Investment Advisory Contract definition

Investment Advisory Contract means any contract or agreement whereby a person agrees to act as investment adviser to or to manage any investment or trading account of another person other than an investment company registered under Title I of the Investment Company Act of 1940, as amended.
Investment Advisory Contract means any Contract pursuant to which an Advisory Entity provides investment management, investment advisory or subadvisory services.
Investment Advisory Contract means any Contract constituting an agreement or arrangement for the performance of investment management and/or advisory or subadvisory services.

Examples of Investment Advisory Contract in a sentence

  • Investment advisory contract means any contract or agreement whereby a person agrees to act as investment adviser to or to manage any investment or trading account of another person.

  • Investment advisory contract means any contract or agreement whereby a person agrees to act as investment ad- viser to or to manage any investment or trading account of another person.

  • Sincerely, 2016 NURSING ANNUAL REPORT Table of Contents Nursing Strategic Plan Page 3 Patient and Family Experience Page 7 Patient Care Quality and Safety Page 10 Nursing Clinical and Leadership Excellence Page 19 Staff Engagement Page 25 Finance and Growth Page 31 Community Page 34 Editors-in-Chief Tara Anderson MSN, RN, NE-BC Valerie Roe RN, CMSRN Cindy Jones, MBA, MHA, BSN, RN, NE-BC, FACHE And a Special Thank You...

  • Investment advisory contract" means any contract or agreement whereby a person agrees to act as investment adviser to or to manage any investment or trading account of another person other than an investment company registered under Title I of the Investment Company Act of 1940 as amended.


More Definitions of Investment Advisory Contract

Investment Advisory Contract means any Contract pursuant to which a Person provides services (whether as adviser, subadviser or otherwise) that would render such Person an “investment adviser” as defined in Section 202(a)(11) of the Advisers Act or Section 2(a)(20) of the 1940 Act (without taking into account any exceptions or exemptions to or from such definitions).
Investment Advisory Contract means a Contract under which the Company, its Subsidiaries or CAM provides investment advisory or sub-advisory services to, or manages any investment or trading account of, any Client whether as the general partner, managing member, adviser, or sub-adviser or otherwise.
Investment Advisory Contract means any contract or agreement whereby a person agrees to act as an investment adviser or to manage any investment or trading account for a person other than an investment adviser as defined in subsection (26).
Investment Advisory Contract means any Contract pursuant to which Seller provides investment management or advisory services to a
Investment Advisory Contract or “Investment Advisory Contracts” shall mean individually or collectively those fee generating agreements entered into between Purchaser and each Target Fund in connection with the transactions contemplated by this Agreement substantially in the form attached hereto as Exhibit M, with such economic terms as set forth in Schedule 9.17 hereto.
Investment Advisory Contract means any investment advisory agreement entered into by 1838, L.P. for the purpose of providing investment advisory services to a client which is not a registered investment company or series thereof.
Investment Advisory Contract means any contract or agreement whereby a person