Predispute Arbitration Clause. This Agreement contains a predispute arbitration clause. By signing the Account Application associated with this Agreement, you and Strategic Advisers, FBS, NFS, FPT and their successors, assigns, and affiliates (the “Parties”) agree as follows:
Predispute Arbitration Clause. These Account Agreements contains a Predispute Arbitration Clause. By signing an Arbitration Agreement, the parties agree as follows:
Predispute Arbitration Clause. This Agreement contains a pre-dispute arbitration clause. To the extent permitted by law, all controversies which may arise between Client and VFA and/or IAR or any of their affiliated companies or persons concerning any transaction arising out of or relating to this Agreement, any account maintained by the Client, or the purchase of any insurance or investment products through, sponsored by, issued by or recommended by any of them, or the construction, performance, or breach of this or any other Agreement between the parties shall be submitted to arbitration conducted under the rules, then in effect, of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or, if FINRA will not assume jurisdiction of the matter, the American Arbitration Association. By agreeing to an arbitration clause, the parties agree as follows:
Predispute Arbitration Clause. Refer to paragraph 1 of the Brokerage Account Agreement. I HAVE READ AND FULLY UNDERSTAND THE TERMS AND CONDITIONS OF THIS PRECIOUS METALS CLIENT ACCOUNT CUSTODY AND SETTLEMENT AGREEMENT AND REPRESENT THAT I HAVE THE AUTHORITY TO SIGN THIS AGREEMENT. I RECOGNIZE THAT INVESTMENTS IN PRECIOUS METALS ARE HIGHLY SPECULATIVE, ARE SUBJECT TO VOLATILE PRICE MOVEMENTS, AND PAY NO INTEREST. METALS HELD IN MY ACCOUNT ARE NOT ELIGIBLE FOR USE AS COLLATERAL FOR MARGIN PURPOSES. FURTHERMORE, I ACKNOWLEDGE THAT THE PRECIOUS METALS BALANCE IN THIS ACCOUNT IS INELIGIBLE FOR SECURITIES INDUSTRY PROTECTION CORPORATION (SIPC) COVERAGE. NEW ACCOUNT FORM AGREEMENT FOR YOUR RECORDS. ■ I agree to read and be bound by the terms of the Account Agreements outlined in the Brokerage Account Welcome Handbook (which will be sent to me after I open an Account), which are incorporated herein. (Call to request a copy in advance). If I do not understand any provision therein, I will notify X. Xxxx Price Investment Services, Inc. (TRPIS). I agree to be bound by the terms of the prospectus for each X. Xxxx Price fund (fund) in which I am investing. I have the authority and legal capacity to purchase mutual funds, and am of legal age in my state. ■ I authorize TRPIS to debit or credit my money market sweep fund for payment of securities purchased by me or credit to me for securities sold by me. This authorization includes all transactions in my account in the future. ■ I authorize TRPIS, the Fund and their agents to act on any instructions believed to be genuine for any service authorized on this form, including computer/telephone services. The Funds and TRPIS use reasonable procedures to verify the identity of the shareholder and the person(s) granted trading privileges, if applicable, when servicing an account by computer/phone. I understand that it is TRPIS’ policy to accept transaction instructions from and provide account information to the registered account owner(s) only, unless the account owner(s) has provided authorization to TRPIS, in a form acceptable to TRPIS, to grant trading privileges or to provide (or permit access to) account information to another person. I further understand that it is my responsibility to monitor the activity in my Account and not to provide account information, including my online user name and password, to anyone. TRPIS, the Funds and their agents are not liable for any losses that may occur from acting on unauthorized instructions. All services are sub...
Predispute Arbitration Clause. It is agreed that any controversy between the parties arising out of your business or this agreement, except for those disputes between the parties arising under the federal securities laws which are or are held to be non-arbitrable as a matter of law, shall be submitted to arbitration conducted under the provisions of the constitution and rules of the board of governors of the New York Stock Exchange, Inc. or any other national securities exchange on which a transaction giving rise to a claim took place or pursuant to the code of arbitration procedures of the Financial Industry Regulatory Authority (FINRA), as the undersigned may elect. Arbitration procedures must be commenced by service upon the other party of a written demand for arbitration or a written notice of intention to arbitrate, therein electing the arbitration tribunal. In the event the undersigned does not make such election within five (5) days of such demand or notice, then the undersigned authorizes TSA Portfolio Management, Inc. to do so on behalf of the undersigned. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action; or who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (i) the class certification is denied; (ii) the class is decertified; or (iii) the customer is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of rights under this agreement except to the extent stated herein. By signing an arbitration agreement the parties agree as follows: ● All parties to this agreement are giving up the right to xxx each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party’s ability to have a court reverse or modify an arbitration award is very limited. ● The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration and in court proceedings. ● The arbitrators do not have to explain the reason(s) for their award. ● The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. ● The rules of some arbitration foru...
Predispute Arbitration Clause. This Margin Agreement is subject to the Customer Agreement which contains a voluntary predispute arbitration clause. By signing this agreement and opening a Margin Account, the Customer agrees to be bound by the terms of the Customer Agreement, including the voluntary arbitration agreement located in Section [6] on page [2] of the Customer Agreement.
Predispute Arbitration Clause. By signing an arbitration agreement, NPB and I, (“the parties”), agree as follows:
Predispute Arbitration Clause. I agree to settle by arbitration any contro- versy between myself and Price; its parent or affiliates; and/or any such officers, directors, employees, agents, or Xxxxx’s clearing broker, Pershing, relating to the Account Agreements, this Account and all accounts with Price, or transactions, or in any way arising from my Brokerage relationship with Xxxxx, whether entered into prior to, on, or subsequent to this date. Such arbitration will be conducted before and according to the arbitration rules of the Financial Industry Regulatory Authority (FINRA), unless the choice of another arbitrator forum is required by applicable state law. I under- stand that this Predispute Arbitration Clause does not apply to any contro- versy or transaction involving X. Xxxx Price funds unless they are held in my Brokerage Advantage Account. This Agreement contains a Predispute Arbitration Clause. By signing an arbitration Agreement, the parties agree as follows:
Predispute Arbitration Clause. Refer to paragraph 1 of the Customer Agreement. I HAVE READ AND FULLY UNDERSTAND THE TERMS AND CONDITIONS OF THIS PRECIOUS METALS CLIENT ACCOUNT CUSTODY AND SETTLEMENT AGREEMENT AND REPRESENT THAT I HAVE THE AUTHORITY TO SIGN THIS AGREEMENT. I RECOGNIZE THAT INVEST- MENTS IN PRECIOUS METALS ARE HIGHLY SPECULA- TIVE, ARE SUBJECT TO VOLATILE PRICE MOVEMENTS, AND PAY NO INTEREST. METALS HELD IN MY ACCOUNT ARE NOT ELIGIBLE FOR USE AS COLLATERAL FOR MAR- GIN PURPOSES. FURTHERMORE, I ACKNOWLEDGE THAT THE PRECIOUS METALS BALANCE IN THIS ACCOUNT IS INELIGIBLE FOR SECURITIES INDUSTRY PROTECTION CORPORATION (SIPC) COVERAGE. NEW ACCOUNT FORM AGREEMENTS • I acknowledge that I agree to read and be bound by the terms of the Account Agreements outlined in the Brokerage Account Welcome Handbook, which will be sent to me after I open an Account and which are incorporated herein. (Call 0-000-000-0000 to request a copy in advance.) If I do not understand any provision therein, I will notify
