Brokerage representative definition

Brokerage representative means an individual who promotes spirituous liquor on behalf of a brokerage.

Examples of Brokerage representative in a sentence

  • The Administrative Review Committee will be comprised of a representative of SPD, a CDDP representative and a Brokerage representative.

  • Please call a TIAA Brokerage representative at 800-927-3059, Monday - Friday, 8 a.m. - 7 p.m. (ET).

  • Increased knowledge about organic products is critical to increasing organic food consumption, as knowledge strongly influences consumer attitudes that directly determine organic food purchase decisions or intentions.

  • Press/RBI/IBA.(xxii) The Bidder should also furnish the following with the General Bid.

  • If clients do not want Desjardins Securities to collect, use or convey their personal information for any purpose whatsoever, they need only to contact an authorized Desjardins Online Brokerage representative.

  • Ask your Resource Brokerage representative for a quote on COBRA administrative services today.

  • For clients to gain access to their own personal information, they need only to contact an authorized Desjardins Online Brokerage representative.

  • The consultant will also involve the Brokerage representative in this process.

  • I, (Financial Adviser / Brokerage representative - Delete which is not appropriate), undertake to refrain from such practices and behaviour, which could result in a debarment being recorded against my name on the intermediaries register.

Related to Brokerage representative

  • Advisory representative means any Supervised Person, who in connection with his or her regular functions or duties, normally makes, participates in, or otherwise obtains current information regarding the Purchase or Sale of a Security by the Firm, or whose functions relate to the making of any recommendations with respect to such purchases or sales, and any natural Person in a Control relationship to the Firm who obtains information concerning recommendations made concerning a Purchase or Sale of a Security. This definition includes but is not limited to the following: partner, officer, Manager, investment person, Portfolio Manager and any other Supervised Person of the Firm designated as an “Advisory Representative” from time to time by the Review Officer.

  • Estate Representative means an executor, an administrator, an administrator with the will annexed, a liquidator, or an estate trustee with a will or without a will, whether one or more than one is so appointed;

  • Disclosure Representative means the Finance Director, or his or her designee, or such other person as the Issuer shall designate in writing to the Disclosure Dissemination Agent from time to time as the person responsible for providing Information to the Disclosure Dissemination Agent.

  • Licensee representative means an owner, director, officer, manager, employee, agent, or other representative of a licensee, to the extent that the person acts in a representative capacity.

  • Representative means, with respect to any Person, any and all directors, officers, employees, consultants, financial advisors, counsel, accountants and other agents of such Person.

  • Workplace Representative means a person:

  • Engineer’s Representative means the official in the civil/ electrical engineering department who is authorized to be in-charge of the work to which these presents relate. It shall include any other official nominated to attend to the supervision of day to day execution of the work to which this CONTRACT relates.

  • Engineer-in-charge representative means any officer of the Authority nominated by the Engineer-in-charge for day to day supervision, checking, taking measurement, checking bills, ensuring quality control, inspecting works and other related works for completion of the project.

  • Exclusive representative means the labor organization that, as a result of certification by

  • Purchaser Representative means any person who satisfies all of the following conditions or who the issuer reasonably believes satisfies all of the following conditions:

  • Issuer Representative means the Chairman of the Board of the Issuer or such other person at the time, and from time to time, designated by written certificate of the Issuer furnished to the Borrower containing the specimen signature of such person and signed on behalf of the Issuer by its Chairman. Such certificate shall designate an alternate or alternates, any of whom may act at any time as Issuer Representative.

  • Holders’ Representative means the Holders’ Representative named in the first paragraph of this Agreement or any direct or indirect successor Holders’ Representative designated in accordance with Section 6.3.

  • Management Representative means an individual designated to hear grievances on behalf of the University.

  • Investor Representative has the meaning assigned to such term in Section 2.1(a).

  • Seller Representative means Xxxxx Bank.

  • public representative means an individual who is not a member, former member, student or former student of any accounting body;

  • Sellers’ Representative has the meaning set forth in the Preamble.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Corporate Representative means an Individual authorised by resolution of the directors or other governing body of a body corporate to represent it;

  • Factory representative means an agent or employee of a manufacturer, distributor, or factory branch retained or employed for the purpose of making or promoting the sale of new motor vehicles or for supervising or contracting with new motor vehicle dealers or proposed motor vehicle dealers.

  • Holder Representative has the meaning specified in Section 11.1.

  • Owner’s Representative has the meaning given in Section 2.2.

  • Licensing representative means a person authorized by the Department under Section 5 of the Child Care Act of 1969 to examine facilities for licensure.

  • Independent representative means a person who:

  • Tax Representative has the meaning set forth in Section 11.4.

  • Underwriters’ Representative means the managing underwriter, or, in the case of a co-managed underwriting, the managing underwriter designated as the Underwriters' Representative by the co-managers.