sale of any Fiserv securities. The Corporation will cooperate fully in any investigation by any law enforcement agency, including the Securities and Exchange Commission, the NASD, any stock exchange or any other law enforcement agency, of trading irregularities in the Corporation’s Common Stock.
Trading in Securities. 17.4.1 Bayer agrees that, for a period commencing on the Effective Date and continuing throughout the term of this Agreement (and for an additional two (2) year period following any expiration or termination thereof, other than termination by Bayer pursuant to Section 20.2.3 or 20.2.4), neither Bayer nor its Affiliates shall, without the prior written consent of Loxo: (A) acquire or offer, seek or agree to acquire, directly or indirectly, by purchase or otherwise, any voting securities or assets or direct or indirect rights or options to acquire any voting securities or assets of Loxo, if after giving effect to such acquisition (and assuming the conversion of all convertible securities), Bayer and its Affiliates, taken as a group, would beneficially own five percent (5.0%) or more of Loxo’s total then-outstanding voting securities; provided, however, that notwithstanding the provisions of this clause (a) of this Section 17.4.1, if the number of shares of then-outstanding voting securities is reduced or if the aggregate ownership of Bayer and its Affiliates, taken as a group is increased as a result of a repurchase by Loxo of then-outstanding voting securities, stock split, stock dividend or a recapitalization of Loxo, neither Bayer nor its Affiliates shall be required to dispose of any of their holdings of voting securities of Loxo even though such action resulted in their beneficial ownership increasing, (B) make or any [***] Certain confidential information contained in this document, marked by brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 406 of the Securities Act of 1933, as amended. Confidential treatment has been requested with respect to this information. way participate, directly or indirectly, in any tender offer, exchange offer, merger, business combination, recapitalization, restructuring, liquidation, dissolution or extraordinary transaction involving Loxo or its securities or assets, (C) make, or in any way participate, directly or indirectly, in any “solicitation” of “proxies” to vote (as such terms are used in the proxy rules of the Securities and Exchange Commission), or seek to advise or influence any person or entity with respect to the voting of any voting securities of Loxo, (D) form, join or in any way participate in a “group” within the meaning of the Securities Exchange Act of 1934, as amended (and the rules promulgated thereunder) with respect to any voting securities of...
Trading in Securities. Neither the Company, nor any Material Subsidiary nor to the Company’s knowledge any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or which has constituted or might reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Shares.