Shareholder Vote of Loaned Securities. In the event the undersigned’s securities have been loaned by Xxxxxxxx on the record date of a shareholder vote involving those securities, the undersigned agrees that the undersigned’s vote may be reduced to reflect the total amount of the undersigned’s securities loaned by Xxxxxxxx. Margin Agreement Acknowledgement Form BYSIGNINGTHISACKNOWLEDGEMENTFORM,THEUNDERSIGNED ACCEPTS THE TERMS OF THE ENCLOSED AGREEMENT, AND ACKNOWLEDGES THAT THE UNDERSINGED HAS READ AND UNDERSTOOD THE MARGIN DISCLOSURE STATEMENT WHICH DETAILS THE RISKS ASSOCIATED WITH A MARGIN ACCOUNT, AND THE UNDERSIGNED HAS READ AND UNDERSTOOD THE CREDIT TERMS EXPLAINED IN THE DISCLOSURE STATEMENT. PLEASE BE SURE THAT ALL ACCOUNT OWNERS SIGN THIS ACKNOWLEDGEMENT FORM. SPECIAL NOTE FOR NON-U.S. ACCOUNTS: With respect to assets custodied by Xxxxxxxx on the undersigned’s behalf, the undersigned acknowledges that income and capital gains or distributions to the undersigned from this account may be taxable in the undersigned’s home jurisdiction. Furthermore, interest paid to Pershing under this agreement may be subject to withholding tax in the undersigned’s home jurisdiction. It is the underssigned’s obligation to pay such withholding tax, if applicable. The undersigned acknowledges to its financial organization and to Pershing that the undersigned has taken its own tax advice in this regard. Margin Disclosure Statement The Margin Disclosure Statement is intended to provide some basic facts about purchasing securities on margin and to alert you to the risks involved with trading securities in a margin account. Before trading securities in a margin account, it is important to carefully review the written Margin Agreement provided by your financial organization or its clearing firm, Pershing LLC (“Pershing”), and to consult with your financial organization regarding any questions or concerns you may have regarding margin accounts. When you purchase securities, you have the option of paying for them in full or borrowing part of the purchase price from Pershing. If you choose to borrow funds from Pershing, you will need to open a margin account with Pershing through your financial organization. The securities purchased are used as collateral for the loan that was made to you or any other indebtedness arising after the initial transaction. If the securities in your brokerage account decline in value, so does the value of the collateral supporting your loan. As a result, your financial organization or Pe...
Shareholder Vote of Loaned Securities. In the event Your securities have been loaned by Pershing on the record date of a shareholder vote involving those securities, You agree that Your vote may be reduced to reflect the total amount of Your securities loaned by Pershing.
Shareholder Vote of Loaned Securities. In the event Your securities have been loaned by Xxxxxx on the record date of a shareholder vote involving those securities, You agree that Your vote may be reduced to reflect the total amount of Your securities loaned by Xxxxxx.
Shareholder Vote of Loaned Securities. In the event your securities have been loaned by Electronic Transaction Clearing, Inc. on the record date of a shareholder vote involving those securities, you agree that your vote may be reduced to reflect the total amount of your securities loaned by Electronic Transaction Clearing, Inc.
Shareholder Vote of Loaned Securities. In the event your securities have been loaned by ETC on the record date of a shareholder vote involving those securities, you agree that your vote may be reduced to reflect the total amount of your securities loaned by ETC. [THE SPACE INTENTIONALLY LEFT BLANK]
Shareholder Vote of Loaned Securities. In the event the undersigned’s securities have been loaned by Pershing on the record date of a shareholder vote involving those securities, the undersigned agrees that the undersigned’s vote may be reduced to reflect the total amount of the undersigned’s securities loaned by Pershing.
Shareholder Vote of Loaned Securities. In the event Your securities have been loaned by Alpaca on the record date of a shareholder vote involving those securities, You agree that Your vote may be reduced to reflect the total amount of Your securities loaned by Alpaca.
Shareholder Vote of Loaned Securities. In the event your securities have been loaned by Xxxxxxxx on the record date of a shareholder vote involving those securities, you agree that the borrower and not you have the right to vote these securities. You understand that your vote may be reduced to reflect the total amount of your securities loaned by Xxxxxxxx. Traditional IRA Custodial Account Agreement Traditional Individual Retirement Custodial Account Form 5305-A (Revised March 2002) under section 408(a) of the Internal Revenue Code (the “Code”) The Depositor whose name appears on the Adoption Agreement is establishing a Traditional Individual Retirement Account (IRA) under section 408(a) to provide for his or her retirement and for the support of his or her Beneficiaries after death. Pershing LLC (the “Custodian”) has given the Depositor the Disclosure Statement required under Regulations section 1.408-6. The Depositor and the Custodian make the following agreement (the “Agreement”):
Shareholder Vote of Loaned Securities. In the event your securities have been loaned by Velox on the record date of a shareholder vote involving those securities, you agree that your vote may be reduced to reflect the total amount of your securities loaned by Velox.
Shareholder Vote of Loaned Securities. In the event your securities have been loaned by CenterPoint Securities on the record date of a shareholder vote involving those securities, you agree that your vote may be reduced to reflect the total amount of your securities loaned by CenterPoint Securities Margin Disclosure Statement Your brokerage firm is furnishing this document to you to provide some basic facts about purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before trading stocks in a margin account, you should carefully review the margin agreement provided by your firm. Consult your firm regarding any questions or concerns you may have with your margin accounts. When you purchase securities, you may pay for the securities in full or you may borrow part of the purchase price from your brokerage firm. If you choose to borrow funds from your firm, you will open a margin account with the firm. The securities purchased are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to the firm that has made the loan to avoid the forced sale of those securities or other securities or assets in your account(s). The firm can force the sale of securities or other assets in your account(s). If the equity in your account falls below the maintenance margin requirements, or the firm's higher "house" requirements, the firm can sell the securities or other assets in any of your account held at the firm to cover the margin deficiency. You also will be responsible for any short fall in the account after such a sale. The firm can sell your securities or other assets without contacting you. Some investors mistakenly believe that a firm must contact them for a margin call to be valid, and that the firm cannot liquidate securities or other assets in their accounts to meet the call unless the firm has contacted them first. This is not the case. Mo...
