Notice of Advice. Sub-Adviser hereby agrees to furnish to Adviser in its capacity as Investment adviser to the Independence One Small Cap Fund (the "Fund"), a portfolio of the Independence One Mutual Funds ("Trust"), such investment advice, statistical and other factual information, as may from time to time be reasonably requested by Adviser for the Fund, which may be offered in one or more classes of shares ( "Classes"). Sub-Adviser shall furnish such advice and information to Adviser on a non-discretionary basis. Sub-Adviser shall not have custody of any funds or securities of the Fund at any time.
Notice of Advice. Pursuant to its Investment Advisory Contract with the Independence One Mutual Funds ("Trust"), and subject to the direction of the Trustees of the Trust ("Trustees"), the Adviser has been retained to provide investment advisory services to the Independence One International Equity Fund, a portfolio of the Trust ("Fund"). Interests in the Fund may be offered in one or more classes of shares ("Classes"). Pursuant to Paragraph 8 of the Investment Advisory Contract, Adviser wishes to retain Sub-Adviser to provide, and Sub-Adviser agrees to furnish, a continuous investment program for the Fund, including investment research and management with respect to all securities and investments in the Fund, other than assets retained by the Advisor in its discretion. The Sub-Adviser will determine from time to time what securities and other investments will be purchased, retained, or sold by the Fund. The Sub-Adviser will provide the services rendered by it hereunder subject to the direction of the Trustees and the Adviser, and in conformity with: The Fund's investment objective(s) and policies as stated in the Fund's then-current Registration Statement on Form N-1A; all applicable Rules and Regulations of the US Securities and Exchange Commission; and the Securities Act of 1933, the Investment Company Act of 1940, and the Investment Advisers Act of 1940, all as amended. In connection with its services to the Fund, Sub-Adviser will submit for the Adviser's approval a written description of the Sub-Adviser's investment philosophy and process, performance objective and benchmark, investment guidelines, and listing of reports to be provided, all as may be adjusted from time to time. Sub-Adviser acknowledges that Adviser will retain direct responsibilities for: investment research and management with respect to the U.S. dollar-denominated cash and cash equivalents in the Fund; the selection and compensation of the Sub-Adviser; the review of all purchases and sales of portfolio instruments made by the Fund to assess compliance with its stated investment objective and policies; the monitoring of the selection of brokers and dealers effecting transactions on behalf of the Fund; the maintenance and furnishing of all required records or reports pertaining to the Fund to the extent those records or reports are not maintained or furnished by the Sub-Adviser or other agents employed by the Fund.
Notice of Advice. New York State passed a law in 2006 allowing self-referral for physical therapy. This means patients may be evaluated and treated without a referral from a physician. The law however does not require insurance companies to cover self-referral for physical therapy. The New York State law allows you to have 30 days of treatment or 10 visits, whichever comes first. Physical Therapists must have three years of experience to provide this service. It is your responsibility to contact your insurance company to make sure they cover physical therapy without a doctor’s referral. Your signature below indicates that the expectations outlined above and Notice of Advice are understood. Your diagnosis, evaluation findings, treatment program and expected benefits/goals of your treatment will be discussed with you today. Please address questions about your care to your therapist. If at any time you have concerns about the care you are receiving please contact Xxxxxxx Xxxxx, Director of Rehab @ 000-000-0000. Xxxxxxx’s Business Card is available at the registration desk. Thank you for choosing Xxxxxxxx Rehabilitation for your therapy services. Patient’s Signature: Date: Physical Therapist’s Signature: Date:
